-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlewtOtYkhqhf90fyYFLkDgl8cAFVCSEUpOEqRXoM/NItLKedO0ombNvFtydbBym kITWLpqGmXvvRNiXQmPlHg== 0001172661-09-001397.txt : 20090814 0001172661-09-001397.hdr.sgml : 20090814 20090814163541 ACCESSION NUMBER: 0001172661-09-001397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 091016404 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 owl2q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. Address: 640 Fifth Avenue 20th Floor New York, NY 10019 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin Title: CFO Phone: 212-688-2550 Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY/USA August 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 29 Form13F Information Table Value Total: $3,231,938 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AETNA INC NEW COM 00817Y108 109936 4388673 SH SOLE 4388673 0 0 AETNA INC NEW COM 00817Y108 12525 500000 SH PUT SOLE 500000 0 0 ATLAS AMER INC COM 049167109 25542 1429300 SH SOLE 1429300 0 0 BANK OF AMERICA CORPORATION COM 060505104 195840 14836346 SH SOLE 14836346 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 26740 3589308 SH SOLE 3589308 0 0 CIGNA CORP COM 125509109 244350 10143208 SH SOLE 10143208 0 0 CIGNA CORP COM 125509109 12045 500000 SH PUT SOLE 500000 0 0 FOREST CITY ENTERPRISES INC CL A 345550107 35520 5381858 SH SOLE 5381858 0 0 GENERAL MLS INC COM 370334104 193146 3447800 SH SOLE 3447800 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 45284 3815000 SH SOLE 3815000 0 0 HUDSON CITY BANCORP COM 443683107 13621 1024900 SH SOLE 1024900 0 0 ISHARES TR FTSE XNHUA IDX 464287184 217174 5660000 SH PUT SOLE 5660000 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 135309 4108979 SH SOLE 4108979 0 0 METROPCS COMMUNICATIONS INC COM 591708102 41482 3116600 SH SOLE 3116600 0 0 MI DEVS INC CL A SUB VTG 55304X104 12697 1672800 SH SOLE 1672800 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467R118 630 428801 SH SOLE 428801 0 0 NAVISTAR INTL CORP NEW COM 63934E108 17933 411300 SH CALL SOLE 411300 0 0 NAVISTAR INTL CORP NEW COM 63934E108 225794 5178760 SH SOLE 5178760 0 0 NORDSTROM INC COM 655664100 26454 1330000 SH PUT SOLE 1330000 0 0 PHILIP MORRIS INTL INC COM 718172109 105848 2426600 SH SOLE 2426600 0 0 QUICKSILVER RESOURCES INC COM 74837R104 52857 5689700 SH SOLE 5689700 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 72720 17999950 SH SOLE 17999950 0 0 RRI ENERGY INC COM 74971X107 77476 15464200 SH SOLE 15464200 0 0 SANDRIDGE ENERGY INC COM 80007P307 54294 6372510 SH SOLE 6372510 0 0 SP ACQUISITION HOLDINGS INC UNIT 99/99/9999 78470A203 14520 1500000 SH SOLE 1500000 0 0 SPDR TR UNIT SER 1 78462F103 1021987 11114600 SH PUT SOLE 11114600 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 86004 2109500 SH SOLE 2109500 0 0 UAL CORP COM NEW 902549807 8214 2575000 SH CALL SOLE 2575000 0 0 WILLIAMS COS INC DEL COM 969457100 145996 9352722 SH SOLE 9352722 0 0
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