-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SioACWrkLv6GlcbFxb7R8z+YB7Ot09ubxrCUdZDxFMfVqKpPnz8LL7k8KiDTeNV4 F0TEjAipYLqJ9xesYl44/g== 0000902664-09-000953.txt : 20090217 0000902664-09-000953.hdr.sgml : 20090216 20090217120841 ACCESSION NUMBER: 0000902664-09-000953 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 09609039 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 p09-0216form13fhr.txt OWL CREEK ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. -------------------------------------------------- Address: 640 Fifth Avenue, 20th Floor -------------------------------------------------- New York, NY 10019 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin, CFO -------------------------------------------------- -------------------------------------------------- Phone: 212 688 2550 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY 2/17/2009 ------------------- ------------------------------ ------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 19 ------------- Form 13F Information Table Value Total: $2,606,656 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- ---------------- --------- --------- ------------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------- ---- CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 1,121 222,000 SH SOLE 222,000 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- CIGNA CORP COM 125509109 135,531 8,043,409 SH SOLE 8,043,409 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- CONSOL ENERGY INC COM 20854P109 15,545 543,920 SH SOLE 543,920 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 8,836 972,100 SH SOLE 972,100 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 28,963 41,000 SH SOLE 41,000 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- JOY GLOBAL INC COM 481165108 80,031 3,496,335 SH SOLE 3,496,335 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- LEAP WIRELESS INTL INC COM NEW 521863308 177,670 6,607,279 SH SOLE 6,607,279 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- MI DEVS INC CL A SUB VTG 55304X104 12,479 1,672,800 SH SOLE 1,672,800 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- MIRANT CORP NEW *W EXP 01/03/201 60467R118 1,501 428,801 SH SOLE 428,801 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- NAVISTAR INTL CORP NEW COM 63934E108 148,868 6,962,965 SH SOLE 6,962,965 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- SCHERING PLOUGH CORP COM 806605101 24,542 1,441,100 SH SOLE 1,441,100 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- SP ACQUISITION HOLDINGS INC UNIT 99/99/9999 78470A203 13,680 1,500,000 SH SOLE 1,500,000 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- SPDR GOLD TRUST GOLD SHS 78463V107 9,370 108,300 SH SOLE 108,300 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- SPDR TR UNIT SER 1 78462F103 1,603,366 17,767,800 SH PUT SOLE 17,767,800 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- STEEL DYNAMICS INC COM 858119100 87,983 7,869,703 SH SOLE 7,869,703 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- TEXAS INDS INC COM 882491103 26,113 756,900 SH SOLE 756,900 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- UAL CORP COM NEW 902549807 77,386 7,022,300 SH CALL SOLE 7,022,300 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- WILLIAMS COS INC DEL COM 969457100 135,501 9,357,811 SH SOLE 9,357,811 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- -------------- WEYERHAEUSER CO COM 962166104 18,170 593,600 SH SOLE 593,600 0 0 - ----------------------------- ---------------- --------- --------- ---------- --- ---- ---------- -------- ---------- --------------
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