0001313597-14-000003.txt : 20140214
0001313597-14-000003.hdr.sgml : 20140214
20140214121100
ACCESSION NUMBER: 0001313597-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fore Research & Management, LP
CENTRAL INDEX KEY: 0001313597
IRS NUMBER: 731688684
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11162
FILM NUMBER: 14613207
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.984.3800
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001313597
XXXXXXXX
12-31-2013
12-31-2013
Fore Research & Management, LP
510 Madison Avenue
11TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-11162
N
Ari Burstein
Chief Compliance Officer
212-984-3800
Ari Burstein
New York
NY
02-14-2014
0
59
2584141
false
INFORMATION TABLE
2
form13finfotable13q4.xml
ADVANCED MICRO DEVICES INC
NOTE 6.000% 5/0
007903AL1
50576
48225000
PRN
SOLE
48225000
0
0
AK STL HLDG CORP
COM
001547108
4100
500000
SH
Call
SOLE
500000
0
0
ALCOA INC
NOTE 5.250% 3/1
013817AT8
115839
69861000
PRN
SOLE
69861000
0
0
ALPHA NATURAL RESOURCES INC
NOTE 3.750%12/1
02076XAE2
14586
14000000
PRN
SOLE
14000000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
19512
19500000
PRN
SOLE
19500000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.750%12/1
02917TAB0
7105
7000000
PRN
SOLE
7000000
0
0
APPLE INC
COM
037833100
112204
200000
SH
Call
SOLE
200000
0
0
BARRICK GOLD CORP
COM
067901108
3526
200000
SH
Call
SOLE
200000
0
0
BEST BUY INC
COM
086516101
11964
300000
SH
Put
SOLE
300000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
7035
100000
SH
Call
SOLE
100000
0
0
BLACKBERRY LTD
COM
09228F103
2232
300000
SH
SOLE
300000
0
0
BLACKBERRY LTD
COM
09228F103
12807
1721400
SH
Call
SOLE
1721400
0
0
CARDTRONICS INC
COM
14161H108
1755
40389
SH
SOLE
40389
0
0
CENTURY ALUM CO
COM
156431108
523
50000
SH
Call
SOLE
50000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.750%11/1
165167BW6
17861
17000000
PRN
SOLE
17000000
0
0
CHESAPEAKE ENERGY CORP
PFD CONV
165167842
2861
31009
SH
SOLE
31009
0
0
CISCO SYS INC
COM
17275R102
30817
1373900
SH
Call
SOLE
1373900
0
0
CLIFFS NAT RES INC
COM
18683K101
6028
230000
SH
Put
SOLE
230000
0
0
D R HORTON INC
NOTE 2.000% 5/1
23331ABB4
107870
62420000
PRN
SOLE
62420000
0
0
DENDREON CORP
NOTE 2.875% 1/1
24823QAC1
6462
10000000
PRN
SOLE
10000000
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
3741
3500000
PRN
SOLE
3500000
0
0
EQUINIX INC
NOTE 3.000%10/1
29444UAG1
12660
8000000
PRN
SOLE
8000000
0
0
EXXON MOBIL CORP
COM
30231G102
92568
914700
SH
Call
SOLE
914700
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
12621
545871
SH
SOLE
545871
0
0
GOLDCORP INC NEW
COM
380956409
8668
400000
SH
Call
SOLE
400000
0
0
GOODYEAR TIRE & RUBR CO
PFD CONV 5.875%
382550309
6666
100000
SH
SOLE
100000
0
0
HOLOGIC INC
FRNT 4.000%12/1
436440AG6
65828
62544000
PRN
SOLE
62544000
0
0
INTEROIL CORP
NOTE 2.750%11/1
460951AC0
5081
5500000
PRN
SOLE
5500000
0
0
ISHARES
CHINA LG-CAP ETF
464287184
32614
850000
SH
Call
SOLE
850000
0
0
ISHARES
CHINA LG-CAP ETF
464287184
17266
450000
SH
Put
SOLE
450000
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 2.750%10/0
464337AG9
77229
31000000
PRN
SOLE
31000000
0
0
LINEAR TECHNOLOGY CORP
NOTE 3.000% 5/0
535678AC0
27420
24000000
PRN
SOLE
24000000
0
0
MERITOR INC
COM
59001K100
1250
119800
SH
SOLE
119800
0
0
MOLINA HEALTHCARE INC
NOTE 3.750%10/0
60855RAA8
9550
8000000
PRN
SOLE
8000000
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
37845
36832000
PRN
SOLE
36832000
0
0
NUANCE COMMUNICATIONS INC
DBCV 2.750% 8/1
67020YAB6
31587
30065000
PRN
SOLE
30065000
0
0
ORACLE CORP
COM
68389X105
76520
2000000
SH
Call
SOLE
2000000
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
470
89620
SH
SOLE
89620
0
0
PENNEY J C INC
COM
708160106
2745
300000
SH
SOLE
300000
0
0
PENNEY J C INC
COM
708160106
2056
224700
SH
Call
SOLE
224700
0
0
PPL CORP
UNIT 99/99/9999S
69351T114
17122
324711
PRN
SOLE
324711
0
0
PROTALIX BIOTHERAPEUTICS INC
COM
74365A101
913
234680
SH
SOLE
234680
0
0
REDWOOD TR INC
NOTE 4.625% 4/1
758075AB1
2086
2000000
PRN
SOLE
2000000
0
0
ROCKWOOD HLDGS INC
COM
774415103
4315
60000
SH
SOLE
60000
0
0
ROCKWOOD HLDGS INC
COM
774415103
10788
150000
SH
Call
SOLE
150000
0
0
SALESFORCE COM INC
NOTE 0.750% 1/1
79466LAB0
178433
69160000
PRN
SOLE
69160000
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
3739
2500000
PRN
SOLE
2500000
0
0
SANOFI
RIGHT 12/31/2020
80105N113
51
150000
SH
SOLE
150000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
277035
1500000
SH
Call
SOLE
1500000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
861856
4666500
SH
Put
SOLE
4666500
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
8447
7500000
PRN
SOLE
7500000
0
0
TWITTER INC
COM
90184L102
3182
50000
SH
Put
SOLE
50000
0
0
UNITED STATES STL CORP NEW
NOTE 4.000% 5/1
912909AE8
19641
18313000
PRN
SOLE
18313000
0
0
VIROPHARMA INC
COM
928241108
2492
50000
SH
Call
SOLE
50000
0
0
VOLCANO CORPORATION
NOTE 1.750%12/0
928645AB6
2466
2500000
PRN
SOLE
2500000
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
112356
2210000
SH
Call
SOLE
2210000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
8240
250000
SH
Call
SOLE
250000
0
0
YPF SOCIEDAD ANONIMA SPON
ADR CL D
984245100
5722
173600
SH
SOLE
173600
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
5211
300000
SH
Call
SOLE
300000
0
0