0000950123-17-009809.txt : 20171108 0000950123-17-009809.hdr.sgml : 20171108 20171108102014 ACCESSION NUMBER: 0000950123-17-009809 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 171185427 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 09-30-2017 09-30-2017 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 11-08-2017 0 369 381514 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AES CORP COM 00130H105 198 18000 SH SOLE 18000 0 0 AT&T INC COM 00206R102 8277 211300 SH SOLE 211300 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 230 57000 SH SOLE 57000 0 0 ABBVIE INC COM 00287Y109 373 4200 SH SOLE 4200 0 0 ABIOMED INC COM 003654100 868 5150 SH SOLE 5150 0 0 ACUITY BRANDS INC COM 00508Y102 308 1800 SH SOLE 1800 0 0 ADOBE SYS INC COM 00724F101 298 2000 SH SOLE 2000 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 575 5800 SH SOLE 5800 0 0 AECOM COM 00766T100 957 26000 SH SOLE 26000 0 0 AEGON N V NY REGISTRY SH 007924103 266 46000 SH SOLE 46000 0 0 AGRIUM INC COM 008916108 268 2500 SH SOLE 2500 0 0 AIR PRODS & CHEMS INC COM 009158106 302 2000 SH SOLE 2000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 302 6200 SH SOLE 6200 0 0 ALEXANDER'S, INC. 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1411 13800 SH SOLE 13800 0 0 TARGET CORP COM 87612E106 1180 20000 SH SOLE 20000 0 0 TECH DATA CORP COM 878237106 631 7100 SH SOLE 7100 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 296 9600 SH SOLE 9600 0 0 TELEDYNE TECH COM 879360105 318 2000 SH SOLE 2000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 906 1000000 PRN SOLE 1000000 0 0 THOR INDS INC COM 885160101 378 3000 SH SOLE 3000 0 0 TILE SHOP HOLDINGS INC COM 88677Q109 145 11450 SH SOLE 11450 0 0 TOLL BROTHERS INC COM 889478103 332 8000 SH SOLE 8000 0 0 TORO CO. COM 891092108 298 4800 SH SOLE 4800 0 0 TOTAL SYS SVCS INC COM 891906109 295 4500 SH SOLE 4500 0 0 TRACTOR SUPPLY COMPANY COM 892356106 310 4900 SH SOLE 4900 0 0 TRANSCANADA CORP COM 89353D107 321 6500 SH SOLE 6500 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 335 16500 SH SOLE 16500 0 0 TRUSTMARK CORP COM 898402102 245 7400 SH SOLE 7400 0 0 TWO HARBORS INVESTMENT CO COM 90187B101 15120 1500000 SH SOLE 1500000 0 0 US BANCORP COM NEW 902973304 268 5000 SH SOLE 5000 0 0 ULTA BEAUTY INC COM 90384S303 226 1000 SH SOLE 1000 0 0 ULTIMATE SOFTWARE GROUP COM 90385D107 284 1500 SH SOLE 1500 0 0 UNILEVER PLC SPON ADR NEW 904767704 423 7300 SH SOLE 7300 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1372 11425 SH SOLE 11425 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 281 2400 SH SOLE 2400 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 361 2800 SH SOLE 2800 0 0 UNIVERSAL FST PRODS INC COM 913543104 353 3600 SH SOLE 3600 0 0 US ECOLOGY INC COM 91732J102 350 6500 SH SOLE 6500 0 0 VAIL RESORTS INC COM 91879Q109 274 1200 SH SOLE 1200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 285 3700 SH SOLE 3700 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2900 41000 SH SOLE 41000 0 0 VANTIV INC CL A 92210H105 345 4900 SH SOLE 4900 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6800 137400 SH SOLE 137400 0 0 VIAD CORP COM NEW 92552R406 341 5600 SH SOLE 5600 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1138 40000 SH SOLE 40000 0 0 VOYA FINANCIAL INC COM 929089100 638 16000 SH SOLE 16000 0 0 WEC ENERGY GROUP COM 92939U106 245 3900 SH SOLE 3900 0 0 WABASH NATIONAL CORP COM 929566107 333 14600 SH SOLE 14600 0 0 WAL-MART STORES INC COM 931142103 234 3000 SH SOLE 3000 0 0 WASHINGTON FED INC COM 938824109 262 7800 SH SOLE 7800 0 0 WASTE CONNECTIONS INC. COM 94106B101 420 6000 SH SOLE 6000 0 0 WATERS CORP COM 941848103 341 1900 SH SOLE 1900 0 0 WEIS MARKETS INC COM 948849104 272 6250 SH SOLE 6250 0 0 WELLS FARGO & CO COM 949746101 2041 37000 SH SOLE 37000 0 0 WESTROCK CO COM 96145D105 255 4500 SH SOLE 4500 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 391 17372 SH SOLE 17372 0 0 WINMARK CORP COM 974250102 296 2250 SH SOLE 2250 0 0 WINNEBAGO INDUSTRIES INC COM 974637100 322 7200 SH SOLE 7200 0 0 WOODWARD INC COM 980745103 287 3700 SH SOLE 3700 0 0 ZIMMER BIOMET HOLDINGS COM 98956P102 831 7100 SH SOLE 7100 0 0 AIRCASTLE LTD COM G0129K104 312 14000 SH SOLE 14000 0 0 ALLEGION PLC ORD SHS G0176J109 320 3700 SH SOLE 3700 0 0 ALLERGAN PLC SHS G0177J108 225 1100 SH SOLE 1100 0 0 AMDOCS LTD SHS G02602103 322 5000 SH SOLE 5000 0 0 AON PLC SHS CL A G0408V102 336 2300 SH SOLE 2300 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 287 5000 SH SOLE 5000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 338 2500 SH SOLE 2500 0 0 BLUE CAPITAL REISURANCE COM G1190F107 196 11891 SH SOLE 11891 0 0 ESSENT GROUP LTD COM G3198U102 316 7800 SH SOLE 7800 0 0 FABRINET SHS G3323L100 521 14050 SH SOLE 14050 0 0 GENPACT LTD SHS G3922B107 345 12000 SH SOLE 12000 0 0 ICON PLC SHS G4705A100 353 3100 SH SOLE 3100 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 946 206500 SH SOLE 206500 0 0 INVESCO LTD SHS G491BT108 273 7800 SH SOLE 7800 0 0 JOHNSON CONTROLS INT'L SHS G51502105 1209 30000 SH SOLE 30000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 663 20000 SH SOLE 20000 0 0 SIGNET JEWELERS LTD SHS G81276100 952 14300 SH SOLE 14300 0 0 STERIS PLC SHS USD G84720104 398 4500 SH SOLE 4500 0 0 PERRIGO CO SHS G97822103 965 11400 SH SOLE 11400 0 0 CHUBB LTD. COM H1467J104 356 2500 SH SOLE 2500 0 0 GARMIN LTD SHS H2906T109 302 5600 SH SOLE 5600 0 0 TE CONNECTIVITY LTD REG SHS H84989104 249 3000 SH SOLE 3000 0 0 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 312 6500 SH SOLE 6500 0 0