0000950123-16-019635.txt : 20160812 0000950123-16-019635.hdr.sgml : 20160812 20160812112601 ACCESSION NUMBER: 0000950123-16-019635 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 161826947 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 06-30-2016 06-30-2016 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 08-12-2016 0 305 439946 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F APPLE INC COM 037833100 239 2500 SH SOLE 2500 0 0 AMBEV SA SPONSORED ADR 02319V103 92 15500 SH SOLE 15500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 283 2500 SH SOLE 2500 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 1078 90000 SH SOLE 90000 0 0 ARES COML REAL ESTATE CORP COM 04013V108 676 55000 SH SOLE 55000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 261 32000 SH SOLE 32000 0 0 ADOBE SYS INC COM 00724F101 383 4000 SH SOLE 4000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 322 3500 SH SOLE 3500 0 0 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 190 10000 SH SOLE 10000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 274 1400 SH SOLE 1400 0 0 AEGON N V NY REGISTRY SH 007924103 82 20426 SH SOLE 20426 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 224 13000 SH SOLE 13000 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 2528 160000 SH SOLE 160000 0 0 ALLERGAN 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