0000950123-15-007574.txt : 20150722 0000950123-15-007574.hdr.sgml : 20150722 20150722130420 ACCESSION NUMBER: 0000950123-15-007574 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 EFFECTIVENESS DATE: 20150722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 15999588 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 06-30-2015 06-30-2015 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 07-22-2015 0 474 571032 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F APPLE INC COM 037833100 314 2500 SH SOLE 2500 0 0 ABBVIE INC COM 00287Y109 2688 40000 SH SOLE 40000 0 0 ALCENTRA CAP CORP COM 01374T102 946 74500 SH SOLE 74500 0 0 AMBEV SA SPONSORED ADR 02319V103 95 15500 SH SOLE 15500 0 0 ARBOR RLTY TR INC COM 038923108 406 60000 SH SOLE 60000 0 0 AMERICAN CAP LTD COM 02503Y103 168 12400 SH SOLE 12400 0 0 ACE LTD SHS H0023R105 254 2500 SH SOLE 2500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 348 3600 SH SOLE 3600 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 1731 121800 SH SOLE 121800 0 0 ARES COML REAL ESTATE CORP COM 04013V108 114 10000 SH SOLE 10000 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 3795 300000 SH SOLE 300000 0 0 ALLERGAN PLC SHS G0177J108 495 1632 SH SOLE 1632 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 281 3500 SH SOLE 3500 0 0 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 230 10000 SH SOLE 10000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 292 1000 SH SOLE 1000 0 0 AEGON N V NY REGISTRY SH 007924103 151 20426 SH SOLE 20426 0 0 AETNA INC NEW COM 00817Y108 344 2700 SH SOLE 2700 0 0 AGRIUM INC COM 008916108 1324 12500 SH SOLE 12500 0 0 ARGAN INC COM 04010E109 327 8100 SH SOLE 8100 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 321 6700 SH SOLE 6700 0 0 APOLLO INVT CORP COM 03761U106 11682 1650000 SH SOLE 1650000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1064 22500 SH SOLE 22500 0 0 ALKERMES PLC SHS G01767105 257 4000 SH SOLE 4000 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 307 5100 SH SOLE 5100 0 0 ALERE INC COM 01449J105 237 4500 SH SOLE 4500 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 263 9000 SH SOLE 9000 0 0 AUTOLIV INC COM 052800109 292 2500 SH SOLE 2500 0 0 AFFILIATED MANAGERS GROUP COM 008252108 284 1300 SH SOLE 1300 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 1315 89500 SH SOLE 89500 0 0 AON PLC SHS CL A G0408V102 339 3400 SH SOLE 3400 0 0 ARES CAP CORP COM 04010L103 8279 503000 SH 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