0000950123-14-007326.txt : 20140723 0000950123-14-007326.hdr.sgml : 20140723 20140723115145 ACCESSION NUMBER: 0000950123-14-007326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140723 DATE AS OF CHANGE: 20140723 EFFECTIVENESS DATE: 20140723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Management & Research Co Inc CENTRAL INDEX KEY: 0001313559 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12529 FILM NUMBER: 14988176 BUSINESS ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 BUSINESS PHONE: 800-544-6060 MAIL ADDRESS: STREET 1: 2303 YORKTOWN AVE CITY: LYNCHBURG STATE: VA ZIP: 24501 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001313559 XXXXXXXX 06-30-2014 06-30-2014 Yorktown Management & Research Co Inc

2303 Yorktown Ave Lynchburg VA 24501

13F HOLDINGS REPORT 028-12529 N David D. Basten (434) 846-1361 David D. Basten Lynchburg VA 07-23-2014 0 475 538102 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALCOA INC COM 013817101 164 11000 SH SOLE 11000 0 0 AARONS INC COM PAR $0.50 002535300 285 8000 SH SOLE 8000 0 0 APPLE INC COM 037833100 325 3500 SH SOLE 3500 0 0 AMBEV SA SPONSORED ADR 02319V103 109 15500 SH SOLE 15500 0 0 AMERICAN CAP LTD COM 02503Y103 168 11000 SH SOLE 11000 0 0 ACE LTD SHS H0023R105 259 2500 SH SOLE 2500 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 291 3600 SH SOLE 3600 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 3371 240672 SH SOLE 240672 0 0 ACTAVIS PLC SHS G0083B108 268 1200 SH SOLE 1200 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 277 3500 SH SOLE 3500 0 0 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 238 9300 SH SOLE 9300 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 365 1300 SH SOLE 1300 0 0 AEGON N V NY REGISTRY SH 007924103 179 20426 SH SOLE 20426 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 112 10000 SH SOLE 10000 0 0 AGCO CORP COM 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19500 SH SOLE 19500 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 266 7600 SH SOLE 7600 0 0 SANDISK CORP COM 80004C101 334 3200 SH SOLE 3200 0 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 272 2860 SH SOLE 2860 0 0 SANOFI SPONSORED ADR 80105N105 292 5500 SH SOLE 5500 0 0 SONOCO PRODS CO COM 835495102 290 6600 SH SOLE 6600 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 216 4700 SH SOLE 4700 0 0 SPIRIT RLTY CAP INC COM 84860F109 2535 223143 SH SOLE 223143 0 0 SIMPSON MANUFACTURING CO INC COM 829073105 258 7100 SH SOLE 7100 0 0 SASOL LTD SPONSORED ADR 803866300 296 5000 SH SOLE 5000 0 0 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 304 6500 SH SOLE 6500 0 0 STUDENT TRANSN INC COM 86388A108 3178 480000 SH SOLE 480000 0 0 STATE AUTO FINL CORP COM 855707105 305 13000 SH SOLE 13000 0 0 STEEL DYNAMICS INC COM 858119100 269 15000 SH SOLE 15000 0 0 STATOIL ASA SPONS ADR 85771P102 277 9000 SH SOLE 9000 0 0 STARZ LIBRTY CAP COM A 85571Q102 304 10200 SH SOLE 10200 0 0 STARWOOD PPTY TR INC COM 85571B105 11528 485000 SH SOLE 485000 0 0 SUNCOR ENERGY INC NEW COM 867224107 294 6900 SH SOLE 6900 0 0 SOLAR SR CAP LTD COM 83416M105 1998 118350 SH SOLE 118350 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 262 10000 SH SOLE 10000 0 0 SWIFT TRANSN CO CL A 87074U101 260 10300 SH SOLE 10300 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 329 7000 SH SOLE 7000 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 262 4700 SH SOLE 4700 0 0 SYSCO CORP COM 871829107 356 9500 SH SOLE 9500 0 0 AT & T CORP COM 00206R102 1256 35500 SH SOLE 35500 0 0 MEDALLION FINL CORP COM 583928106 162 13000 SH SOLE 13000 0 0 TRIANGLE CAP CORP COM 895848109 3263 115000 SH SOLE 115000 0 0 TCP CAP CORP COM 87238Q103 11517 632457 SH SOLE 632457 0 0 THL CR INC COM 872438106 10220 730000 SH SOLE 730000 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 360 7000 SH SOLE 7000 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 292 3000 SH SOLE 3000 0 0 TELEFONICA S A SPONSORED ADR 879382208 189 11000 SH SOLE 11000 0 0 TENNECO INC COM 880349105 250 3800 SH SOLE 3800 0 0 TESCO CORP COM 88157K101 245 11500 SH SOLE 11500 0 0 ISHARES MSCI THI CAP ETF 464286624 232 3000 SH SOLE 3000 0 0 HANOVER INS GROUP INC COM 410867105 253 4000 SH SOLE 4000 0 0 MARKET VECTORS ETF TR HI YLD TREA BD 57061R775 720 27000 SH SOLE 27000 0 0 THOR INDS INC COM 885160101 284 5000 SH SOLE 5000 0 0 GENTHERM INC COM 37253A103 267 6000 SH SOLE 6000 0 0 TICC CAPITAL CORP COM 87244T109 4455 450000 SH SOLE 450000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 224 1900 SH SOLE 1900 0 0 TERRA NITROGEN CO L P COM UNIT 881005201 332 2300 SH SOLE 2300 0 0 ISHARES MSCI KOKUSAI ETF 464288265 257 4600 SH SOLE 4600 0 0 TOTAL S A SPONSORED ADR 89151E109 2744 38000 SH SOLE 38000 0 0 TRIPADVISOR INC COM 896945201 315 2900 SH SOLE 2900 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 347 19000 SH SOLE 19000 0 0 TRANSCANADA CORP COM 89353D107 286 6000 SH SOLE 6000 0 0 TRIMAS CORP COM NEW 896215209 217 5700 SH SOLE 5700 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 215 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INC DEL COM 94106L109 1082 24200 SH SOLE 24200 0 0 WILLIAMS COS INC DEL COM 969457100 320 5500 SH SOLE 5500 0 0 VCA INC COM 918194101 316 9000 SH SOLE 9000 0 0 WESTERN UN CO COM 959802109 1058 61000 SH SOLE 61000 0 0 WOODWARD INC COM 980745103 276 5500 SH SOLE 5500 0 0 WYNN RESORTS LTD COM 983134107 1619 7800 SH SOLE 7800 0 0 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 201 7600 SH SOLE 7600 0 0 ZILLOW INC CL A 98954A107 429 3000 SH SOLE 3000 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 420 5100 SH SOLE 5100 0 0 ZAIS FINL CORP COM 98886K108 6648 400000 SH SOLE 400000 0 0