0001313471-12-000005.txt : 20120420
0001313471-12-000005.hdr.sgml : 20120420
20120420105033
ACCESSION NUMBER: 0001313471-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120420
DATE AS OF CHANGE: 20120420
EFFECTIVENESS DATE: 20120420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old Mutual Capital Inc
CENTRAL INDEX KEY: 0001313471
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11581
FILM NUMBER: 12769908
BUSINESS ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 720-200-7600
MAIL ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
13F-HR
1
form13fhr2012q1.txt
FORM 13F - 1ST QUARTER 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Old Mutual Capital, Inc.
Address: 4643 S. Ulster Street, 7th Floor
Denver CO 80237
Form 13F File Number: 028-11581
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kathryn A. Burns
Title: Chief Compliance Officer
Phone: 720.200.7718
Signature, Place, and Date of Signing:
/s/ Kathryn A. Burns Denver, Colorado April 20, 2012
The institutional investment manager filing this report also files this
report with respect to its parent holding company Old Mutual (US) Holdings
Inc. (Form 13F File No. 028-11931).
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------- ----------------------------------------
028-05990 Acadian Asset Management LLC
028-04895 Analytic Investors, LLC
028-12481 Ashfield Capital Partners, LLC
028-01006 Barrow Hanley Mewhinney & Strauss, LLC
028-11628 Copper Rock Capital Partners LLC
028-11912 Dwight Asset Management Company LLC
028-04321 Heitman Real Estate Securities LLC
028-04041 Thompson Siegel & Walmsley LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 29
Form 13F Information Table Value Total: $563,823
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report
Is filed, other than the manager filing this report.
No. Form 13F File Number Name
1 028-11931 Old Mutual (US) Holdings, Inc.
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
APPLE COMPUTER INC COM 037833100 32959 54981 SH DEFINED 01 54981 0 0
ABBOTT LABORATORIES COM 002824100 17069 278500 SH DEFINED 01 278500 0 0
ARCHER-DANIELS-MIDLAND CO COM 039483102 27069 855000 SH DEFINED 01 855000 0 0
AETNA INC. COM 00817Y108 19562 390000 SH DEFINED 01 390000 0 0
BAKER HUGHES IN COM 057224107 23906 570000 SH DEFINED 01 570000 0 0
BK OF NEW YORK COM 064058100 21476 890000 SH DEFINED 01 890000 0 0
BERKSHIRE HATHAWAY - CL B CLB 084670702 23236 286330 SH DEFINED 01 286330 0 0
CELGENE CORP COM 151020104 6589 85000 SH DEFINED 01 85000 0 0
CONSOL ENERGY INC COM 20854P109 6649 195000 SH DEFINED 01 195000 0 0
CISCO SYSTEMS INC COM 17275R102 12352 584013 SH DEFINED 01 584013 0 0
CVS CORP COM 126650100 18032 402500 SH DEFINED 01 402500 0 0
GENERAL ELECTRIC COM 369604103 30539 1521620 SH DEFINED 01 1521620 0 0
GOOGLE INCORPORATED COM 38259P508 9106 14200 SH DEFINED 01 14200 0 0
HARTFORD FINL S COM 416515104 8221 390000 SH DEFINED 01 390000 0 0
INVESCO LTD COM G491BT108 23736 890000 SH DEFINED 01 890000 0 0
JPMORGAN CHASE & CO. COM 46625H100 21027 457301 SH DEFINED 01 457301 0 0
METLIFE INC COM 59156R108 29242 782930 SH DEFINED 01 782930 0 0
MERCK & CO COM 58933Y105 10944 285000 SH DEFINED 01 285000 0 0
MICROSOFT CORP COM 594918104 20709 642135 SH DEFINED 01 642135 0 0
NRG ENERGY INC COM 629377508 16333 1042326 SH DEFINED 01 1042326 0 0
PEPSICO INC COM 713448108 18246 275000 SH DEFINED 01 275000 0 0
PRUDENTIAL FINANCIAL COM 744320102 12647 199504 SH DEFINED 01 199504 0 0
QUALCOMM COM 747525103 17930 263600 SH DEFINED 01 263600 0 0
ROYAL DUTCH SHELL ADS 780259206 21348 304400 SH DEFINED 01 304400 0 0
TRANSOCEAN LTD COM H8817H100 28718 525000 SH DEFINED 01 525000 0 0
SUNCOR ENERGY INC COM 867224107 25670 785000 SH DEFINED 01 785000 0 0
TEVA PHARMA ADR ADS 881624209 13293 295000 SH DEFINED 01 295000 0 0
WEATHERFORD INT LTD COM H27013103 22861 1515000 SH DEFINED 01 1515000 0 0
WELLPOINT INC COM 94973V107 24354 330000 SH DEFINED 01 330000 0 0
S REPORT SUMMARY 29 DATA RECORDS 563823 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED