0001313471-11-000006.txt : 20110801
0001313471-11-000006.hdr.sgml : 20110801
20110801092705
ACCESSION NUMBER: 0001313471-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110801
DATE AS OF CHANGE: 20110801
EFFECTIVENESS DATE: 20110801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old Mutual Capital Inc
CENTRAL INDEX KEY: 0001313471
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11581
FILM NUMBER: 11999258
BUSINESS ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 720-200-7600
MAIL ADDRESS:
STREET 1: 4643 SOUTH ULSTER STREET
STREET 2: SUITE 600
CITY: DENVER
STATE: CO
ZIP: 80237
13F-HR
1
form13fhr2011q2.txt
FORM 13F - 2ND QUARTER 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Old Mutual Capital, Inc.
Address: 4643 S. Ulster Street, 7th Floor
Denver CO 80237
Form 13F File Number: 028-11581
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kathryn A. Burns
Title: Chief Compliance Officer
Phone: 720.200.7718
Signature, Place, and Date of Signing:
/s/ Kathryn A. Burns Denver, Colorado August 1, 2011
The institutional investment manager filing this report also files this
report with respect to its parent holding company Old Mutual (US) Holdings
Inc. (Form 13F File No. 028-11931).
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------- ----------------------------------------
028-05990 Acadian Asset Management LLC
028-04895 Analytic Investors, LLC
028-12481 Ashfield Capital Partners, LLC
028-01006 Barrow Hanley Mewhinney & Strauss, LLC
028-11628 Copper Rock Capital Partners LLC
028-11912 Dwight Asset Management Company LLC
028-04321 Heitman Real Estate Securities LLC
028-04041 Thompson Siegel & Walmsley LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 29
Form 13F Information Table Value Total: $581,934
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report
Is filed, other than the manager filing this report.
No. Form 13F File Number Name
1 028-11931 Old Mutual (US) Holdings, Inc.
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
APPLE COMPUTER INC COM 037833100 23491 69981 SH DEFINED 01 69981 0 0
ABBOTT LABORATORIES COM 002824100 34913 663500 SH DEFINED 01 663500 0 0
ARCHER-DANIELS-MIDLAND CO COM 039483102 16281 540000 SH DEFINED 01 540000 0 0
ALLSTATE CORP COM 020002101 8629 282644 SH DEFINED 01 282644 0 0
BLACKROCK INC COM 09247X101 15920 83000 SH DEFINED 01 83000 0 0
BERKSHIRE HATHAWAY - CL B CL B 084670702 10088 130350 SH DEFINED 01 130350 0 0
CELGENE CORP COM 151020104 28169 467000 SH DEFINED 01 467000 0 0
CME GROUP INC CL A 12572Q105 18662 64000 SH DEFINED 01 64000 0 0
COVIDIEN PLC ORD SHS G2554F113 11178 210000 SH DEFINED 01 210000 0 0
CISCO SYSTEMS INC COM 17275R102 10443 669013 SH DEFINED 01 669013 0 0
CVS CORP COM 126650100 24145 642500 SH DEFINED 01 642500 0 0
DOW CHEMICAL COM 260543103 11880 330000 SH DEFINED 01 330000 0 0
GENL ELECTRIC COM 369604103 35487 1881620 SH DEFINED 01 1881620 0 0
GOOGLE INCORPORATED COM 38259P508 29471 58200 SH DEFINED 01 58200 0 0
HARTFORD FINL S COM 416515104 15426 585000 SH DEFINED 01 585000 0 0
INVESCO LTD COM G491BT108 12753 545000 SH DEFINED 01 545000 0 0
JPMORGAN CHASE & CO. COM 46625H100 21997 537301 SH DEFINED 01 537301 0 0
METLIFE INC COM 59156R108 45534 1037930 SH DEFINED 01 1037930 0 0
MERCK & CO COM 58933Y105 23115 655000 SH DEFINED 01 655000 0 0
MICROSOFT CORP COM 594918104 39056 1502135 SH DEFINED 01 1502135 0 0
NRG ENERGY INC COM 629377508 14436 587326 SH DEFINED 01 587326 0 0
PRUDENTIAL FINANCIAL COM 744320102 19363 304504 SH DEFINED 01 304504 0 0
QUALCOMM COM 747525103 9007 158600 SH DEFINED 01 158600 0 0
ROYAL DUTCH SHELL ADS 780259206 36945 519400 SH DEFINED 01 519400 0 0
SUNCOR ENERGY INC COM 867224107 11730 300000 SH DEFINED 01 300000 0 0
TEVA PHARMA ADR ADS 881624209 24592 510000 SH DEFINED 01 510000 0 0
UNITEDHEALTH GROUP INC COM 91324P102 10959 212457 SH DEFINED 01 212457 0 0
VISA COM 92826C839 12639 150000 SH DEFINED 01 150000 0 0
WEATHERFORD INT LTD COM H27013103 5625 300000 SH DEFINED 01 300000 0 0
S REPORT SUMMARY 29 DATA RECORDS 581934 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED