-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NXR8XP5B1qWYRaNVGUCXe1IlLcbiInACNv7zLf9vh4P3cgIpqv0srJ6KJBhsEXGK wEHeR+MPsblGQ66y98jsTQ== 0001313471-10-000008.txt : 20101029 0001313471-10-000008.hdr.sgml : 20101029 20101029124414 ACCESSION NUMBER: 0001313471-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101029 DATE AS OF CHANGE: 20101029 EFFECTIVENESS DATE: 20101029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old Mutual Capital Inc CENTRAL INDEX KEY: 0001313471 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11581 FILM NUMBER: 101150692 BUSINESS ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-200-7600 MAIL ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 13F-HR 1 form13fhr2010q3.txt FORM 13F - 3RD QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Old Mutual Capital, Inc. Address: 4643 S. Ulster Street, 6th Floor Denver CO 80237 Form 13F File Number: 028-11581 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn A. Burns Title: Chief Compliance Officer Phone: 720.200.7718 Signature, Place, and Date of Signing: /s/ Kathryn A. Burns Denver, Colorado October 29, 2010 The institutional investment manager filing this report also files this report with respect to its parent holding company Old Mutual (US) Holdings Inc. (Form 13F File No. 028-11931). Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ---------------------------------------- 028-05990 Acadian Asset Management LLC 028-04895 Analytic Investors, LLC 028-12481 Ashfield Capital Partners, LLC 028-01006 Barrow Hanley Mewhinney & Strauss Inc. 028-11628 Copper Rock Capital Partners LLC 028-11912 Dwight Asset Management Company LLC 028-01666 Eagle Asset Management, Inc. 028-04321 Heitman Real Estate Securities LLC 028-04041 Thompson Siegel & Walmsley LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $559,506 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of All institutional investment managers with respect to which this report Is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11931 Old Mutual (US) Holdings, Inc. VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE APPLE COMPUTER INC COM 037833100 23830 83981 SH DEFINED 01 83981 0 0 ALLSTATE CORP COM 020002101 15227 482644 SH DEFINED 01 482644 0 0 BANK OF AMERICA CORP. COM 060505104 19916 1520000 SH DEFINED 01 1520000 0 0 BERKSHIRE HATHAWAY - CL B CL B 084670702 12844 155350 SH DEFINED 01 155350 0 0 CISCO SYSTEMS INC COM 17275R102 14894 680113 SH DEFINED 01 680113 0 0 DELL, INC. COM 24702R101 19291 1488502 SH DEFINED 01 1488502 0 0 GENL ELECTRIC COM 369604103 24564 1511620 SH DEFINED 01 1511620 0 0 GOOGLE INCORPORATED COM 38259P508 29549 56200 SH DEFINED 01 56200 0 0 HALLIBURTON CO COM 406216101 17151 518618 SH DEFINED 01 518618 0 0 HARTFORD FINL S COM 416515104 11934 520000 SH DEFINED 01 520000 0 0 INTEL CORP COM 458140100 16730 870000 SH DEFINED 01 870000 0 0 INVESCO LTD COM G491BT108 16135 760000 SH DEFINED 01 760000 0 0 JOHNSON & JOHNS COM 478160104 21869 352957 SH DEFINED 01 352957 0 0 JPMORGAN CHASE & CO. COM 46625H100 14741 387301 SH DEFINED 01 387301 0 0 MEDTRONIC COM 585055106 20057 597304 SH DEFINED 01 597304 0 0 METLIFE INC COM 59156R108 38755 1007930 SH DEFINED 01 1007930 0 0 MERCK & CO COM 58933Y105 26142 710186 SH DEFINED 01 710186 0 0 MICROSOFT CORP COM 594918104 28461 1162135 SH DEFINED 01 1162135 0 0 NRG ENERGY INC COM 629377508 29301 1407326 SH DEFINED 01 1407326 0 0 PFIZER INC COM 717081103 25026 1457547 SH DEFINED 01 1457547 0 0 QUALCOMM COM 747525103 17082 378600 SH DEFINED 01 378600 0 0 STAPLES INC COM 855030102 12552 600000 SH DEFINED 01 600000 0 0 STATE STREET CORP COM 857477103 22308 592353 SH DEFINED 01 592353 0 0 UNITEDHEALTH GROUP INC COM 91324P102 22381 637457 SH DEFINED 01 637457 0 0 WAL-MART STORES COM 931142103 20168 376839 SH DEFINED 01 376839 0 0 EXXON MOBIL COR COM 30231G102 38598 624664 SH DEFINED 01 624664 0 0 S REPORT SUMMARY 26 DATA RECORDS 559506 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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