-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MN90xXeUL9+qi7uhDE47ZqrcNbzELDM/xf7ESOrmB2bXpC20GOB+dVmUaR7e60sx sMzZiVQdGNz5lbcWOGmlEg== 0001313471-10-000007.txt : 20100727 0001313471-10-000007.hdr.sgml : 20100727 20100727082221 ACCESSION NUMBER: 0001313471-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100727 DATE AS OF CHANGE: 20100727 EFFECTIVENESS DATE: 20100727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old Mutual Capital Inc CENTRAL INDEX KEY: 0001313471 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11581 FILM NUMBER: 10970410 BUSINESS ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-200-7600 MAIL ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 13F-HR 1 form13fhr2010q2.txt FORM 13F - 2ND QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Old Mutual Capital, Inc. Address: 4643 S. Ulster Street, 6th Floor Denver CO 80237 Form 13F File Number: 028-11581 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn A. Burns Title: Chief Compliance Officer Phone: 720.200.7718 Signature, Place, and Date of Signing: /s/ Kathryn A. Burns Denver, Colorado July __, 2010 The institutional investment manager filing this report also files this report with respect to its parent holding company Old Mutual (US) Holdings Inc. (Form 13F File No. 028-11931). Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ---------------------------------------- 028-05990 Acadian Asset Management LLC 028-04895 Analytic Investors, LLC 028-12481 Ashfield Capital Partners, LLC 028-01006 Barrow Hanley Mewhinney & Strauss Inc. 028-11628 Copper Rock Capital Partners LLC 028-11912 Dwight Asset Management Company LLC 028-01666 Eagle Asset Management, Inc. 028-04321 Heitman Real Estate Securities LLC 028-04041 Thompson Siegel & Walmsley LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $518,125 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of All institutional investment managers with respect to which this report Is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11931 Old Mutual (US) Holdings, Inc. VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE APPLE COMPUTER INC COM 037833100 22130 87981 SH DEFINED 01 87981 0 0 ALLSTATE CORP COM 020002101 10993 382644 SH DEFINED 01 382644 0 0 BANK OF AMERICA CORP. COM 060505104 19256 1340000 SH DEFINED 01 1340000 0 0 BERKSHIRE HATHAWAY - CL B CL B 084670702 15966 200350 SH DEFINED 01 200350 0 0 CISCO SYSTEMS INC COM 17275R102 17264 810113 SH DEFINED 01 810113 0 0 DELL, INC. COM 24702R101 20906 1733502 SH DEFINED 01 1733502 0 0 EL PASO CORP COM 28336L109 14139 1272680 SH DEFINED 01 1272680 0 0 GENL ELECTRIC COM 369604103 20211 1401620 SH DEFINED 01 1401620 0 0 GOOGLE INCORPORATED COM 38259P508 22336 50200 SH DEFINED 01 50200 0 0 HALLIBURTON CO COM 406216101 11627 473618 SH DEFINED 01 473618 0 0 INTEL CORP COM 458140100 16922 870000 SH DEFINED 01 870000 0 0 INVESCO LTD COM G491BT108 16073 955000 SH DEFINED 01 955000 0 0 JOHNSON & JOHNS COM 478160104 11691 197957 SH DEFINED 01 197957 0 0 JPMORGAN CHASE & CO. COM 46625H100 19671 537301 SH DEFINED 01 537301 0 0 MEDTRONIC COM 585055106 14410 397304 SH DEFINED 01 397304 0 0 METLIFE INC COM 59156R108 34472 912930 SH DEFINED 01 912930 0 0 MERCK & CO COM 58933Y105 26933 770186 SH DEFINED 01 770186 0 0 MICROSOFT CORP COM 594918104 26050 1132135 SH DEFINED 01 1132135 0 0 NRG ENERGY INC COM 629377508 26668 1257326 SH DEFINED 01 1257326 0 0 PFIZER INC COM 717081103 22924 1607547 SH DEFINED 01 1607547 0 0 QUALCOMM COM 747525103 28242 860000 SH DEFINED 01 860000 0 0 STATE STREET CORP COM 857477103 11747 347353 SH DEFINED 01 347353 0 0 TEXAS INSTRUMENTS INC COM 882508104 15830 680000 SH DEFINED 01 680000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 20376 717457 SH DEFINED 01 717457 0 0 WAL-MART STORES COM 931142103 22201 461839 SH DEFINED 01 461839 0 0 EXXON MOBIL COR COM 30231G102 29087 509664 SH DEFINED 01 509664 0 0 S REPORT SUMMARY 26 DATA RECORDS 518125 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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