0001313345-11-000005.txt : 20110513 0001313345-11-000005.hdr.sgml : 20110513 20110513124119 ACCESSION NUMBER: 0001313345-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN TRUST CO CENTRAL INDEX KEY: 0001313345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12765 FILM NUMBER: 11839290 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-656-5644 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 ttc13fhr033111.txt TTC Q1 11 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 05/13/2011 -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 178 Form 13F Information Table Value Total: $ 468,873 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC 2 28-13688 Tiedemann Wealth Management, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ 3M Company COM 88579Y101 121 1290 SH Defined 1 2 1290 3M Company COM 88579Y101 187 2000 SH Other 2000 Abbott Laboratories COM 002824100 551 11225 SH Defined 1 2 11225 Abbott Laboratories COM 002824100 441 9000 SH Other 9000 Alexanders Incorporated COM 014752109 271 667 SH Defined 1 2 667 American Natl Ins Common COM 028591105 317 4000 SH Defined 1 2 4000 American Natl Ins Common COM 028591105 689 8700 SH Other 8700 American Tower Corp CL A 029912201 518 10000 SH Other 10000 Amgen Inc Com COM 031162100 518 9700 SH Defined 1 2 9700 Anadarko Pete Corp Common COM 032511107 410 5000 SH Other 5000 Ansys Inc. COM 03662Q105 242 4458 SH Defined 1 2 4458 Apple Computer Inc COM 037833100 3810 10933 SH Defined 1 2 10933 Apple Computer Inc COM 037833100 523 1500 SH Other 1500 AT & T Inc COM 00206R102 328 10719 SH Defined 1 2 10719 Baidu Inc SPNSD ADR 056752108 276 2000 SH Other 2000 Bank Amer Corp Common COM 060505104 400 30000 SH Other 30000 Berkshire Hathaway Class B New CL B NEW 084670702 418 5000 SH Other 5000 Blackrock Inc COM 09247X101 603 3000 SH Other 3000 BP Amoco Plc SPNSD ADR 055622104 259 5872 SH Defined 1 2 5872 Buckeye Partners LP UNIT LTD PTN 118230101 12359 194512 SH Defined 1 2 194512 Canadian Nat Res Ltd Common COM 136385101 989 20000 SH Other 20000 Caterpillar Inc Del Com COM 149123101 223 2000 SH Other 2000 Chesapeake Midstream Partners, Inc. LP UNIT 16524K108 8072 279989 SH Defined 1 2 279989 Chevron Corp COM 166764100 1220 11353 SH Defined 1 2 11353 Chipotle Mexican Grill COM 169656105 272 1000 SH Other 1000 Cigna Corp. COM 125509109 289 6530 SH Defined 1 2 6530 Cisco Systems Inc. COM 17275R102 162 9419 SH Defined 1 2 9419 Citigroup Inc. Tangible Div Enhncd Com UNT99/99/9999 172967416 253 2000 SH Other 2000 Claymore/AlphaShares China Small Cap GUGG CHN SML 18383Q853 13233 453340 SH Defined 1 2 453340 CNA Finl Corp Common COM 126117100 502 17000 SH Defined 1 2 17000 CNA Finl Corp Common COM 126117100 727 24600 SH Other 24600 Coca-cola Co Com COM 191216100 446 6723 SH Defined 1 2 6723 Colgate Palmolive Co Com COM 194162103 202 2500 SH Other 2500 Compass Diversified Hldgs Sh Ben Int SH BEN INT 20451Q104 147 10000 SH Other 10000 Conoco Phillips COM 20825C104 812 10162 SH Defined 1 2 10162 Consolidated Edison Inc COM 209115104 468 9236 SH Defined 1 2 9236 Constellation Energy Group COM 210371100 732 23500 SH Defined 1 2 23500 Constellation Energy Group COM 210371100 903 29000 SH Other 29000 CSX Corp COM 126408103 210 2673 SH Defined 1 2 2673 Cummins Inc Common COM 231021106 219 2000 SH Other 2000 CVS Caremark Corp Common COM 126650100 84 2450 SH Defined 1 2 2450 Diamond Offshore Drilling COM 25271C102 389 5000 SH Other 5000 Dillards Inc Class A CL A 254067101 682 17000 SH Defined 1 2 17000 Dillards Inc Class A CL A 254067101 381 9500 SH Other 9500 E I Du Pont De Nemours And Co. COM 263534109 254 4618 SH Defined 1 2 4618 Eaton Corporation Com COM 278058102 333 6000 SH Other 6000 Ecolab Inc Com COM 278865100 306 6000 SH Other 6000 El Paso Pipeline Partners L P COM UNIT LPI 283702108 16454 454158 SH Defined 1 2 454158 Enbridge Energy Partners, L.P. COM 29250R106 9297 143873 SH Defined 1 2 143873 Energy Transfer Equity L P Common Unit COM UT LTD P 29273V100 3457 76831 SH Defined 1 2 76831 Energy Transfer Partners L.P. UNIT LTD PTN 29273R109 96 1859 SH Defined 1 2 1859 Enterprise Products Partners LP COM 293792107 17924 416247 SH Defined 1 2 416247 Enterprise Products Partners LP COM 293792107 112 2600 SH Other 2600 Eog Res Inc Com COM 26875P101 237 2000 SH Other 2000 Ev Energy Partners, LP COM UNITS 26926V107 3744 69540 SH Defined 1 2 69540 Everest Re Group Ltd COM G3223R108 705 8000 SH Defined 1 2 8000 Everest Re Group Ltd COM G3223R108 265 3000 SH Other 3000 Exxon Mobil Corp COM 30231G102 4257 50598 SH Defined 1 2 50598 Fedex Corp Com COM 31428X106 225 2400 SH Defined 1 2 2400 Fedex Corp Com COM 31428X106 468 5000 SH Other 5000 Freeport-mcmoran Copper & Gold Inc Cl B COM 35671D857 223 4023 SH Defined 1 2 4023 Freeport-mcmoran Copper & Gold Inc Cl B COM 35671D857 222 4000 SH Other 4000 Gabelli Equity Tr Inc Common COM 362397101 181 29285 SH Defined 1 2 29285 General Electric COM 369604103 1698 84666 SH Defined 1 2 84666 General Electric COM 369604103 401 20000 SH Other 20000 Genon Energy Inc Common COM 37244E107 668 175241 SH Defined 1 2 175241 Genon Energy Inc Common COM 37244E107 636 167000 SH Other 167000 Genzyme Corp COM 372917104 251 3300 SH Defined 1 2 3300 Google Inc-Cl A CL A 38259P508 89 151 SH Defined 1 2 151 Google Inc-Cl A CL A 38259P508 587 1000 SH Other 1000 Guggenheim Frontier Mkts Etf GUGG FRNTR MK 18383Q838 448 20330 SH Defined 1 2 20330 Hdfc Bk Ltd ADR Repstg 3 Shs ADR REPS 3 SH 40415F101 510 3000 SH Other 3000 Hewlett Packard Co Com COM 428236103 615 15000 SH Other 15000 Hugoton Royalty Tr UNIT BEN INT 444717102 3409 143348 SH Defined 1 2 143348 Illinois Tool Wks Inc Com COM 452308109 571 10634 SH Defined 1 2 10634 Ingram Micro Inc. CL A 457153104 715 34000 SH Defined 1 2 34000 Ingram Micro Inc. CL A 457153104 820 39000 SH Other 39000 Intel Corporation COM 458140100 630 31200 SH Defined 1 2 31200 Intel Corporation COM 458140100 404 20000 SH Other 20000 Intercontinental Hotels Group Plc SPNS ADR NEW 45857P301 207 10000 SH Other 10000 International Business Machines Corp. COM 459200101 717 4399 SH Defined 1 2 4399 International Business Machines Corp. COM 459200101 571 3500 SH Other 3500 iShares Barclay's 1-3 Year Treasury Bod BARCLYS 1-3 Y 464287457 14262 170289 SH Defined 1 2 170289 iShares Barclay's Aggregate Bond BRCLY USAGG B 464287226 1288 12252 SH Defined 1 2 12252 iShares Dow Jones US Technology DJ US TECH SC 464287721 13802 207425 SH Defined 1 2 207425 iShares MSCI Canada Index MSCI CDA IDX 464286509 9665 287550 SH Defined 1 2 287550 Jetblue Airways Corporation COM 477143101 677 108000 SH Defined 1 2 108000 Jetblue Airways Corporation COM 477143101 627 100000 SH Other 100000 Johnson & Johnson COM 478160104 2011 33942 SH Defined 1 2 33942 Johnson & Johnson COM 478160104 474 8000 SH Other 8000 JPMorgan Alerian MLP ETN ALERIAN ETN 46625H365 27019 711580 SH Defined 1 2 711580 Jpmorgan Chase & Co COM 46625H100 472 10236 SH Defined 1 2 10236 Jpmorgan Chase & Co COM 46625H100 369 8000 SH Other 8000 Kayne Anderson Energy Development Co COM 48660Q102 2911 148829 SH Defined 1 2 148829 Kayne Anderson MLP Investment Co. COM 486606106 3039 93022 SH Defined 1 2 93022 Korea Elec Pwr Corp Sponsored ADR SPNSRE ADR 500631106 685 56000 SH Defined 1 2 56000 Korea Elec Pwr Corp Sponsored ADR SPNSRD ADR 500631106 405 33100 SH Other 33100 Kraft Foods Inc. CL A 50075N104 104 3301 SH Defined 1 2 3301 Magellan Midstream Partners LP COM UNIT LP 559080106 12488 208612 SH Defined 1 2 208612 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 9910 176835 SH Defined 1 2 176835 Market Vectors Gold Miners ETF GOLD MNR ETF 57060U100 30166 501930 SH Defined 1 2 501930 Market Vectors Pre-Refunded Muni ETF PRE-RF MN ETF 57060U738 1220 49437 SH Defined 1 2 49437 Mastercard Inc Class A CL A 57636Q104 378 1500 SH Other 1500 McDonalds Corp Com COM 580135101 282 3707 SH Defined 1 2 3707 McDonalds Corp Com COM 580135101 19 250 SH Other 250 Mead Johnson Nutrition Common COM 582839106 174 3000 SH Other 3000 Merck & Co. New COM 58933Y105 231 7008 SH Defined 1 2 7008 Merck & Co. New COM 58933Y105 231 7007 SH Other 7007 Metlife Inc COM 59156R108 447 10000 SH Other 10000 Micron Technology Inc Com COM 595112103 723 63000 SH Defined 1 2 63000 Micron Technology Inc Com COM 595112103 1014 88400 SH Other 88400 Microsoft Corp. COM 594918104 702 27664 SH Defined 1 2 27664 Microsoft Corp. COM 594918104 381 15000 SH Other 15000 Montpelier Re Holdings Ltd Shs SHS G62185106 495 28000 SH Defined 1 2 28000 Montpelier Re Holdings Ltd Shs SHS G62185106 389 22000 SH Other 22000 N European Oil Rty Tr SH BEN INT 659310106 92 3033 SH Defined 1 2 3033 Norfolk Southern Corp COM 655844108 208 3000 SH Other 3000 Novartis Ag Sponsored Adr SPNSRD ADR 66987V109 217 4000 SH Other 4000 Nustar Energy L.P. UNIT COM 67058H102 8792 129506 SH Defined 1 2 129506 NV Energy, Inc. COM 67073Y106 342 23000 SH Defined 1 2 23000 NV Energy, Inc. COM 67073Y106 462 31000 SH Other 31000 NY Comm Bancorp Inc COM 649445103 207 12000 SH Other 12000 Occidental Petroleum Corp COM 674599105 522 5000 SH Other 5000 Oil Services HOLDRS Trust DEPOSTRY RCT 678002106 1235 7514 SH Defined 1 2 7514 Omnicom Group Inc Com COM 681919106 206 4200 SH Other 4200 Oneok Partners LP UNIT LTD PTN 68268N103 9234 112129 SH Defined 1 2 112129 Oracle Corp Com COM 68389X105 160 4793 SH Defined 1 2 4793 Oracle Corp Com COM 68389X105 201 6000 SH Other 6000 Overseas Shipholding Group Inc Common COM 690368105 190 5900 SH Defined 1 2 5900 Overseas Shipholding Group Inc Common COM 690368105 212 6600 SH Other 6600 Pepsico Inc. COM 713448108 83 1287 SH Defined 1 2 1287 Pepsico Inc. COM 713448108 161 2500 SH Other 2500 Permian Basin Royalty Trust UNIT BEN INT 714236106 1662 76172 SH Defined 1 2 76172 Petroleo Brasileiro Sa Petrobs Spsd ADR SPNSRD ADR 71654V408 202 5000 SH Other 5000 Pfizer Inc. COM 717081103 373 18370 SH Defined 1 2 18370 Phillip Morris International, Inc. COM 718172109 357 5437 SH Defined 1 2 5437 Pioneer Southwest Energy LP UNIT LP INT 72388B106 7032 204416 SH Defined 1 2 204416 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 9809 153909 SH Defined 1 2 153909 PNM Resources Inc. COM 69349H107 671 45000 SH Defined 1 2 45000 Potash Corp Sask Inc COM 73755L107 321 5442 SH Defined 1 2 5442 Powershares DB US Dlr Idx Bull Fund LP DOLL IDX B 73936D107 320 14702 SH Defined 1 2 14702 Praxair COM 74005P104 209 2054 SH Defined 1 2 2054 Procter & Gamble Co. COM 742718109 1677 27224 SH Defined 1 2 27224 Procter & Gamble Co. COM 742718109 308 5000 SH Other 5000 ProShares Short 20+ Year Treasury SHRT 20+YR TR 74347X849 1876 42327 SH Defined 1 2 42327 Regal Entertainment A CL A 758766109 203 15000 SH Other 15000 Republic Svcs Inc Com COM 760759100 148 4500 SH Defined 1 2 4500 Royal Dutch Shell Petroleum ADR SPNS ADR A 780259206 333 4566 SH Defined 1 2 4566 San Juan Basin Rty Tr UNIT BEN INT 798241105 3125 113425 SH Defined 1 2 113425 Sanmina-sci Corp Common New COM NEW 800907206 269 24000 SH Defined 1 2 24000 Sanmina-sci Corp Common New COM NEW 800907206 247 22000 SH Other 22000 Sara Lee Corp Com COM 803111103 162 9146 SH Defined 1 2 9146 Sba Communications Corp Class A COM 78388J106 198 5000 SH Other 5000 Schlumberger Limited COM 806857108 933 10000 SH Other 10000 Sector Spdr Energy Select SBI INT-ENRGY 81369Y506 10937 137136 SH Defined 1 2 137136 Select Sector SPDR- Financial SBI INT-FINL 81369Y605 293 17900 SH Defined 1 2 17900 Select Sector SPDR: Consumer Staples SBI CNS STPLS 81369Y308 8477 283309 SH Defined 1 2 283309 SPDR Gold Trust GOLD SHS 78463V107 99785 713461 SH Defined 1 2 713461 Targa Resources Partners LP COM UNIT 87611X105 6272 180847 SH Defined 1 2 180847 Tiffany and Co. COM 886547108 307 5000 SH Other 5000 Toyota Mtr Copr Adr 2 Toyota Motor Corp SP ADR R2CM 892331307 963 12000 SH Defined 1 2 12000 United Technologies Co COM 913017109 417 4928 SH Defined 1 2 4928 United Technologies Co COM 913017109 423 5000 SH Other 5000 Unum Group Common COM 91529Y106 591 22500 SH Defined 1 2 22500 Unum Group Common COM 91529Y106 709 27000 SH Other 27000 Vanguard Natural Resources LLC COM UNIT 92205F106 2924 91965 SH Defined 1 2 91965 Verizon Communications COM 92343V104 300 7794 SH Defined 1 2 7794 Vodafone Group Plc New Spnsd ADR New SPONS ADR NEW 92857W209 31 1082 SH Defined 1 2 1082 Vodafone Group Plc New Spnsd ADR New SPONS ADR NEW 92857W209 431 15000 SH Other 15000 Vornado Realty Trust Common SH BEN INT 929042109 303 3460 SH Defined 1 2 3460 Vornado Realty Trust Common SH BEN INT 929042109 357 4075 SH Other 4075 Walt Disney Co. COM DISNEY 254687106 369 8555 SH Defined 1 2 8555 Walt Disney Co. COM DISNEY 254687106 552 12800 SH Other 12800 Western Gas Partners L.P. COM UNT LP IN 958254104 6981 199865 SH Defined 1 2 199865 Williams Partners Common Unit LP COM UNT LP 96950F104 6685 129054 SH Defined 1 2 129054 Wisdomtree Tr Japan Hedged Equity Fund JP TOTAL DIV 97717W851 1330 36060 SH Defined 1 2 36060 Yamana Gold Inc. COM 98462Y100 997 81000 SH Defined 1 2 81000 Yamana Gold Inc. COM 98462Y100 862 70000 SH Defined 1 2 70000