0001313345-11-000009.txt : 20111114 0001313345-11-000009.hdr.sgml : 20111111 20111114085419 ACCESSION NUMBER: 0001313345-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TIEDEMANN TRUST CO CENTRAL INDEX KEY: 0001313345 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12765 FILM NUMBER: 111198065 BUSINESS ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-656-5644 MAIL ADDRESS: STREET 1: 1201 NORTH MARKET STREET STREET 2: SUITE 1406 CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 ttc13fhr093011.txt TTC Q3 2011 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tiedemann Trust Company Address: 1201 North Market Street Suite 1406 Wilmington DE 19801 Form 13F File Number: 28-12765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David A. Peters Title: Chief Compliance Officer Phone: 302-656-5644 Signature, Place, and Date of Signing: David A. Peters Wilmington, Delaware 11/11/2011 -------------------- --------------------------- ---------- By: /s/ David A. Peters ------------------------- David A. Peters Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 176 Form 13F Information Table Value Total: $ 442495 ----------------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- ------------------- ----------------------------------------- 1 28-13689 Tiedemann Wealth Management Holdings, LLC 2 28-13688 Tiedemann Wealth Management, LLC
COLUMN COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------- --------- -------- ----------------- ---------- -------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------ 3M Company COM 88579Y101 102 1420 SH Defined 1 2 1420 3M Company COM 88579Y101 144 2000 SH Other 2000 Abbott Laboratories COM 002824100 549 10732 SH Defined 1 2 10732 Abbott Laboratories COM 002824100 468 9160 SH Other 9160 Abitibibowater Inc Common New COM NEW 003687209 225 15000 SH Defined 1 2 15000 Abitibibowater Inc Common New COM NEW 003687209 150 10000 SH Other 10000 Alexanders Incorporated COM 014752109 241 667 SH Defined 1 2 667 Alza Corp SDCV 7/2 02261WAB5 12 13000 SH Defined 1 2 13000 Amazon Com Inc COM 023135106 24 110 SH Defined 1 2 110 Amazon Com Inc COM 023135106 216 1000 SH Other 1000 American Express Co. COM 025816109 83 1856 SH Defined 1 2 1856 American Express Co. COM 025816109 112 2500 SH Other 2500 American International Group Inc. COM NEW 026874784 326 14833 SH Defined 1 2 14833 American International Group Inc. COM NEW 026874784 292 13300 SH Other 13300 American Natl Ins Common COM 028591105 277 4000 SH Defined 1 2 4000 American Natl Ins Common COM 028591105 602 8700 SH Other 8700 American Tower Corp CL A 029912201 150 2795 SH Defined 1 2 2795 American Tower Corp CL A 029912201 377 7000 SH Other 7000 Amgen Inc Com COM 031162100 440 8000 SH Defined 1 2 8000 Anadarko Pete Corp Common COM 032511107 511 8100 SH Other 8100 Ansys Inc. COM 03662Q105 219 4458 SH Defined 1 2 4458 Apple Computer Inc COM 037833100 4548 11927 SH Defined 1 2 11927 Apple Computer Inc COM 037833100 774 2030 SH Other 2030 Arcos Dorados Holdings Inc SHS CLASS -A G0457F107 348 15000 SH Other 15000 AT & T Inc COM 00206R102 312 10937 SH Defined 1 2 10937 Berkshire Hathaway Class B New CL B NEW 084670702 355 5000 SH Other 5000 Blackrock Inc COM 09247X101 228 1540 SH Other 1540 Bristol Myers Squibb COM 110122108 226 7200 SH Other 7200 Buckeye Partners LP UNIT LTD PART 118230101 11086 177348 SH Defined 1 2 177348 Canadian Nat Res Ltd Common COM 136385101 521 17800 SH Other 17800 Chesapeake Midstream Partners, Inc. LP UNIT 16524K108 6572 244853 SH Defined 1 2 244853 Chevron Corp COM 166764100 1285 13883 SH Defined 1 2 13883 Chipotle Mexican Grill COM 169656105 303 1000 SH Other 1000 Cigna Corp. COM 125509109 242 5775 SH Defined 1 2 5775 CNA Finl Corp Common COM 126117100 382 17000 SH Defined 1 2 17000 CNA Finl Corp Common COM 126117100 553 24600 SH Other 24600 Coca-cola Co Com COM 191216100 559 8273 SH Defined 1 2 8273 Colgate Palmolive Co Com COM 194162103 222 2500 SH Other 2500 Conoco Phillips COM 20825C104 719 11358 SH Defined 1 2 11358 Consolidated Edison Inc COM 209115104 527 9236 SH Defined 1 2 9236 Constellation Energy Group COM 210371100 381 10000 SH Defined 1 2 10000 Constellation Energy Group COM 210371100 1104 29000 SH Other 29000 Costco Wholesale Corp. COM 22160K105 272 3311 SH Defined 1 2 3311 Dillards Inc Class A CL A 254067101 465 10700 SH Other 10700 E I Du Pont De Nemours And Co. COM 263534109 208 5195 SH Defined 1 2 5195 Eaton Corporation Com COM 278058102 335 9300 SH Other 9300 Ecolab Inc Com COM 278865100 244 5000 SH Other 5000 EGShares Emerging Markets Consumer EGS EMK ETF 268461779 10660 536230 SH Defined 1 2 536230 El Paso Pipeline Partners L P COM UNIT LPI 283702108 14089 397214 SH Defined 1 2 397214 Enbridge Energy Partners, L.P. COM 29250R106 9387 341730 SH Defined 1 2 341730 Energy Transfer Equity L P COM UT LT PTN 29273V100 6829 196361 SH Defined 1 2 196361 Enterprise Products Partners LP COM 293792107 13384 333343 SH Defined 1 2 333343 Ev Energy Partners, LP COM UNITS 26926V107 4258 59401 SH Defined 1 2 59401 Everest Re Group Ltd COM G3223R108 635 8000 SH Defined 1 2 8000 Everest Re Group Ltd COM G3223R108 238 3000 SH Other 3000 Exxon Mobil Corp COM 30231G102 3304 45497 SH Defined 1 2 45497 Fedex Corp Com COM 31428X106 162 2400 SH Defined 1 2 2400 Fedex Corp Com COM 31428X106 546 8065 SH Other 8065 Fiserv Inc. COM 337738108 518 10200 SH Other 10000 Freeport-mcmoran Copper & Gld Inc Cl B COM 35671D857 118 3868 SH Defined 1 2 3868 Freeport-mcmoran Copper & Gld Inc Cl B COM 35671D857 183 6000 SH Other 6000 General Electric COM 369604103 1153 75760 SH Defined 1 2 75760 General Electric COM 369604103 8 500 SH Other 500 Genon Energy Inc Common COM 37244E107 487 175241 SH Defined 1 2 175241 Genon Energy Inc Common COM 37244E107 464 167000 SH Other 167000 Goldman Sachs Group COM 38141G104 10 110 SH Defined 1 2 110 Goldman Sachs Group COM 38141G104 293 3100 SH Other 3100 Google Inc-Cl A CL A 38259P508 78 151 SH Defined 1 2 151 Google Inc-Cl A CL A 38259P508 471 915 SH Other 915 Guggenheim Frontier Mkts Etf GUGG FR MKT 18383Q838 461 25330 SH Defined 1 2 25330 Hospira Inc. COM 441060100 25 663 SH Defined 1 2 663 Hospira Inc. COM 441060100 374 10100 SH Other 10100 Hugoton Royalty Tr UNIT BEN INT 444717102 3561 167318 SH Defined 167318 Illinois Tool Wks Inc Com COM 452308109 394 9482 SH Defined 1 2 9482 Ingram Micro Inc. CL A 457153104 548 34000 SH Defined 1 2 34000 Ingram Micro Inc. CL A 457153104 629 39000 SH Other 39000 Intel Corporation COM 458140100 594 27857 SH Defined 1 2 27857 Intel Corporation COM 458140100 431 20200 SH Other 20200 International Business Machines Corp. COM 459200101 739 4226 SH Defined 1 2 4226 International Business Machines Corp. COM 459200101 706 4040 SH Other 4040 iShares Barclay's 1-3 Year Treasury Bd BARCLYS 1-3 Y 464287457 9114 107773 SH Defined 1 2 107773 iShares Dow Jones US Technology DJ US TCH SEC 464287721 14262 241156 SH Defined 1 2 241156 iShares MSCI Canada Index MSCI CDA IDX 464286509 5617 220370 SH Defined 1 2 220370 iShares S & P Europe Index S&P EURO PLUS 464287861 796 24992 SH Defined 1 2 24992 iShares S&P 500 Growth Index Fund S&P500 GRW 464287309 12014 196171 SH Defined 1 2 196171 Jetblue Airways Corporation COM 477143101 442 108000 SH Defined 1 2 108000 Jetblue Airways Corporation COM 477143101 409 100000 SH Other 100000 Johnson & Johnson COM 478160104 2332 36611 SH Defined 1 2 36611 Johnson & Johnson COM 478160104 513 8050 SH Other 8050 JPMorgan Alerian MLP ETN ALERIAN ML ET 46625H365 21494 631248 SH Defined 1 2 631248 Jpmorgan Chase & Co COM 46625H100 305 10118 SH Defined 1 2 10118 Jpmorgan Chase & Co COM 46625H100 459 15250 SH Other 15250 Kayne Anderson Energy Development Co COM 48660Q102 2111 108360 SH Defined 1 2 108360 Kayne Anderson MLP Investment Co. COM 486606106 2922 105035 SH Defined 1 2 105035 Korea Elec Pwr Corp Sponsored ADR SPONSORED ADR 500631106 476 56000 SH Defined 1 2 56000 Korea Elec Pwr Corp Sponsored ADR SPONSORED ADR 500631106 281 33100 SH Other 33100 Kraft Foods Inc. CL A 50075N104 116 3465 SH Defined 1 2 3465 Magellan Midstream Partners LP COM UNIT LP 559080106 11256 186363 SH Defined 1 2 186363 Market Vectors Agribusiness ETF AGRIBUS ETF 57060U605 15092 349098 SH Defined 1 2 349098 Market Vectors Gold Miners ETF GOLD MINR ETF 57060U100 20594 373151 SH Defined 1 2 373151 Market Vectors Pre-Refunded Muni ETF PRE-RF MN ETF 57060U738 852 34010 SH Defined 1 2 34010 Mastercard Inc Class A CL A 57636Q104 476 1500 SH Other 1500 McDonalds Corp Com COM 580135101 451 5135 SH Defined 1 2 5135 McDonalds Corp Com COM 580135101 22 250 SH Other 250 Merck & Co. New COM 58933Y105 254 7758 SH Defined 1 2 7758 Mi Devs Inc Common COM 55304X104 611 23000 SH Defined 1 2 23000 Mi Devs Inc Common COM 55304X104 353 13300 SH Other 13300 Micron Technology Inc Com COM 595112103 252 50000 SH Defined 1 2 50000 Micron Technology Inc Com COM 595112103 446 88400 SH Other 88400 Microsoft Corp. COM 594918104 693 27848 SH Defined 1 2 27848 Microsoft Corp. COM 594918104 373 15000 SH Other 15000 Montpelier Re Holdings Ltd Shs SHS G62185106 389 22000 SH Other 22000 National Oilwell Varco Inc Common COM 637071101 310 6050 SH Other 6050 Nextera Energy Inc Common New COM 65339F101 123 2269 SH Defined 1 2 2269 Nextera Energy Inc Common New COM 65339F101 173 3200 SH Other 3200 Norfolk Southern Corp COM 655844108 26 425 SH Defined 1 2 425 Norfolk Southern Corp COM 655844108 183 3000 SH Other 3000 Novartis Ag Sponsored Adr SPNSRED ADR 66987V109 452 8100 SH Other 8100 Nustar Energy L.P. UNIT COM 67058H102 8006 153128 SH Defined 1 2 153128 NV Energy, Inc. COM 67073Y106 338 23000 SH Defined 1 2 23000 NV Energy, Inc. COM 67073Y106 456 31000 SH Other 31000 Occidental Petroleum Corp COM 674599105 40 560 SH Defined 1 2 560 Occidental Petroleum Corp COM 674599105 358 5000 SH Other 5000 Oil Services HOLDRS Trust DEPOSTRY RCPT 678002106 775 7514 SH Defined 1 2 7514 Oneok Partners LP UNIT LTD PTN 68268N103 10612 227620 SH Defined 1 2 227620 Oracle Corp Com COM 68389X105 256 8901 SH Defined 1 2 8901 Oracle Corp Com COM 68389X105 172 6000 SH Other 6000 Pepsico Inc. COM 713448108 343 5546 SH Defined 1 2 5546 Pepsico Inc. COM 713448108 155 2500 SH Other 2500 Permian Basin Royalty Trust UNIT BEN INT 714236106 1878 91772 SH Defined 1 2 91772 Pfizer Inc. COM 717081103 333 18820 SH Defined 1 2 18820 Pfizer Inc. COM 717081103 265 15000 SH Other 15000 Phillip Morris International, Inc. COM 718172109 433 6937 SH Defined 1 2 6937 Pioneer Southwest Energy LP UNIT LP INT 72388B106 5187 214621 SH Defined 1 2 214621 Plains All American Pipeline, L.P. UNIT LTD PTN 726503105 10821 183663 SH Defined 1 2 183663 Potash Corp Sask Inc COM 73755L107 338 7820 SH Defined 1 2 7820 Powershares DB US Dlr Idx Bullish Fd LP DOLL IDX BULL 73936D107 328 14702 SH Defined 1 2 14702 Praxair COM 74005P104 271 2896 SH Defined 1 2 2896 Procter & Gamble Co. COM 742718109 1739 27517 SH Defined 1 2 27517 Procter & Gamble Co. COM 742718109 316 5000 SH Other 5000 ProShares Short 20+ Year Treasury SHRT 20+YR TR 74347X849 1607 49983 SH Defined 1 2 49983 ProShares Ultrashort Russell 2000 PSH ULSHR2000 74348A202 5895 101000 SH Defined 1 2 101000 Royal Dutch Shell Petroleum ADR SPONS ADR A 780259206 281 4566 SH Defined 1 2 4566 San Juan Basin Rty Tr UNIT BEN INT 798241105 3247 141375 SH Defined 1 2 141375 Sanmina-sci Corp Common New COM NEW 800907206 160 24000 SH Defined 1 2 24000 Sanmina-sci Corp Common New COM NEW 800907206 147 22000 SH Other 22000 Schein Henry Inc Common COM 806407102 254 4100 SH Other 4100 Schlumberger Limited COM 806857108 138 2303 SH Defined 1 2 2303 Schlumberger Limited COM 806857108 604 10120 SH Other 10120 Sector Spdr Energy Select SBI INT-ENRGY 81369Y506 13487 230509 SH Defined 1 2 230509 Select Sector SPDR: Consumer Staples SBI CNS STPLS 81369Y308 8126 273960 SH Defined 1 2 273960 Siemens A.g. Sponsored Adr SPNSRED ADR 826197501 314 3500 SH Other 3500 SPDR Gold Trust GOLD SHS 78463V107 95079 601540 SH Defined 1 2 601540 SPDR Gold Trust GOLD SHS 78463V107 5 30 SH Other 30 Targa Resources Partners LP COM UNIT 87611X105 5233 159165 SH Defined 1 2 159165 Tiffany and Co. COM 886547108 304 5000 SH Other 5000 Toyota Mtr Copr SP ADR RP2CM 892331307 819 12000 SH Defined 1 2 12000 United Technologies Co COM 913017109 505 7178 SH Defined 1 2 7178 United Technologies Co COM 913017109 352 5000 SH Other 5000 Unum Group Common COM 91529Y106 472 22500 SH Defined 1 2 22500 Unum Group Common COM 91529Y106 566 27000 SH Other 27000 Vanguard Natural Resources LLC COM UNIT 92205F106 3801 145686 SH Defined 1 2 145686 Vanguard World Funds Vanguard Enrgy Etf ENERGY ETF 92204A306 3593 41615 SH Defined 1 2 41615 Verizon Communications COM 92343V104 268 7274 SH Defined 1 2 7274 Vodafone Group Plc New SPNS ADR NEW 92857W209 28 1082 SH Defined 1 2 1082 Vodafone Group Plc New SPNS ADR NEW 92857W209 385 15000 SH Other 15000 Vornado Rlty Tr Common SH BEN INT 929042109 258 3460 SH Defined 1 2 3460 Vornado Rlty Tr Common SH BEN INT 929042109 304 4075 SH Other 4075 Walmart Stores Inc. COM 931142103 203 3914 SH Defined 1 2 3914 Walt Disney Co. COM DISNEY 254687106 264 8765 SH Defined 1 2 8765 Walt Disney Co. COM DISNEY 254687106 457 15150 SH Other 15150 Western Gas Partners L.P. COM UT LP IN 958254104 5074 150251 SH Defined 1 2 150251 Williams Partners Common Unit LP COM UNIT L P 96950F104 4101 75612 SH Defined 1 2 75612 Wisdomtree Tr Japan Hedged Equity Fund JP TOTAL DIV 97717W851 608 18698 SH Defined 1 2 18698 Yamana Gold Inc. COM 98462Y100 505 37000 SH Defined 1 2 37000 Yamana Gold Inc. COM 98462Y100 560 41000 SH Other 41000