0001047469-13-006185.txt : 20130515 0001047469-13-006185.hdr.sgml : 20130515 20130515160157 ACCESSION NUMBER: 0001047469-13-006185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 13846871 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2214917z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York May 15, 2013 ------------------------------- -------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 29 -------------------- Form 13F Information Table Value Total: $1,901,176 -------------------- (in thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ARBITRON INC COM 03875Q108 7772 165811 SH SOLE 165811 ASHLAND INC NEW COM 044209104 87641 1179550 SH SOLE 1178550 BARNES GROUP INC COM 067806109 24573 849388 SH SOLE 849388 BED BATH & BEYOND INC COM 075896100 90275 1401353 SH SOLE 1402153 DARLING INTL INC COM 237266101 87498 4871833 SH SOLE 4871833 DAVITA HEALTHCARE PARTNERS INC COM 23918K108 114149 962551 SH SOLE 962551 DOMTAR CORP COM NEW 257559203 48624 626442 SH SOLE 626442 DOVER DOWNS GAMING & ENTMT COM 260095104 5513 2650323 SH SOLE 2650323 FLOTEK INDS INC DEL COM 343389102 59534 3641227 SH SOLE 3641227 GRACE W R & CO DEL NEW COM 38388F108 107915 1392268 SH SOLE 1392268 GRACE W R & CO DEL NEW COM 38388F958 1983 650000 SH PUT SOLE 650000 INTERNATIONAL GAME TECHNOLOGY COM 459902102 134673 8162029 SH SOLE 8162029 INTERVAL LEISURE GROUP INC COM 46113M108 51606 2373802 SH SOLE 2373802 ITT CORP NEW COM NEW 450911201 39089 1374904 SH SOLE 1374904 KAR AUCTION SVCS INC COM 48238T109 9263 462475 SH SOLE 462475 MCGRAW HILL COS INC COM 580645109 114280 2194315 SH SOLE 2194315 MERCER INTL INC COM 588056101 39882 5771598 SH SOLE 5771598 MGM RESORTS INTERNATIONAL NOTE 4.25% 4/1 55303QAE0 38703 35671000 PRN SOLE 35671000 MGM RESORTS INTERNATIONAL COM 552953101 37049 2817426 SH SOLE 2817426 MUELLER INDS INC COM 624756102 60799 1140906 SH SOLE 1140906 NORTEK INC COM NEW 656559309 150507 2109128 SH SOLE 2109128 RICHARDSON ELECTRS LTD COM 763165107 25261 2129923 SH SOLE 2129923 ROCKWOOD HLDGS INC COM 774415103 96706 1477786 SH SOLE 1478586 SCRIPPS E W CO OHIO CL A NEW 811054402 37617 584660 SH SOLE 586460 SNAP ON INC COM 833034101 90793 1097858 SH SOLE 1097858 STARZ LIBRTY CAP COM A 85571Q102 112494 5078727 SH SOLE 5078727 TRONOX LTD SHS CL A Q9235V101 95161 4803671 SH SOLE 4803671 VISHAY PRECISION GROUP INC COM 92835K103 15050 1024485 SH SOLE 1024485 XYLEM INC COM 98419M100 116766 4236805 SH SOLE 4236805