0001047469-12-001022.txt : 20120214
0001047469-12-001022.hdr.sgml : 20120214
20120214160809
ACCESSION NUMBER: 0001047469-12-001022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gates Capital Management, Inc.
CENTRAL INDEX KEY: 0001312908
IRS NUMBER: 133886865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11102
FILM NUMBER: 12609735
BUSINESS ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-1421
MAIL ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Gates Capital Management Inc.
DATE OF NAME CHANGE: 20041228
13F-HR
1
a2206998z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gates Capital Management, Inc.
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Address: 1177 Avenue of the Americas, 32nd Floor
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New York, NY 10036
---------------------------------------
Form 13F File Number: 28-11102
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey L. Gates
-------------------------------
Title: President
-------------------------------
Phone: (212) 626-1421
-------------------------------
Signature, Place, and Date of Signing:
/s/ Jeffrey L. Gates New York, New York February 14, 2012
------------------------------- ------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 29
--------------------
Form 13F Information Table Value Total: $906,533
--------------------
(thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ARMSTRONG WORLD INDS INC NEW COM 04247X102 26573 605713 SH SOLE 605713
ASHLAND INC NEW COM 044209104 53428 934702 SH SOLE 934702
BLOUNT INTL INC NEW COM 095180105 49042 3377518 SH SOLE 3377518
COPART INC COM 217204106 26693 557382 SH SOLE 557382
DARLING INTL INC COM 237266101 47602 3581750 SH SOLE 3581750
DAVITA INC COM 23918K108 57669 760698 SH SOLE 760698
DOMTAR CORP COM NEW 257559203 25616 320360 SH SOLE 320360
DOVER DOWNS GAMING & ENTMT COM 260095104 5800 2710370 SH SOLE 2710370
FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 35378 35735000 PRN SOLE 35735000
FLOTEK INDS INC DEL COM 343389102 20395 2047739 SH SOLE 2047739
GEOKINETICS INC COM PAR 372910307 1120 520834 SH SOLE 520834
GEOMET INC DEL COM 3725OU201 1533 1648769 SH SOLE 1648769
GEOMET INC DEL PFD CONV SER A 3725OU300 6157 593706 SH SOLE 593706
GRACE W R & CO DEL NEW COM 38388F108 58165 1266655 SH SOLE 1266655
INTERVAL LEISURE GROUP INC COM 46113M108 33935 2493371 SH SOLE 2493371
ITT CORP NEW COM NEW 450911201 17357 897920 SH SOLE 897920
MCGRAW HILL COS INC COM 580645109 32747 728197 SH SOLE 728197
MGM RESORTS INTERNATIONAL NOTE 4.25% 4/1 55303QAE0 54075 56921000 PRN SOLE 56921000
NORTEK INC COM NEW 656559309 49182 1880038 SH SOLE 1880038
QUANEX BUILDING PRODUCTS COR COM 747619104 48978 3260833 SH SOLE 3260833
RICHARDSON ELECTRS LTD COM 763165107 13736 1117651 SH SOLE 1117651
SCRIPPS E W CO OHIO CL A NEW 811054402 26411 622601 SH SOLE 622601
SHUFFLE MASTER INC COM 825549108 3972 338872 SH SOLE 338872
SNAP ON INC COM 833034101 45047 889896 SH SOLE 889896
SOLUTIA INC COM 834376501 75130 4347776 SH SOLE 4347776
VALASSIS COMMUNICATIONS INC COM 918866104 8808 458043 SH SOLE 458043
VISHAY PRECISION GROUP INC COM 92835K103 19374 1212384 SH SOLE 1212384
XYLEM INC COM 98419M100 22648 881572 SH SOLE 881572
ZIMMER HLDGS INC COM 98956P102 39962 748076 SH SOLE 748076