0001047469-11-007344.txt : 20110812 0001047469-11-007344.hdr.sgml : 20110812 20110812160752 ACCESSION NUMBER: 0001047469-11-007344 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 111031467 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2205081z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 ------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York August 12, 2011 ------------------------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 25 ---------------------- Form 13F Information Table Value Total: $858,359(in thousands) ---------------------- List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ASHLAND INC NEW COM 044209104 62703 970340 SH SOLE 970340 BARD C R INC COM 067383109 34473 313792 SH SOLE 313792 BED BATH & BEYOND INC COM 075896100 37760 646902 SH SOLE 646902 BLOUNT INTL INC NEW COM 095180105 60470 3461341 SH SOLE 3461341 COCA COLA ENTERPRISES INC COM 191219104 16302 558657 SH SOLE 558657 COPART INC COM 217204106 55621 1193578 SH SOLE 1193578 DARLING INTL INC COM 237266101 36896 2084498 SH SOLE 2084498 DAVITA INC COM 23918K108 24922 287754 SH SOLE 287754 DOVER DOWNS GAMING & ENTMT COM 260095104 8997 2811804 SH SOLE 2811804 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 26252 26384000 PRN SOLE 26384000 FLOTEK INDS INC DEL COM 343389102 20355 2389123 SH SOLE 2389123 GEOMET INC DEL COM 3725OU201 1620 1372793 SH SOLE 1372793 GRACE W R & CO DEL NEW COM 38388F108 54063 1184803 SH SOLE 1184803 INTERVAL LEISURE GROUP INC COM 46113M108 40093 2928623 SH SOLE 2928623 KAR AUCTION SVCS INC COM 48238T109 37704 1993859 SH SOLE 1993859 MASCO CORP COM 574599106 34560 2872793 SH SOLE 2872793 MCGRAW HILL COS INC COM 580645109 33879 808374 SH SOLE 808374 MGM RESORTS INTERNATIONAL NOTE 4.25% 4/1 55303QAE0 41663 38421000 PRN SOLE 38421000 QUANEX BUILDING PRODUCTS COR COM 747619104 38015 2319377 SH SOLE 2319377 RICHARDSON ELECTRS LTD COM 763165107 10125 745039 SH SOLE 745039 SHUFFLE MASTER INC COM 825549108 3754 401230 SH SOLE 401230 SNAP ON INC COM 833034101 55316 885347 SH SOLE 885347 SOLUTIA INC COM 834376501 77923 3410179 SH SOLE 3410179 VISHAY PRECISION GROUP INC COM 92835K103 20465 1212384 SH SOLE 1212384 ZIMMER HLDGS INC COM 98956P102 24428 386514 SH SOLE 386514