0001047469-11-007344.txt : 20110812
0001047469-11-007344.hdr.sgml : 20110812
20110812160752
ACCESSION NUMBER: 0001047469-11-007344
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gates Capital Management, Inc.
CENTRAL INDEX KEY: 0001312908
IRS NUMBER: 133886865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11102
FILM NUMBER: 111031467
BUSINESS ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-626-1421
MAIL ADDRESS:
STREET 1: 1177 AVE. OF THE AMERICAS
STREET 2: 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Gates Capital Management Inc.
DATE OF NAME CHANGE: 20041228
13F-HR
1
a2205081z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gates Capital Management, Inc.
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Address: 1177 Avenue of the Americas, 32nd Floor
---------------------------------------
New York, NY 10036
-------------------------------
Form 13F File Number: 28-11102
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey L. Gates
-------------------------------
Title: President
-------------------------------
Phone: (212) 626-1421
-------------------------------
Signature, Place, and Date of Signing:
/s/ Jeffrey L. Gates New York, New York August 12, 2011
------------------------------- ------------------ ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 25
----------------------
Form 13F Information Table Value Total: $858,359(in thousands)
----------------------
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ASHLAND INC NEW COM 044209104 62703 970340 SH SOLE 970340
BARD C R INC COM 067383109 34473 313792 SH SOLE 313792
BED BATH & BEYOND INC COM 075896100 37760 646902 SH SOLE 646902
BLOUNT INTL INC NEW COM 095180105 60470 3461341 SH SOLE 3461341
COCA COLA ENTERPRISES INC COM 191219104 16302 558657 SH SOLE 558657
COPART INC COM 217204106 55621 1193578 SH SOLE 1193578
DARLING INTL INC COM 237266101 36896 2084498 SH SOLE 2084498
DAVITA INC COM 23918K108 24922 287754 SH SOLE 287754
DOVER DOWNS GAMING & ENTMT COM 260095104 8997 2811804 SH SOLE 2811804
FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 26252 26384000 PRN SOLE 26384000
FLOTEK INDS INC DEL COM 343389102 20355 2389123 SH SOLE 2389123
GEOMET INC DEL COM 3725OU201 1620 1372793 SH SOLE 1372793
GRACE W R & CO DEL NEW COM 38388F108 54063 1184803 SH SOLE 1184803
INTERVAL LEISURE GROUP INC COM 46113M108 40093 2928623 SH SOLE 2928623
KAR AUCTION SVCS INC COM 48238T109 37704 1993859 SH SOLE 1993859
MASCO CORP COM 574599106 34560 2872793 SH SOLE 2872793
MCGRAW HILL COS INC COM 580645109 33879 808374 SH SOLE 808374
MGM RESORTS INTERNATIONAL NOTE 4.25% 4/1 55303QAE0 41663 38421000 PRN SOLE 38421000
QUANEX BUILDING PRODUCTS COR COM 747619104 38015 2319377 SH SOLE 2319377
RICHARDSON ELECTRS LTD COM 763165107 10125 745039 SH SOLE 745039
SHUFFLE MASTER INC COM 825549108 3754 401230 SH SOLE 401230
SNAP ON INC COM 833034101 55316 885347 SH SOLE 885347
SOLUTIA INC COM 834376501 77923 3410179 SH SOLE 3410179
VISHAY PRECISION GROUP INC COM 92835K103 20465 1212384 SH SOLE 1212384
ZIMMER HLDGS INC COM 98956P102 24428 386514 SH SOLE 386514