-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKrAL8fvxLjtfAk+hstpT06FAe0tyH1mZEWTG6SqDXQkrQc/5qls/w5e2oC2IcA9 mRTYv5NuBlaxxABm6vglcQ== 0001047469-11-000828.txt : 20110211 0001047469-11-000828.hdr.sgml : 20110211 20110211160042 ACCESSION NUMBER: 0001047469-11-000828 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 11598973 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2201626z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. ---------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor ---------------------------------------- New York, NY 10036 ---------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York February 11, 2011 ---------------------------- -------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 26 -------------------- Form 13F Information Table Value Total: $651,089 -------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED AUTO PARTS INC COM 00751Y106 4808 72684 SH SOLE 72684 BED BATH & BEYOND INC COM 075896100 28846 586902 SH SOLE 586902 BLOUNT INTL INC NEW COM 095180105 49268 3126113 SH SOLE 3126113 COCA COLA ENTERPRISES INC COM 191219104 24621 983666 SH SOLE 983666 COPART INC COM 217204106 63055 1688209 SH SOLE 1688209 DARLING INTL INC COM 237266101 30080 2265040 SH SOLE 2265040 DAVITA INC COM 23918K108 20764 298810 SH SOLE 298810 DOMTAR CORP COM 257559203 8882 116991 SH SOLE 116991 DOVER DOWNS GAMING & ENTMT COM 260095104 9560 2811804 SH SOLE 2811804 EAGLE MATERIALS INC COM 26969P108 40695 1440526 SH SOLE 1440526 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 18178 20834000 PRN SOLE 20834000 FLOTEK INDS INC DEL COM 343389102 9340 1713709 SH SOLE 1713709 GAP INC DEL COM 364760108 28483 1286500 SH SOLE 1286500 GEOMET INC DEL COM 3725OU201 1804 1568897 SH SOLE 1568897 GRACE W R & CO DEL NEW COM 38388F108 25867 736315 SH SOLE 736315 INTERVAL LEISURE GROUP INC COM 46113M108 31205 1933379 SH SOLE 1933379 KAR AUCTION SVCS INC COM 48238T109 26045 1887297 SH SOLE 1887297 LORILLARD INC COM 544147101 27237 331911 SH SOLE 331911 MCGRAW HILL COS INC COM 580645109 22658 622293 SH SOLE 622293 METHANEX CORP COM 59151K108 6779 222999 SH SOLE 222999 QUANEX BUILDING PRODUCTS COR COM 747619104 19715 1039289 SH SOLE 1039289 SHUFFLE MASTER INC COM 825549108 7218 630357 SH SOLE 630357 SNAP ON INC COM 833034101 35696 630890 SH SOLE 630890 SOLUTIA INC COM 834376501 59729 2587903 SH SOLE 2587903 VISHAY PRECISION GROUP INC COM 92835K103 21906 1162717 SH SOLE 1162717 ZIMMER HLDGS INC COM 98956P102 28650 533714 SH SOLE 533714
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