-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D84oShNSKXjGZdXOoUuYTPDTtUlhry8gvNumi7uw4mnUqpAOcXzC3KcFFlC4gYua Tqa1totj8EZvCyZpKlgqTQ== 0001047469-10-007496.txt : 20100813 0001047469-10-007496.hdr.sgml : 20100813 20100813160309 ACCESSION NUMBER: 0001047469-10-007496 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 101015374 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2199543z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York August 13, 2010 ------------------------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 29 ---------------------- Form 13F Information Table Value Total: $471,835(in thousands) ---------------------- List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED AUTO PARTS INC COM 00751Y106 17992 358555 SH SOLE 358555 ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 876 425274 SH SOLE 425274 ARMSTRONG WORLD INDS INC NEW COM 04247X102 39823 1319512 SH SOLE 1319512 BLOUNT INTL INC NEW COM 095180105 44634 4346073 SH SOLE 4346073 COCA COLA ENTERPRISES INC COM 191219104 36529 1412550 SH SOLE 1412550 COPART INC COM 217204106 30750 858685 SH SOLE 858685 DARLING INTL INC COM 237266101 15443 2056301 SH SOLE 2056301 DAVITA INC COM 23918K108 19645 314623 SH SOLE 314623 DOMTAR CORP COM 257559203 34100 693801 SH SOLE 693801 DOVER DOWNS GAMING & ENTMT COM 260095104 6998 2421437 SH SOLE 2421437 DR PEPPER SNAPPLE GROUP INC COM 26138E109 14163 378799 SH SOLE 378799 EAGLE MATERIALS INC COM 26969P108 15094 582119 SH SOLE 582119 FINISH LINE INC CL A 317923100 12661 908909 SH SOLE 908909 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 7585 12040000 PRN SOLE 12040000 FLOTEK INDS INC DEL COM 343389102 2647 2187501 SH SOLE 2187501 GAP INC DEL COM 364760108 14167 728000 SH SOLE 728000 GEOMET INC DEL COM 37250U201 1451 1272624 SH SOLE 1272624 GRACE W R & CO DEL NEW COM 38388F108 10594 503509 SH SOLE 503509 INTERVAL LEISURE GROUP INC COM 46113M108 19128 1536380 SH SOLE 1536380 KAR AUCTION SVCS INC COM 48238T109 12003 970355 SH SOLE 970355 MCGRAW HILL COS INC COM 580645109 22092 785082 SH SOLE 785082 METHANEX CORP COM 59151K108 9750 495175 SH SOLE 495175 PAPA JOHNS INTL INC COM 698813102 4372 189089 SH SOLE 189089 PROSPECT MEDICAL HOLDINGS INC COM 743494106 4783 790513 SH SOLE 790513 SCRIPPS NETWORKS INTERACT INC CL A NEW 811065101 4295 106460 SH SOLE 106460 SHUFFLE MASTER INC COM 825549108 7759 968709 SH SOLE 968709 SOLUTIA INC COM 834376501 42905 3275192 SH SOLE 3275192 USG CORP COM NEW 903293405 5110 423011 SH SOLE 423011 ZIMMER HLDGS INC COM 98956P102 14486 268014 SH SOLE 268014
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