-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FnEw7HYLnf7YVtgGD6WX957kQi650yY3M5KHqTN5uvFR6S3lYTslNbY9qnQjrmo+ 1CMtHbn8jIUPx9DUFnkxhA== 0001047469-10-005330.txt : 20100514 0001047469-10-005330.hdr.sgml : 20100514 20100514160117 ACCESSION NUMBER: 0001047469-10-005330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 10833299 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2198076z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York May 14, 2010 ---------------------------- ------------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 32 ---------------------- Form 13F Information Table Value Total: $478,415(in thousands) ---------------------- List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED AUTO PARTS INC COM 00751Y106 19822 472848 SH SOLE 472848 ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 1505 425274 SH SOLE 425274 ARMSTRONG WORLD INDS INC NEW COM 04247X102 26706 735504 SH SOLE 735504 BLOUNT INTL INC NEW COM 095180105 34759 3355100 SH SOLE 3355100 COPART INC COM 217204106 33789 949131 SH SOLE 949131 DARLING INTL INC COM 237266101 11535 1287426 SH SOLE 1287426 DAVITA INC COM 23918K108 25291 398910 SH SOLE 398910 DOMTAR CORP COM 257559203 20095 311983 SH SOLE 311983 DOVER DOWNS GAMING & ENTMT COM 260095104 9011 2275380 SH SOLE 2275380 DR PEPPER SNAPPLE GROUP INC COM 26138E109 26651 757788 SH SOLE 757788 EAGLE MATERIALS INC COM 26969P108 15573 586771 SH SOLE 586771 FINISH LINE INC CL A 317923100 14600 892993 SH SOLE 892993 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 6381 12040000 PRN SOLE 12040000 FLOTEK INDS INC DEL COM 343389102 2778 2187500 SH SOLE 2187500 GAP INC DEL COM 364760108 14975 648000 SH SOLE 648000 GENESCO INC COM 371532102 10256 330742 SH SOLE 330742 GEOMET INC DEL COM 37250U201 946 1063448 SH SOLE 1063448 GRACE W R & CO DEL NEW COM 38388F108 11254 405408 SH SOLE 405408 INTERVAL LEISURE GROUP INC COM 46113M108 15251 1047472 SH SOLE 1047472 KAR AUCTION SVCS INC COM 48238T109 7115 472475 SH SOLE 472475 MCGRAW HILL COS INC COM 580645109 20145 565082 SH SOLE 565082 METHANEX CORP COM 59151K108 10939 449975 SH SOLE 449975 PAPA JOHNS INTL INC COM 698813102 14218 553017 SH SOLE 553017 PENN NATL GAMING INC COM 707569109 10108 363465 SH SOLE 363465 PROSPECT MEDICAL HOLDINGS INC COM 743494106 5545 821443 SH SOLE 821443 QUANEX BUILDING PRODUCTS COR COM 747619104 3967 240003 SH SOLE 240003 SCRIPPS NETWORKS INTERACT INC CL A NEW 811065101 17844 402355 SH SOLE 402355 SHUFFLE MASTER INC COM 825549108 10364 1265385 SH SOLE 1265385 SOLUTIA INC COM 834376501 42977 2667751 SH SOLE 2667751 USG CORP COM NEW 903293405 11153 649959 SH SOLE 649959 WESTERN UN CO COM 959802109 2052 120986 SH SOLE 120986 ZIMMER HLDGS INC COM 98956P102 20810 351514 SH SOLE 351514
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