-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O4a8911vzdeT05PBZzDnUI9BgruA3n0+Ue/AXZY0ArnjRPf+0TWh0bL/eN4ueund gLUEfwTkiL7etB7mfhO2UQ== 0001047469-09-010132.txt : 20091113 0001047469-09-010132.hdr.sgml : 20091113 20091113160723 ACCESSION NUMBER: 0001047469-09-010132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 091181680 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2195157z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 ------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York November 13, 2009 ------------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 23 -------------------- Form 13F Information Table Value Total: $404,273 -------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 2756 632164 SH SOLE 632164 AUTOMATIC DATA PROCESSING INC COM 053015103 9799 249333 SH SOLE 249333 BLOUNT INTL INC NEW COM 095180105 22805 2408122 SH SOLE 2408122 CHATTEM INC COM 162456107 9100 137023 SH SOLE 137023 COPART INC COM 217204106 26099 785881 SH SOLE 785881 DARLING INTL INC COM 237266101 13138 1787472 SH SOLE 1787472 DAVITA INC COM 23918K108 27894 492473 SH SOLE 492473 DOMTAR CORP COM 257559203 33961 964264 SH SOLE 964264 DOVER DOWNS GAMING & ENTMT COM 260095104 15323 2688167 SH SOLE 2688167 FINISH LINE INC CL A 317923100 19573 1926522 SH SOLE 1926522 FLOTEK INDS INC DEL NOTE 5.25% 2/1 343389AA0 19102 34111000 PRN SOLE 34111000 INTERVAL LEISURE GROUP INC COM 46113M108 15161 1216762 SH SOLE 1216762 MCGRAW HILL COS INC COM 580645109 23083 918192 SH SOLE 918192 METHANEX CORP COM 59151K108 21157 1222214 SH SOLE 1222214 PENN NATL GAMING INC COM 707569109 27773 1004076 SH SOLE 1004076 QUANEX BUILDING PRODUCTS CORP COM 747619104 2485 173074 SH SOLE 173074 SCRIPPS NETWORKS INTERACT INC CL A 811065101 25250 683353 SH SOLE 683353 SHUFFLE MASTER INC COM 825549108 14512 1540562 SH SOLE 1540562 SMUCKER J M CO COM 832696405 16757 316108 SH SOLE 316108 SOLUTIA INC COM 834376501 28351 2448295 SH SOLE 2448295 UNIVERSAL CORP VA COM 913456109 8743 209072 SH SOLE 209072 USG CORP COM NEW 903293405 9863 574095 SH SOLE 574095 WESTERN UN CO COM 959802109 11588 612488 SH SOLE 612488
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