-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTpADP89lPGtDAJp+pV/QK8sO43py50ZVPZ5qm50zynvgebUd7y4CLmLFMESiIVw xnRg9wgRNtsMnvIkynjbjA== 0001047469-09-005735.txt : 20090515 0001047469-09-005735.hdr.sgml : 20090515 20090515163113 ACCESSION NUMBER: 0001047469-09-005735 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 09833643 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2192248z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York May 15, 2009 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 20 -------------------- Form 13F Information Table Value Total: $189,297 -------------------- (in thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ARBITRON INC COM 03875Q108 15931 1061338 SH SOLE 1061338 BLOUNT INTL INC COM 095180105 10447 2261168 SH SOLE 2261168 COLLECTIVE BRANDS INC COM 19421W100 4819 494800 SH SOLE 494800 DARLING INTL INC COM 237266101 11857 3196005 SH SOLE 3196005 DAVITA INC COM 23918K108 19237 437702 SH SOLE 437702 DOMTAR CORP COM 257559104 1619 1704410 SH SOLE 1704410 DOVER DOWNS GAMING & ENTMT COM 260095104 8253 2688167 SH SOLE 2688167 FINISH LINE INC CLA 317923100 11426 1725962 SH SOLE 1725962 HILLENBRAND INC COM 431571108 6449 402801 SH SOLE 402801 INTERNATIONAL GAME TECHNOLOGY COM 459902102 5919 642000 SH SOLE 642000 INTERVAL LEISURE GROUP INC COM 46113M108 5787 1091772 SH SOLE 1091772 MCGRAW HILL COS INC COM 580645109 18641 815075 SH SOLE 815075 METHANEX CORP COM 59151K108 17553 2247444 SH SOLE 2247444 PENN NATL GAMING INC COM 707569109 9567 396152 SH SOLE 396152 PENN NATL GAMING INC COM 707569959 406 250000 SH PUT SOLE 250000 PHILIP MORRIS INTL INC COM 718172109 6813 191474 SH SOLE 191474 QUANEX BUILDING PRODUCTS COR COM 747619104 3459 455146 SH SOLE 455146 SHUFFLE MASTER COM 825549108 3302 1150539 SH SOLE 1150539 UNIVERSAL CORP VA COM 913456109 15767 526971 SH SOLE 526971 WESTERN UN CO COM 959802109 12045 958200 SH SOLE 958200
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