-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OcZ0KrjAe2YfKrJzrEzbZiVhC8FYW+y9BzDmReGltYMhdzi7h2Ds55HI+9LBKB8z DeLUYrKeFR3el4+nwAXn3g== 0001047469-09-001222.txt : 20090213 0001047469-09-001222.hdr.sgml : 20090213 20090213160924 ACCESSION NUMBER: 0001047469-09-001222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 09603537 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2190014z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York February 13, 2009 ------------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 12 -------------------- Form 13F Information Table Value Total: $123,547 -------------------- (in thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ARBITRON INC COM 03875Q108 14233 1071760 SH SOLE 1071760 BLOUNT INTERNATIONAL INC COM 095180105 15401 1624542 SH SOLE 1624542 DARLING INTERNATIONAL INC COM 237266101 151 27542 SH SOLE 27542 DAVITA INC COM 23918K108 13561 273569 SH SOLE 273569 DOVER DOWNS GAMING & ENTMT COM 260095104 8548 2688167 SH SOLE 2688167 HILLENBRAND INC COM 431571108 13321 798609 SH SOLE 798609 INTERVAL LEISURE GROUP INC COM 46113M108 3938 730671 SH SOLE 730671 MCGRAW-HILL COMPANIES INC COM 580645109 12760 550230 SH SOLE 550230 METHANEX CORP COM 59151K108 12846 1142868 SH SOLE 1142868 PENN NATL GAMING INC COM 707569109 10789 504615 SH SOLE 504615 QUANEX BUILDING PRODUCTS COR COM 747619104 2025 216102 SH SOLE 216102 UNIVERSAL CORP VA COM 913456109 15975 534826 SH SOLE 534826
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