-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NW6plMXf+eAFTmgo1k39CRXXYHMfrGWv7wKc67A1DpScpdBjjHQFSQD1HCtf5Se1 qUe17kX/7APNA8JVJcUOsw== 0001047469-08-012314.txt : 20081114 0001047469-08-012314.hdr.sgml : 20081114 20081114160156 ACCESSION NUMBER: 0001047469-08-012314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 081191242 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2188427z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. Address: 1177 Avenue of the Americas, 32nd Floor New York, NY 10036 Form 13F File Number: 28-11102 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates Title: President Phone: (212) 626-1421 Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York November 14, 2008 - ----------------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: $401,522 (in thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- ARBITRON INC COM 03875Q108 27208 608810 SH SOLE 608810 BLOUNT INTERNATIONAL INC COM 095180105 31238 2806648 SH SOLE 2806648 CBS CORP COM 124857202 24916 1708903 SH SOLE 1708903 COLLECTIVE BRANDS INC COM 19421W100 8084 441492 SH SOLE 441492 DAVITA INC COM 23918K108 25944 455080 SH SOLE 455080 DOVER DOWNS GAMING & ENTMT COM 260095104 20953 2693167 SH SOLE 2693167 DR PEPPER SNAPPLE GROUP INC COM 26138E109 31580 1192586 SH SOLE 1192586 HILLENBRAND INC COM 431571108 25496 1264686 SH SOLE 1264686 INTERVAL LEISURE GROUP INC COM 46113M108 18349 1764310 SH SOLE 1764310 LENDER PROCESSING SERVICE INC COM 52602E102 25687 841632 SH SOLE 841632 MARVEL ENTERTAINMENT INC COM 57383T103 11949 350000 SH SOLE 350000 MARVEL ENTERTAINMENT INC COM 57383T953 578 340000 SH PUT SOLE 340000 MCGRAW-HILL COMPANIES INC COM 580645109 41503 1312972 SH SOLE 1312972 METHANEX CORP COM 59151K108 39366 1979199 SH SOLE 1979199 PENN NATIONAL GAMING INC COM 707569109 37636 1416493 SH SOLE 1416493 PHILIP MORRIS INTERNATIONAL COM 718172109 20136 418624 SH SOLE 418624 UNIVERSAL CORP VA COM 913456109 10899 222016 SH SOLE 222016
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