-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpRc1C3naC75Hy37m1QMCNXYbZ0DfcNRrgZu9GY4gZqf8GIPf/kLQPHUp2VT7owe yVBgHSKCLrOJvw8jl0qNPA== 0001047469-08-009348.txt : 20080814 0001047469-08-009348.hdr.sgml : 20080814 20080814060620 ACCESSION NUMBER: 0001047469-08-009348 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 IRS NUMBER: 133886865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11102 FILM NUMBER: 081015274 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 13F-HR 1 a2186774z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gates Capital Management, Inc. --------------------------------------- Address: 1177 Avenue of the Americas, 32nd Floor --------------------------------------- New York, NY 10036 --------------------------------------- Form 13F File Number: 28-11102 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gates ------------------------------- Title: President ------------------------------- Phone: (212) 626-1421 ------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gates New York, New York August 14, 2008 ------------------------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 21 -------------- Form 13F Information Table Value Total: $436,334 -------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ADVANCED MEDICAL OPTICS INC COM 00763M108 14830 791378 SH SOLE 791378 ALLIANCE ONE INTERNATIONAL INC COM 018772103 24082 4712805 SH SOLE 4712805 ARBITRON INC COM 03875Q108 21533 453330 SH SOLE 453330 BLOUNT INTERNATIONAL INC COM 095180105 27428 2362461 SH SOLE 2362461 BRUNSWICK CORP COM 117043109 26017 2545400 SH SOLE 2545400 CBS CORP COM 124857202 24885 1276812 SH SOLE 1276812 COLLECTIVE BRANDS INC COM 19421W100 17263 1484323 SH SOLE 1484323 DAVITA INC COM 23918K108 33132 623602 SH SOLE 623602 DOMTAR CORP COM 257559104 17222 3160090 SH SOLE 3160090 DOVER DOWNS GAMING & ENTMT COM 260095104 17290 2693167 SH SOLE 2693167 DR PEPPER SNAPPLE GROUP INC COM 26138E109 18919 901768 SH SOLE 901768 FINISH LINE INC CLA 317923100 15252 1753060 SH SOLE 1753060 GENESCO INC COM 371532102 21878 708719 SH SOLE 708719 HILLENBRAND INC COM 431571108 19324 903013 SH SOLE 903013 MARVEL ENTERTAINMENT INC COM 57383T103 25816 803225 SH SOLE 803225 MARVEL ENTERTAINMENT INC COM 57383T103 1094 380000 SH PUT SOLE 380000 MARVEL ENTERTAINMENT INC COM 57383T103 2090 380000 SH PUT SOLE 380000 MCGRAW-HILL COMPANIES INC COM 580645109 32801 817581 SH SOLE 817581 METHANEX CORP COM 59151K108 29135 1039777 SH SOLE 1039777 PHILIP MORRIS INTERNATIONAL COM 718172109 35038 709424 SH SOLE 709424 UNIVERSAL CORP VA COM 913456109 11305 250000 SH SOLE 250000
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