0001140361-11-014757.txt : 20110307
0001140361-11-014757.hdr.sgml : 20110307
20110307162826
ACCESSION NUMBER: 0001140361-11-014757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110303
FILED AS OF DATE: 20110307
DATE AS OF CHANGE: 20110307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Engelson David A
CENTRAL INDEX KEY: 0001312046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35028
FILM NUMBER: 11669052
MAIL ADDRESS:
STREET 1: C/O ROCKVILLE FINANCIAL INC
STREET 2: 1645 ELLINGTON ROAD
CITY: SOUTH WINDSOR
STATE: CT
ZIP: 06074
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockville Financial, Inc. /CT/
CENTRAL INDEX KEY: 0001501364
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1645 ELLINGTON ROAD
CITY: SOUTH WINDSOR
STATE: CT
ZIP: 06074
BUSINESS PHONE: 860-291-3600
MAIL ADDRESS:
STREET 1: 1645 ELLINGTON ROAD
CITY: SOUTH WINDSOR
STATE: CT
ZIP: 06074
FORMER COMPANY:
FORMER CONFORMED NAME: Rockville Financial New, Inc.
DATE OF NAME CHANGE: 20100914
4
1
doc1.xml
FORM 4
X0303
4
2011-03-03
0
0001501364
Rockville Financial, Inc. /CT/
RCKB
0001312046
Engelson David A
ROCKVILLE FINANCIAL NEW, INC.
1645 ELLINGTON ROAD
SOUTH WINDSOR
CT
06074
1
0
0
0
Common Stock
2011-03-03
4
J
0
56836
0.00
A
56836
D
Common Stock
2011-03-03
4
J
0
7583
0.00
A
7583
I
Held by wife
Common Stock
2011-03-03
4
P
0
200
10.00
A
200
D
Common Stock
2011-03-03
4
P
0
2990
10.00
A
2990
I
IRA
Stock Options
11.72
2011-03-03
4
J
0
9555
0.00
A
2008-12-13
2016-12-13
Common Stock
9555
9555
D
Stock Options
7.90
2011-03-03
4
J
0
5308
0.00
A
2008-02-20
2018-02-20
Common Stock
5308
5308
D
Stock Options
6.09
2011-03-03
4
J
0
5308
0.00
A
2009-03-16
2019-03-16
Common Stock
5308
5308
D
Stock Option
7.42
2011-03-03
4
J
0
5308
0.00
A
2010-11-15
2020-11-15
Common Stock
5308
5308
D
Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
Includes 10,000 shares held jointly with wife.
Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
/s/ Marliese L. Shaw by POA
2011-03-07