0001140361-11-014757.txt : 20110307 0001140361-11-014757.hdr.sgml : 20110307 20110307162826 ACCESSION NUMBER: 0001140361-11-014757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Engelson David A CENTRAL INDEX KEY: 0001312046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35028 FILM NUMBER: 11669052 MAIL ADDRESS: STREET 1: C/O ROCKVILLE FINANCIAL INC STREET 2: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockville Financial, Inc. /CT/ CENTRAL INDEX KEY: 0001501364 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 BUSINESS PHONE: 860-291-3600 MAIL ADDRESS: STREET 1: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 FORMER COMPANY: FORMER CONFORMED NAME: Rockville Financial New, Inc. DATE OF NAME CHANGE: 20100914 4 1 doc1.xml FORM 4 X0303 4 2011-03-03 0 0001501364 Rockville Financial, Inc. /CT/ RCKB 0001312046 Engelson David A ROCKVILLE FINANCIAL NEW, INC. 1645 ELLINGTON ROAD SOUTH WINDSOR CT 06074 1 0 0 0 Common Stock 2011-03-03 4 J 0 56836 0.00 A 56836 D Common Stock 2011-03-03 4 J 0 7583 0.00 A 7583 I Held by wife Common Stock 2011-03-03 4 P 0 200 10.00 A 200 D Common Stock 2011-03-03 4 P 0 2990 10.00 A 2990 I IRA Stock Options 11.72 2011-03-03 4 J 0 9555 0.00 A 2008-12-13 2016-12-13 Common Stock 9555 9555 D Stock Options 7.90 2011-03-03 4 J 0 5308 0.00 A 2008-02-20 2018-02-20 Common Stock 5308 5308 D Stock Options 6.09 2011-03-03 4 J 0 5308 0.00 A 2009-03-16 2019-03-16 Common Stock 5308 5308 D Stock Option 7.42 2011-03-03 4 J 0 5308 0.00 A 2010-11-15 2020-11-15 Common Stock 5308 5308 D Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc. Includes 10,000 shares held jointly with wife. Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. /s/ Marliese L. Shaw by POA 2011-03-07