0001162044-13-000513.txt : 20130506 0001162044-13-000513.hdr.sgml : 20130506 20130506162025 ACCESSION NUMBER: 0001162044-13-000513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adirondack Funds CENTRAL INDEX KEY: 0001311981 IRS NUMBER: 201993634 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15472 FILM NUMBER: 13816391 BUSINESS ADDRESS: STREET 1: 2390 WESTERN AVENUE CITY: GUILDERLAND STATE: NY ZIP: 12084 BUSINESS PHONE: 518-690-0470 MAIL ADDRESS: STREET 1: 2390 WESTERN AVENUE CITY: GUILDERLAND STATE: NY ZIP: 12084 13F-HR 1 adirondackform13f03312013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Adirondack Research & Management, Inc. Address: 2390 Western Avenue, Guilderland, NY 12084 13F File Number: 028-15135 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gregory Roeder Title: Chief Compliance Officer Phone: (518) 690-0470 Signature, Place, and Date of Signing: Guilderland, NY - May 6, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 96 Form13F Information Table Value Total: $ 121,330 List of Other Included Managers: None List of Other Managers Reporting for this Manager: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Name of Issuer Class CUSIP No. Market Quantity Investment Other Voting Authority Value Discretion Managers Sole Shared None ABBOTT LABS COM 002824100 $ 241 6,825 Sole None 6,825 ABBVIE INC COM 00287Y109 $ 278 6,825 Sole None 6,825 AERCAP HOLDINGS NV SHS N00985106 $ 1,326 85,810 Sole None 85,810 AEROPOSTALE COM 007865108 $ 925 67,987 Sole None 67,987 ALBANY MOLECULAR RESH INC COM 012423109 $ 1,199 114,083 Sole None 114,083 ALCATEL-LUCENT SPONSORED ADR 013904305 $ 588 441,740 Sole None 441,740 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 $ 2,592 190,749 Sole None 190,749 ALTEVA COM 02153V102 $ 201 21,875 Sole None 21,875 ASSURED GUARANTY LTD COM G0585R106 $ 1,847 89,600 Sole None 89,600 AT&T INC COM 00206R102 $ 512 13,950 Sole None 13,950 AUTOBYTEL INC COM NEW 05275N205 $ 1,156 266,423 Sole None 266,423 AXT INC COM 00246W103 $ 850 288,999 Sole None 288,999 BEBE STORES INC COM 075571109 $ 1,275 305,808 Sole None 305,808 BENCHMARK ELECTRS INC COM 08160H101 $ 1,501 83,288 Sole None 83,288 BOSTON SCIENTIFIC CORP COM 101137107 $ 520 66,525 Sole None 66,525 BOULDER BRANDS INC COM 101405108 $ 1,272 141,450 Sole None 141,450 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 $ 1,644 66,200 Sole None 66,200 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 $ 2,345 406,400 Sole None 406,400 BROOKLINE BANCORP INC DEL COM 11373M107 $ 1,843 201,674 Sole None 201,674 CAL MAINE FOODS INC COM NEW 128030202 $ 740 17,398 Sole None 17,398 CALLAWAY GOLF CO COM 131193104 $ 2,295 346,608 Sole None 346,608 CHRISTOPHER & BANKS CORP COM 171046105 $ 663 103,163 Sole None 103,163 CNO FINL GROUP INC COM 12621E103 $ 3,028 264,478 Sole None 264,478 COCA COLA BOTTLING CO CONS COM 191098102 $ 1,924 31,895 Sole None 31,895 COCA COLA ENTERPRISES INC NE COM 19122T109 $ 500 13,550 Sole None 13,550 COEUR D ALENE MINES CORP IDA COM NEW 192108504 $ 1,043 55,291 Sole None 55,291 COMVERSE INC COM 20585P105 $ 964 34,368 Sole None 34,368 CONSOLIDATED EDISON INC COM 209115104 $ 311 5,100 Sole None 5,100 COSI INC COM 22122P101 $ 560 811,498 Sole None 811,498 COVANTA HLDG CORP COM 22282E102 $ 1,499 74,400 Sole None 74,400 COWEN GROUP INC NEW CL A 223622101 $ 1,769 627,160 Sole None 627,160 CRYOLIFE INC COM 228903100 $ 1,414 235,288 Sole None 235,288 CTS CORP COM 126501105 $ 1,966 188,312 Sole None 188,312 DOLE FOOD CO INC NEW COM 256603101 $ 1,820 166,940 Sole None 166,940 DYNEGY INC NEW COM 26817R108 $ 1,264 52,708 Sole None 52,708 ELECTRO SCIENTIFIC INDS COM 285229100 $ 737 66,723 Sole None 66,723 EMCOR GROUP INC COM 29084Q100 $ 2,731 64,434 Sole None 64,434 EMULEX CORP COM NEW 292475209 $ 1,333 204,207 Sole None 204,207 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 $ 2,116 44,258 Sole None 44,258 EXELON CORP COM 30161N101 $ 506 14,680 Sole None 14,680 EXPRESS INC COM 30219E103 $ 763 42,860 Sole None 42,860 FIRSTMERIT CORP COM 337915102 $ 2,303 139,243 Sole None 139,243 FRESH DEL MONTE PRODUCE INC ORD G36738105 $ 1,560 57,836 Sole None 57,836 GAIAM INC CL A 36268Q103 $ 1,115 265,370 Sole None 265,370 GENERAL ELECTRIC CO COM 369604103 $ 401 17,325 Sole None 17,325 GENWORTH FINL INC COM COM CL A 37247D106 $ 3,193 319,300 Sole None 252,600 66,700 GFI GROUP INC COM 361652209 $ 119 35,603 Sole None 34,853 750 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 $ 2,406 136,566 Sole None 136,566 HARDINGE INC COM 412324303 $ 1,356 99,510 Sole None 99,510 HARTFORD FINL SVCS GROUP INC COM 416515104 $ 561 21,725 Sole None 21,725 HOOPER HOLMES INC COM 439104100 $ 892 1,939,156 Sole None 1,939,156 HUNTSMAN CORP COM 447011107 $ 520 27,950 Sole None 27,950 IAC INTERACTIVECORP COM PAR $.001 44919P508 $ 2,046 45,799 Sole None 45,799 INTRALINKS HLDGS INC COM 46118H104 $ 1,701 267,377 Sole None 267,377 IPASS INC COM 46261V108 $ 1,270 641,245 Sole None 641,245 JANUS CAP GROUP INC COM 47102X105 $ 2,206 234,668 Sole None 234,668 JOHNSON & JOHNSON COM 478160104 $ 204 2,500 Sole None 2,500 JOURNAL COMMUNICATIONS INC CL A 481130102 $ 2,786 414,619 Sole None 414,619 KEYNOTE SYS INC COM 493308100 $ 1,108 79,395 Sole None 79,395 KROGER CO COM 501044101 $ 316 9,525 Sole None 9,525 LSI INDS INC COM 50216C108 $ 1,793 256,891 Sole None 256,891 MATRIX SVC CO COM 576853105 $ 1,181 79,282 Sole None 79,282 METLIFE INC COM 59156R108 $ 490 12,900 Sole None 12,900 MICROSOFT CORP COM 594918104 $ 256 8,960 Sole None 8,960 MONDELEZ INTL INC CL A 609207105 $ 256 8,350 Sole None 8,350 MONTPELIER RE HOLDINGS LTD SHS G62185106 $ 1,500 57,600 Sole None 57,600 MORGAN STANLEY COM NEW 617446448 $ 404 18,375 Sole None 18,375 MYERS INDS INC COM 628464109 $ 616 44,108 Sole None 44,108 NISOURCE INC COM 65473P105 $ 431 14,700 Sole None 14,700 NN INC COM 629337106 $ 1,188 125,571 Sole None 125,571 OMEGA PROTEIN CORP COM 68210P107 $ 2,105 195,806 Sole None 195,806 OWENS & MINOR INC NEW COM 690732102 $ 2,414 74,151 Sole None 74,151 PAN AMERICAN SILVER CORP COM 697900108 $ 907 55,400 Sole None 55,400 PFIZER INC COM 717081103 $ 324 11,230 Sole None 11,230 PHOENIX COS INC NEW COM NEW 71902E604 $ 1,242 40,358 Sole None 40,358 PNM RES INC COM 69349H107 $ 558 23,939 Sole None 23,939 PRGX GLOBAL INC COM NEW 69357C503 $ 1,280 184,127 Sole None 184,127 REAL GOODS SOLAR INC CL A 75601N104 $ 114 63,300 Sole None 63,300 REALNETWORKS INC COM NEW 75605L708 $ 943 122,332 Sole None 120,333 1,999 SANMINA CORPORATION COM 801056102 $ 1,933 169,989 Sole None 169,989 SEABOARD CORP COM 811543107 $ 2,114 755 Sole None 755 SEACHANGE INTL INC COM 811699107 $ 2,137 179,724 Sole None 179,724 SELECTIVE INS GROUP INC COM 816300107 $ 1,728 71,984 Sole None 71,984 SPRINT NEXTEL CORP COM SER 1 852061100 $ 259 41,700 Sole None 41,700 STEWART INFORMATION SVCS COR COM 860372101 $ 2,431 95,464 Sole None 95,464 TELLABS INC COM 879664100 $ 168 80,171 Sole None 80,171 TETRA TECHNOLOGIES INC DEL COM 88162F105 $ 2,398 233,686 Sole None 233,686 TRINITY BIOTECH PLC SPON ADR NEW 896438306 $ 2,726 161,507 Sole None 161,507 TRIQUINT SEMICONDUCTOR INC COM 89674K103 $ 924 182,575 Sole None 182,575 TRUSTCO BK CORP N Y COM 898349105 $ 339 60,750 Sole None 60,750 UNS ENERGY CORP COM 903119105 $ 2,569 52,500 Sole None 52,500 VASCULAR SOLUTIONS INC COM 92231M109 $ 891 54,917 Sole None 54,917 VISHAY INTERTECHNOLOGY INC COM COM 928298108 $ 1,360 99,900 Sole None 99,900 VISTEON CORP COM NEW 92839U206 $ 2,036 35,288 Sole None 35,288 XEROX CORP COM 984121103 $ 431 50,100 Sole None 50,100 YAHOO INC COM 984332106 $ 760 32,300 Sole None 32,300 $ 121,330