0001315863-13-000221.txt : 20130515 0001315863-13-000221.hdr.sgml : 20130515 20130515105046 ACCESSION NUMBER: 0001315863-13-000221 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artha Capital Management, Inc. CENTRAL INDEX KEY: 0001311732 IRS NUMBER: 753044745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11485 FILM NUMBER: 13844448 BUSINESS ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: SUITE 440 CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203.653.5305 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: SUITE 440 CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 arthacap1q13.txt ARTHA CAPITAL MANAGEMENT, INC. 13F 1Q 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Artha Capital Management, Inc. Address: 300 First Stamford Place Suite 440 Stamford, Connecticut 06902 13F File Number: 028-11485 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Yacos Title: Chief Financial Officer Phone: 203.653.5300 Signature, Place, and Date of Signing: /s/ Mark Yacos Stamford, Connecticut/USA May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: $259,777 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- CITIGROUP INC COM NEW 172967424 15005 339180 SH SOLE 339180 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 25534 333249 SH SOLE 333249 CTC MEDIA INC COM 12642X106 4456 377912 SH SOLE 377912 ISHARES INC MSCI BRAZIL CAPP 464286400 25284 464100 SH PUT SOLE 464100 ISHARES INC MSCI TAIWAN 464286731 392 29368 SH SOLE 29368 ISHARES INC MSCI MALAYSIA 464286830 273 18256 SH SOLE 18256 ISHARES TR FTSE CHINA25 IDX 464287184 330 8940 SH SOLE 8940 ISHARES TR MSCI EMERG MKT 464287234 63133 1476100 SH PUT SOLE 1476100 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 25311 1421975 SH SOLE 1421975 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 9038 497970 SH SOLE 497970 SPDR S&P 500 ETF TR TR UNIT 78462F103 25616 163500 SH PUT SOLE 163500 VALE S A ADR 91912E105 47923 2771727 SH SOLE 2771727 YANDEX N V SHS CLASS A N97284108 17482 755487 SH SOLE 755487