0001209191-11-051854.txt : 20111017
0001209191-11-051854.hdr.sgml : 20111017
20111017182031
ACCESSION NUMBER: 0001209191-11-051854
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111014
FILED AS OF DATE: 20111017
DATE AS OF CHANGE: 20111017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glover John S
CENTRAL INDEX KEY: 0001425877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32849
FILM NUMBER: 111144538
MAIL ADDRESS:
STREET 1: C/O CASTLE BRANDS INC
STREET 2: 570 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Castle Brands Inc
CENTRAL INDEX KEY: 0001311538
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
BUSINESS PHONE: 646-356-0200
MAIL ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-10-14
0
0001311538
Castle Brands Inc
ROX
0001425877
Glover John S
C/O CASTLE BRANDS INC.
122 E. 42 ST., SUITE 4700
NEW YORK
NY
10168
0
1
0
0
Chief Operating Officer
10% Series A Convertible Preferred Stock
0.304
2011-10-14
4
P
0
50
1000.00
A
2011-10-14
Common Stock
164474
50
D
Common Stock Purchase Warrants
0.38
2011-10-14
4
P
0
82237
A
2011-10-14
2016-10-14
Common Stock
82237
82237
D
The Series A Convertible Preferred Stock has no expiration date.
Does not include shares of Common Stock issuable as dividends on the Series A Convertible Preferred Stock upon its conversion or a liquidation of the issuer, which dividends accrue at the rate of 10% per annum.
The Common Stock Purchase Warrants were issued to the reporting person as part of the purchase of the shares of Series A Convertible Preferred Stock reported in this Form 4.
/s/ John S. Glover
2011-10-17