0001171843-15-000265.txt : 20150116 0001171843-15-000265.hdr.sgml : 20150116 20150116171931 ACCESSION NUMBER: 0001171843-15-000265 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150114 ITEM INFORMATION: Other Events FILED AS OF DATE: 20150116 DATE AS OF CHANGE: 20150116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Geophysical Services Inc CENTRAL INDEX KEY: 0001311486 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34709 FILM NUMBER: 15533390 BUSINESS ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 BUSINESS PHONE: 713-972-9200 MAIL ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 8-K 1 f8k_011615.htm FORM 8-K f8k_011615.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
________________
 
FORM 8-K
________________
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 14, 2015
 
Global Geophysical Services, Inc.
(Exact name of registrant as specified in its charter)
 
 
Delaware
(State or other jurisdiction
of incorporation)
  
001-34709
(Commission File Number)
  
05-0574281
(IRS Employer Identification No.)
  
 
13927 South Gessner Road
Missouri City, TX
(Address of principal executive offices)
      
77489
(Zip Code)
  
 
Registrant's telephone number, including area code:   (713) 972-9200

 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
Item 8.01    Other Events.
 
As previously disclosed, in March 2014 the staff of the Securities and Exchange Commission (the “SEC”) ‎notified Global Geophysical Services, Inc. (the “Company”) that it was conducting an investigation in connection with possible ‎violations of the federal securities laws by the Company.  On January 14, 2015, the Company received a Securities Act Release No. 5310 notice from the SEC staff stating that it had concluded its investigation and that it did not intend to recommend an enforcement action by the SEC.
 

 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Global Geophysical Services, Inc.
   
Dated: January 16, 2015
/s/ SEAN M. GORE
 
  Sean M. Gore  
 
Senior Vice President & Chief Financial Officer