-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqACZNH28S+aQVwdrDPw1XGjDANz4c10C0184xqoab8d8LL3VsTHrSLglItGjxmi 7YL+W/Z0kjXIzG3P/YzOyg== 0001104659-10-023477.txt : 20100429 0001104659-10-023477.hdr.sgml : 20100429 20100429184834 ACCESSION NUMBER: 0001104659-10-023477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100427 FILED AS OF DATE: 20100429 DATE AS OF CHANGE: 20100429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scott Lawrence M CENTRAL INDEX KEY: 0001480129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34709 FILM NUMBER: 10783325 MAIL ADDRESS: STREET 1: 13927 S. GESSNER RD. CITY: MISSOURI CITY STATE: TX ZIP: 77489 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Geophysical Services Inc CENTRAL INDEX KEY: 0001311486 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 BUSINESS PHONE: 713-972-9200 MAIL ADDRESS: STREET 1: 13927 SOUTH GESSNER CITY: MISSOURI CITY STATE: TX ZIP: 77489 4 1 a4.xml 4 X0303 4 2010-04-27 0 0001311486 Global Geophysical Services Inc GGS 0001480129 Scott Lawrence M C/O GLOBAL GEOPHYSICAL SERVICES, INC. 13927 SOUTH GESSNER ROAD MISSOURI CITY TX 77489 0 1 0 0 Vice President, Marine Class B Common Stock 2010-04-27 4 J 0 20000 D 0 D Common Stock 2010-04-27 4 J 0 20000 A 20000 D Common Stock 2010-04-27 4 S 0 986 12.00 D 19014 D Stock Option 12.50 2010-04-27 4 J 0 10000 0 A 2008-06-30 2017-06-20 Common Stock 10000 10000 D Stock Option 15.00 2010-04-27 4 J 0 8000 0 A 2008-06-30 2017-06-20 Common Stock 8000 8000 D Stock Option 20.00 2010-04-27 4 J 0 8000 0 A 2008-06-30 2017-06-20 Common Stock 8000 8000 D Stock Option 25.00 2010-04-27 4 J 0 16000 0 A 2008-06-30 2017-06-20 Common Stock 16000 16000 D Stock Option 30.00 2010-04-27 4 J 0 16000 0 A 2008-06-30 2017-06-20 Common Stock 16000 16000 D Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A and B Common Stock and Preferred Stock are converting, immediately and automatically, into shares of Common Stock, as part of a recapitalization of the issuer's capital stock structure. As of the transaction date, 50% of these shares have vested. On June 30, 2010 an additional 25% will vest and the final 25% will vest on June 30, 2011. Pursuant to the reclassification discussed in footnote 1, these options now convert to Common Stock instead of Class B Common Stock, only if and when exercised. /s/ Lawrence M. Scott 2010-04-29 -----END PRIVACY-ENHANCED MESSAGE-----