0001311370-13-000014.txt : 20130313 0001311370-13-000014.hdr.sgml : 20130313 20130313201050 ACCESSION NUMBER: 0001311370-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130311 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Alexander F. CENTRAL INDEX KEY: 0001450474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 13688832 MAIL ADDRESS: STREET 1: C/O LAZARD LTD STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-11 0001311370 Lazard Ltd LAZ 0001450474 Stern Alexander F. C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10020 0 1 0 0 Chief Operating Officer Class A common stock 2013-03-11 4 S 0 32500 36.61 D 88579 D Class A common stock 2013-03-12 4 S 0 27500 36.50 D 61079 D Restricted Stock Units 2013-03-12 4 A 0 16441 0 A Class A common stock 16441 173580 D Performance-based Restricted Stock Units 2013-03-12 4 A 0 13701 0 A Class A common stock 13701 13701 D Each Restricted Stock Unit, and each Performance-based Restricted Stock Unit (the performance conditions of which have been satisfied), represents a contingent right to receive one share of Class A common stock of Lazard Ltd. The Restricted Stock Units and the Performance-based Restricted Stock Units granted on March 12, 2013 will vest in two tranches: 33.33% on March 2, 2015 and the other 66.67% on March 1, 2016. Represents Performance-based Restricted Stock Units granted on March 12, 2013 for which Lazard Ltd's Compensation Committee has determined satisfaction of, and which are no longer subject to, the applicable performance conditions based on the Company's performance during fiscal year 2012. Does not include Performance-based Restricted Stock Units granted on March 12, 2013 that have performance conditions which have not been satisfied. /s/ Alexander F. Stern by Scott D. Hoffman under a P of A 2013-03-13