0001311241-13-000075.txt : 20130307
0001311241-13-000075.hdr.sgml : 20130307
20130307190900
ACCESSION NUMBER: 0001311241-13-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130304
FILED AS OF DATE: 20130307
DATE AS OF CHANGE: 20130307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nijhawan Sandeep
CENTRAL INDEX KEY: 0001544911
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35348
FILM NUMBER: 13674914
MAIL ADDRESS:
STREET 1: INTERMOLECULAR, INC.
STREET 2: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERMOLECULAR INC
CENTRAL INDEX KEY: 0001311241
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201616267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 582-5700
MAIL ADDRESS:
STREET 1: 3011 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
wf-form4_136270132892634.xml
FORM 4
X0306
4
2013-03-04
0
0001311241
INTERMOLECULAR INC
IMI
0001544911
Nijhawan Sandeep
INTERMOLECULAR, INC.
3011 NORTH FIRST STREET
SAN JOSE
CA
95134-2004
0
1
0
0
VP&GM Clean Energy Group
Common Stock, $0.001 par value
2013-03-04
2013-03-06
4
S
0
626
9.6434
D
40149
D
This sale was conducted as described in Footnote 2. The shares were sold by the executing broker as part of aggregate sales for other employees of the issuer. The Reporting Person was informed by the broker of the total number of shares sold for his account on March 6, 2013. Accordingly, pursuant to Rule 16a-3(g)(2),the deemed execution date was March 6, 2013.
This sale was made as part of a "sell to cover taxes" arrangement in connection with the March 1, 2013 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 26, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
The transaction was executed in multiple trades in prices ranging from $9.6201 to $10.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
/s/ Sandeep Nijhawan
2013-03-07