0001311241-13-000075.txt : 20130307 0001311241-13-000075.hdr.sgml : 20130307 20130307190900 ACCESSION NUMBER: 0001311241-13-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nijhawan Sandeep CENTRAL INDEX KEY: 0001544911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 13674914 MAIL ADDRESS: STREET 1: INTERMOLECULAR, INC. STREET 2: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 wf-form4_136270132892634.xml FORM 4 X0306 4 2013-03-04 0 0001311241 INTERMOLECULAR INC IMI 0001544911 Nijhawan Sandeep INTERMOLECULAR, INC. 3011 NORTH FIRST STREET SAN JOSE CA 95134-2004 0 1 0 0 VP&GM Clean Energy Group Common Stock, $0.001 par value 2013-03-04 2013-03-06 4 S 0 626 9.6434 D 40149 D This sale was conducted as described in Footnote 2. The shares were sold by the executing broker as part of aggregate sales for other employees of the issuer. The Reporting Person was informed by the broker of the total number of shares sold for his account on March 6, 2013. Accordingly, pursuant to Rule 16a-3(g)(2),the deemed execution date was March 6, 2013. This sale was made as part of a "sell to cover taxes" arrangement in connection with the March 1, 2013 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 26, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer. The transaction was executed in multiple trades in prices ranging from $9.6201 to $10.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected. /s/ Sandeep Nijhawan 2013-03-07