0001144204-13-006243.txt : 20130206 0001144204-13-006243.hdr.sgml : 20130206 20130205190847 ACCESSION NUMBER: 0001144204-13-006243 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130205 GROUP MEMBERS: CASEY M. TANSEY GROUP MEMBERS: CHRISTOPHER RUST GROUP MEMBERS: DAVID LIDDLE GROUP MEMBERS: IRWIN FEDERMAN GROUP MEMBERS: JONATHAN D. ROOT GROUP MEMBERS: PAUL MATTEUCCI GROUP MEMBERS: PHILIP M. YOUNG GROUP MEMBERS: PRESIDIO MANAGEMENT GROUP IX, L.L.C. GROUP MEMBERS: STEVEN M. KRAUSZ GROUP MEMBERS: WINSTON FU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86619 FILM NUMBER: 13575503 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: U S Venture Partners IX L P CENTRAL INDEX KEY: 0001309185 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2735 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-9080 MAIL ADDRESS: STREET 1: 2735 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 v333605_sc13ga.htm AMENDMENT TO FORM SC 13G

  

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

Schedule 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)

AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

 

Intermolecular, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

45882D 109

(CUSIP Number)

 

December 31, 2012

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 19 Pages

Exhibit Index Contained on Page 17

  

 
 

  

CUSIP NO. 45882D 109 13 G Page 2 of 19

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

U.S. Venture Partners IX, L.P. (“USVP IX”)

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

 

 

5

SOLE VOTING POWER

4,280,780 shares; except that Presidio Management Group IX, L.L.C. (“PMG IX”), the general partner of USVP IX, may be deemed to have sole power to vote such shares, and Irwin Federman (“Federman”), Winston Fu (“Fu”), Steven M. Krausz (“Krausz”), David Liddle (“Liddle”), Paul Matteucci (“Matteucci”), Jonathan D. Root (“Root”), Christopher Rust (“Rust”), Casey M. Tansey (“Tansey”) and Philip M. Young (“Young”), the managing members of PMG IX, may be deemed to have shared power to vote such shares.

6

SHARED VOTING POWER

See response to row 5.

7

SOLE DISPOSITIVE POWER

4,280,780 shares; except that PMG IX, the general partner of USVP IX, may be deemed to have the sole power to dispose of such shares, and Federman, Fu, Krausz, Liddle, Matteucci, Root, Rust, Tansey and Young, the managing members of PMG IX, may be deemed to have shared power to dispose of such shares.

8

SHARED DISPOSITIVE POWER

See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%

12

TYPE OF REPORTING PERSON*

 

PN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 3 of 19

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Presidio Management Group IX, L.L.C.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

   

5

SOLE VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX, the general partner of USVP IX, may be deemed to have sole power to vote such shares, and Federman, Fu, Krausz, Liddle, Root, Rust, Tansey, Matteucci and Young, the managing members of PMG IX, may be deemed to have shared power to vote such shares.

6

SHARED VOTING POWER

See response to row 5.

7

SOLE DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX, the general partner of USVP IX, may be deemed to have sole power to dispose of such shares, and Federman, Fu, Krausz, Liddle, Root, Rust, Tansey, Matteucci and Young, the managing members of PMG IX, may be deemed to have shared power to dispose of such shares.

8

SHARED DISPOSITIVE POWER

See response to row 7.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

OO

 

 
 

   

CUSIP NO. 45882D 109 13 G Page 4 of 19

 

1

NAME OF REPORTING PERSON

Irwin Federman

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

 

 

 

5 SOLE VOTING POWER
0 shares
6

SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Federman, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7 SOLE DISPOSITIVE POWER
0 shares
8

SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Federman, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 5 of 19

 

1

NAME OF REPORTING PERSON

Winston Fu

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

 

5 SOLE VOTING POWER
0 shares
6

SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Fu, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7 SOLE DISPOSITIVE POWER
0 shares
8

SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Fu, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 6 of 19

 

1

NAME OF REPORTING PERSON

Steven M. Krausz

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5 SOLE VOTING POWER
0 shares
6

SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Krausz, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7 SOLE DISPOSITIVE POWER
0 shares
8

SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Krausz, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 7 of 19

 

1

NAME OF REPORTING PERSON

David Liddle

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Liddle, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Liddle, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 8 of 19

 

1

NAME OF REPORTING PERSON

Paul Matteucci

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Matteucci, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Matteucci, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

  

 
 

   

CUSIP NO. 45882D 109 13 G Page 9 of 19

 

1

NAME OF REPORTING PERSON

Jonathan D. Root

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Root, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Root, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 10 of 19

 

1

NAME OF REPORTING PERSON

Christopher Rust

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Rust, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Rust, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

  

CUSIP NO. 45882D 109 13 G Page 11 of 19

 

1

NAME OF REPORTING PERSON

Casey M. Tansey

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Tansey, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Tansey, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

   

CUSIP NO. 45882D 109 13 G Page 12 of 19

 

1

NAME OF REPORTING PERSON

Philip M. Young

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ¨  (b)     x

3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING

PERSON
WITH
5

SOLE VOTING POWER

0 shares

6 SHARED VOTING POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Young, a managing member of PMG IX, may be deemed to have shared power to vote such shares.

7

SOLE DISPOSITIVE POWER

0 shares

8 SHARED DISPOSITIVE POWER

4,280,780 shares, all of which are directly owned by USVP IX. PMG IX is the general partner of USVP IX. Young, a managing member of PMG IX, may be deemed to have shared power to dispose of such shares.

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH

REPORTING PERSON

4,280,780
10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*

¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.8%
12

TYPE OF REPORTING PERSON*

 

IN

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 13 of 19

 

This Amendment No. 1 amends and restates in its entirety the Schedule 13G previously filed by Presidio Management Group IX, L.L.C., a Delaware limited liability company (“PMG IX”), U.S. Venture Partners IX, L.P., a Delaware limited partnership (“USVP IX”), Irwin Federman (“Federman”), Winston Fu (“Fu”), Steven M. Krausz (“Krausz”), David Liddle (“Liddle”), Paul Matteucci (“Matteucci”), Jonathan D. Root (“Root”) Christopher Rust (“Rust”), Casey M. Tansey (“Tansey”) and Philip M. Young (“Young”) (together with all prior and current amendments thereto, this “Schedule 13G”).

 

ITEM 1(A).   NAME OF ISSUER
     
    Intermolecular, Inc.
     
ITEM 1(B).   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
     
    3011 N. First Street
    San Jose, California 95134
     
ITEM 2(A).   NAME OF PERSONS FILING
     
    This Schedule 13G is filed by PMG IX, USVP IX, Federman, Fu, Krausz, Liddle, Matteucci, Root, Rust, Tansey and Young. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”
     
    PMG IX, the general partner of USVP IX, may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by USVP IX. Federman, Fu, Krausz, Liddle, Matteucci, Root, Rust, Tansey and Young are managing members of PMG IX and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by USVP IX.
     
ITEM 2(B).   ADDRESS OF PRINCIPAL OFFICE
     
    The address for each of the Reporting Persons is:
     
    U.S. Venture Partners
    2735 Sand Hill Road
    Menlo Park, California 94025
     
ITEM 2(C)   CITIZENSHIP
     
    USVP IX is a Delaware limited partnership. PMG IX is a Delaware limited liability company. Federman, Fu, Krausz, Liddle, Matteucci, Root, Rust, Tansey and Young are United States citizens.
     
ITEM 2(D) AND (E).   TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
     
    Common Stock
     
    CUSIP # 45882D 109
     
ITEM 3.   Not Applicable.
     
ITEM 4.   OWNERSHIP
     
    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 14 of 19

 

(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
     
    Not applicable.
     
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
     
    Under certain circumstances set forth in the limited partnership agreement of USVP IX and the limited liability company agreement of PMG IX, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as the case may be.
     
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
     
    Not applicable.
     
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
     
    Not applicable.
     
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP.
     
    Not applicable.

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 15 of 19

 

ITEM 10.   CERTIFICATION.
     
    Not applicable.

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 16 of 19

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 5, 2013

 

PRESIDIO MANAGEMENT GROUP IX, L.L.C. Irwin Federman
   
U.S. Venture Partners IX, L.P. Winston Fu
By Presidio Management Group IX, L.L.C.  
Its General Partner Steven M. Krausz
   
  David Liddle
   
  Paul Matteucci
   
  Jonathan D. Root
   
  Christopher Rust
   
  CASEY M. TANSEY
   
  Philip M. Young
   
   

 

By: /s/ Michael Maher   By: /s/ Michael Maher
  Michael Maher, Chief Financial Officer/Attorney-In-Fact for the above-listed entities     Michael Maher, Attorney-In-Fact for the above-listed individuals

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 17 of 19

 

EXHIBIT INDEX

    Found on
    Sequentially 
Exhibit   Numbered Page
     
Exhibit A: Agreement of Joint Filing   18
     
Exhibit B: Power of Attorney   19

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 18 of 19

 

exhibit A

 

Agreement of Joint Filing

 

The Reporting Persons agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Intermolecular, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.

 

 
 

 

CUSIP NO. 45882D 109 13 G Page 19 of 19

 

exhibit B

 

Power of Attorney

 

Michael Maher has signed this Schedule 13G as Attorney-In-Fact. Note that copies of the applicable Power of Attorney are already on file with the appropriate agencies.