SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MILLER DANIEL H

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOLAZYME INC [ SZYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/07/2013 J(1) 670,613 D $0 2,682,451 I By The Roda Group Investment Fund XIV, LLC(2)
Common Stock 01/07/2013 J(1) 12,407 D $0 49,626 I By The Roda Group Investment Fund XV, LLC(2)
Common Stock 01/07/2013 J(1) 151,170 D $0 604,682 I By The Roda Group Investment Fund XVII, LLC(2)
Common Stock 01/07/2013 J(1) 303,666 D $0 1,214,667 I By The Roda Group Investment Fund XVIII, LLC(2)
Common Stock 01/07/2013 J(1) 145,463 D $0 581,850 I By The Roda Group Investment Fund XIX, LLC(2)
Common Stock 01/07/2013 J(1) 75,809 D $0 303,232 I By The Roda Group Investment Fund XX, LLC(2)
Common Stock 01/07/2013 J 158,833 A $0 1,627,007(3) I By The Daniel H. Miller Revocable Trust
Common Stock 01/07/2013 J 154,934 A $0 1,376,817(4) I By The Strauch Kulhanjian Family Trust
Common Stock 348,775(5) D
Common Stock 25,000(6) D
Common Stock 01/07/2013 J 4,499 A $0 62,518(7) I The Emmeline Maeve McPherson Miller Trust(8)
Common Stock 01/07/2013 J 3,412 A $0 78,516(9) I The DCM Educational Trust(8)
Common Stock 01/07/2013 J 4,499 A $0 62,518(10) I The Cooper Ogden Miller Trust(8)
Common Stock 304,980 I The Strauch Kulhanjian 2007 Irrevocable Children's Trust(8)
Common Stock 01/07/2013 J 12,355 A $0 35,575(11) I The Strauch 1994 Grandchildren's Trust II(12)
Common Stock 60,000 I The Paul Kulhanjian Strauch 2007 Irrevocable Trust(8)
Common Stock 60,000 I The Nairi Susan Kulhanjian Strauch 2007 Irrevocable Trust(8)
Common Stock 60,000 I The Alexan Kulhanjian Strauch 2007 Irrevocable Trust(8)
Common Stock 20,842 I The Roda Group Venture Development Co., LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
MILLER DANIEL H

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
STRAUCH ROGER A

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
RODA GROUP INVESTMENT FUND XIV LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Roda Group Investment Fund XV, LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Roda Group Investment Fund XVII, LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Roda Group Investment Fund XIX, LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Roda Group Investment Fund XX, LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Roda Group Venture Development Company, LLC

(Last) (First) (Middle)
918 PARKER STREET

(Street)
BERKELEY CA 94710

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Pro rata distribution to members.
2. The Reporting Person and Roger A. Strauch are the managing members of the LLC and share voting and dispositive power over the shares held. The Reporting Person and Mr. Strauch disclaim beneficial ownership of the securities held by the LLC except to each of their pecuniary interest therein.
3. Includes 54,658, 64, 16,039, 85,930, 1,384 and 758 shares received from distributions by The Roda Group Investment Fund XIV, LLC, The Roda Group Investment Fund XV, LLC, The Roda Group Investment Fund XVII, LLC, The Roda Group Investment Fund XVIII, LLC, The Roda Group Investment Fund XIX, LLC and The Roda Group Investment Fund XX, LLC (collectively, "Roda Group Investment Funds"), respectively.
4. Includes 52,002, 64, 15,661, 85,171, 1,278 and 758 shares received from distributions by The Roda Group Investment Fund XIV, LLC, The Roda Group Investment Fund XV, LLC, The Roda Group Investment Fund XVII, LLC, The Roda Group Investment Fund XVIII, LLC, The Roda Group Investment Fund XIX, LLC and The Roda Group Investment Fund XX, LLC, respectively.
5. Shares held by Mr. Strauch.
6. Shares held by Reporting Person.
7. Includes 4,499 shares distributed by various Roda Group Investment Funds.
8. Mr. Strauch, as trustee, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
9. Includes 3,412 shares distributed by various Roda Group Investment Funds.
10. Includes 4,499 shares distributed by various Roda Group Investment Funds.
11. Includes 3,259, 3,023 and 6,073 shares received from distributions by The Roda Group Investment Fund XIV, LLC, The Roda Group Investment Fund XVII, LLC and The Roda Group Investment Fund XVIII, respectively.
12. The Reporting Person, as trustee, disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
/s/ Daniel Miller 01/08/2013
/s/ Roger Strauch 01/08/2013
/s/ Daniel Miller, as managing member 01/08/2013
/s/ Daniel Miller, as managing member 01/08/2013
/s/ Daniel Miller, as managing member 01/08/2013
/s/ Daniel Miller, as managing member 01/08/2013
/s/ Daniel Miller, as managing member 01/08/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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