FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BILL BARRETT CORP [ BBG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/03/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/03/2014 | J | V | 46.31(1) | A | $0 | 1,962.44 | I | By 401(k) Plan | |
Common Stock | 02/06/2014 | A | 27,983(2) | A | $0 | 178,777 | D | |||
Common Stock | 02/06/2014 | A | 27,983(3) | A | $0 | 206,760(4) | D | |||
Common Stock | 135,571 | I | By trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The total reported in Column 4 is an aggregate number of the shares acquired as a portion of the Issuer's matching of the Reporting Person's contributions pursuant to the Issuer's 401k) plan. Transactions exempt under Rule 16b-3(c). The shares were received in multiple transactions (dates ranging from January 3, 2014 to January 31, 2014). The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares received at each date within the ranges set forth in this footnote. |
2. Represents a grant of a restricted stock award that will vest on May 1, 2017 based on performance criteria over a period of three years based on (a) the Company's achieving certain performance metrics determined by the Compensation Committee of the Board of Directors, and (b) the Reporting Person's remaining an employee of the Issuer on May 1, 2017. It is possible for the Reporting Person to earn less than the number of shares shown or up to a total of two times the number of shares shown based on the Issuer's actual performance for all performance metrics set by the Compensation Committee. Shares that have not vested on or before May 1, 2017 will be forfeited. |
3. Represents a grant of a restricted stock award subject to vesting requirements based on the Reporting Person's remaining an employee of the Issuer. Vesting will occur as follows: 25% of these shares will vest on each of February 16, 2015, 2016, 2017, and 2018 subject to forfeiture. |
4. Includes 145,113 shares subject to forfeiture and vesting requirements. |
Remarks: |
/s/ Kenneth A. Wonstolen, as Attorney-in-Fact | 02/10/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |