-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf2lYI6mwmYM261CXZtg7JTcBok5xPQdQVCIgJyOGBjXWQsMjfpPA87Iq2BKGkae DefpeNJhh+U5SXWmzIlSvg== 0001310674-11-000001.txt : 20110210 0001310674-11-000001.hdr.sgml : 20110210 20110210135243 ACCESSION NUMBER: 0001310674-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG GROUP, LLC CENTRAL INDEX KEY: 0001310674 IRS NUMBER: 260061061 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13409 FILM NUMBER: 11591286 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 607-5000 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: Kellogg Group LLC DATE OF NAME CHANGE: 20041203 13F-HR 1 q4kgroupfinal.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kellogg Group, LLC Address: 48 Wall Street, 4th Floor New York, NY 10005 13F File Number: 28-13409 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles K. Kellogg Title: CEO Phone: 212-389-5842 Signature, Place, and Date of Signing: /s/ Charles K. Kellogg New York, NY February 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 25 Form13F Information Table Value Total: $27,567 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-13459 Kellogg Capital Markets, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVISORSHARES TR DENT TACTL ETF 00768Y107 435 21186 SH DEFINED 1 21186 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 1980 31393 SH DEFINED 1 31393 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 972 10388 SH DEFINED 1 10388 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 883 10897 SH DEFINED 1 10897 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 2982 71257 SH DEFINED 1 71257 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 1456 22738 SH DEFINED 1 22738 BARCLAYS BANK PLC ETN DJUBS ENRG37 06739H750 904 38958 SH DEFINED 1 38958 CLARK HLDGS INC *W EXP 02/15/201 18145M117 0 20103 SH DEFINED 1 20103 COMMSCOPE INC COM 203372107 2498 80000 SH DEFINED 1 80000 DEUTSCHE BK AG LDN BRH BG TTL ETN 25154H582 433 34891 SH DEFINED 1 34891 DEUTSCHE BK AG LDN BRH BG SML ETN 25154H590 174 13725 SH DEFINED 1 13725 ETFS PALLADIUM TR SH BEN INT 26923A106 229 2863 SH DEFINED 1 2863 GASCO ENERGY INC COM 367220100 202 577543 SH DEFINED 1 577543 INDEXIQ ETF TR IQ REAL RTN ETF 45409B602 519 20368 SH DEFINED 1 20368 ISHARES TR BARCLYS TIPS BD 464287176 2607 24248 SH DEFINED 1 24248 ISHARES TR S&P AMTFREE MUNI 464288323 217 2168 SH DEFINED 1 2168 MCAFEE INC COM 579064106 264 5700 SH DEFINED 1 5700 NYSE EURONEXT COM 629491101 2547 84952 SH DEFINED 1 84952 PIMCO ETF TR 15+ YR US TIPS 72201R304 1989 36593 SH DEFINED 1 36593 POWERSHARES ETF TRUST II BLNCD GRWTH PORT 73936Q405 374 29616 SH DEFINED 1 29616 POWERSHARES ETF TRUST II GRW & INC PORT 73936Q504 500 39054 SH DEFINED 1 39054 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 624 24573 SH DEFINED 1 24573 TRC COS INC COM 872625108 189 54100 SH DEFINED 1 54100 UNITED STS BRENT OIL FD LP UNIT 91167Q100 2789 44654 SH DEFINED 1 44654 VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 0 45396 SH DEFINED 1 45396
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