-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lq2ORDutiwZNcBQA+QR0qhfr933vzXu/VyL1oCs+OCrRx/SX4LEBSy1RrM+1QPZ7 Ow91Dl3DOdgZx3rUo5KAew== 0001310674-09-000006.txt : 20090217 0001310674-09-000006.hdr.sgml : 20090216 20090217104313 ACCESSION NUMBER: 0001310674-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG GROUP, LLC CENTRAL INDEX KEY: 0001310674 IRS NUMBER: 260061061 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13409 FILM NUMBER: 09608212 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 607-5000 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: Kellogg Group LLC DATE OF NAME CHANGE: 20041203 13F-HR 1 kellogg.txt AIRSHRS UNITS BEN INT 00950G104 4501 180045 180045 SH DEFINED 1 180045 ENGY INFRAST W EXP 07/17/201 29269P117 0 43880 43880 SH DEFINED 1 43880 LIBERTY UNIT 99/99/9999 53015Y206 1164 138437 138437 SH DEFINED 1 138437 PWRSH ACT MNG ETFUS RE FD 73935B508 2535 86907 86907 SH DEFINED 1 86907 GREENHAVEN CONT UNIT BEN INT 395258106 1047 47779 47779 SH DEFINED 1 47779 AIRTRAN NOTE 7% 7/0 00949PAB4 550 1000000 1000000 PRN DEFINED 2 1000000 PWRSH ACTIVE MEGA CAP PORT 73935B300 220 12007 12007 SH DEFINED 1 12007 LIBERTY ACQ *W EXP 12/12/201 53015Y115 25 66747 66747 SH DEFINED 1 66747 CREDIT SUISSE N LIVESTK ETN 23 22542D605 805 96005 96005 SH DEFINED 1 96005 FIFTH THIR CNV PFD DEP1/250 316773209 971 11500 11500 SH DEFINED 2 11500 POWERSHS DB MULTI S DB ENGY FD 73936B101 245 12201 12201 SH DEFINED 1 12201 GOLDEN POND *W EXP 11/06/201 38116J117 1 22078 22078 SH DEFINED 1 22078 TRIN NOTE 3.875% 6/0 896522AF6 455 1000000 1000000 PRN DEFINED 2 1000000 REVENUESHR S&P500 FINL FD 761396506 1092 49800 49800 SH DEFINED 1 49800 KHD HUMBOLDT WEDAG COM 482462108 6702 600000 600000 SH DEFINED 1 600000 KHD HUMBOLDT WEDAG COM 482462108 5864 525000 525000 SH DEFINED 2 525000 REGIONAL BK HO DEPOSITRY RCPT 75902E100 1006 13300 13300 SH DEFINED 1 13300 CHINA HLTHCA *W EXP 04/18/201 16939Q112 0 69929 69929 SH DEFINED 1 69929 NAM TAI E COM PAR $0.02 629865205 2770 503645 503645 SH DEFINED 1 503645 MKT VECTORS SOLAR ENRG ETF 57060U811 158 11182 11182 SH DEFINED 1 11182 SELECT SECT S SBI HLTHCARE 81369Y209 3016 113605 113605 SH DEFINED 1 113605 SELECT SECT S SBI INT-TECH 81369Y803 2292 148716 148716 SH DEFINED 1 148716 SPDR SER DB INT GVT ETF 78464A490 9610 200000 200000 SH DEFINED 1 200000 OMN DBCV 3.250%12/1 681904AL2 1123 2000000 2000000 PRN DEFINED 2 2000000 SPDR IND INTL MTRLS SEC 78463X665 2104 130033 130033 SH DEFINED 1 130033 PWRSH ACTIVE MNG ALPHAQ FD 73935B102 946 59361 59361 SH DEFINED 1 59361 MACROSHRS 100 OIL DO UNIT 55610T102 10242 298180 298180 SH DEFINED 1 298180 MORGAN STANLEY FRNT EME COM 61757P101 150 17173 17173 SH DEFINED 1 17173 FRST TR ISE GLB WIND EN COM 33736G106 175 13940 13940 SH DEFINED 1 13940 SUNP DBCV 0.750% 8/0 867652AB5 773 1000000 1000000 PRN DEFINED 2 1000000 VANG BD IND SHORT TRM BOND 921937827 1533 19033 19033 SH DEFINED 1 19033 SPDR INDX INTL TECH ETF 78463X657 2698 162503 162503 SH DEFINED 1 162503 SPDR INDX INTL INDS ETF 78463X673 2844 175693 175693 SH DEFINED 1 175693 SPDR INDX INTL HLTH ETF 78463X681 3319 128599 128599 SH DEFINED 1 128599 PWRSH GBL ET FTSE RAFI INTL 73936T425 781 70318 70318 SH DEFINED 1 70318 PWRSH GBL ET ASIA PC EX JAP 73936T847 191 18451 18451 SH DEFINED 1 18451 CLAYMORE ETF CLAY/ALPH CHN 18383Q861 163 14927 14927 SH DEFINED 1 14927 SPDR SERIE MORGAN TECH ETF 78464A102 1340 39491 39491 SH DEFINED 1 39491 REVENUESHRS ET SMALL CAP FD 761396308 828 46675 46675 SH DEFINED 1 46675 FRST TR ISE REVERE NAT COM 33734J102 349 29620 29620 SH DEFINED 1 29620 VANG SPEC P DIV APP ETF 921908844 4014 100003 100003 SH DEFINED 1 100003 US 12 MONTH OIL F UNIT BEN INT 91288V103 936 31317 31317 SH DEFINED 1 31317 MKT VECTORS ETF MKTVEC SMUNETF 57060U803 587 35671 35671 SH DEFINED 1 35671 PWRSH ETF TR BALCD NFA GLBL 73936Q504 177 16962 16962 SH DEFINED 1 16962 PWRSH ETF TR GLBL WIND ENRG 73937B308 144 12334 12334 SH DEFINED 1 12334 JPM & CHASE & ETN 130/30 23 46625H761 506 22548 22548 SH DEFINED 1 22548 SPDR SERIES KBW REGN BK ETF 78464A698 502 17225 17225 SH DEFINED 1 17225 GSC ACQ COMP *W EXP 06/25/201 40053G114 1 28437 28437 SH DEFINED 1 28437 DWS RREEF REAL ESTATE FD COM 23338X102 13 19359 19359 SH DEFINED 1 19359 ELIXIR GAMING TECHNOLOGIE COM 28661G105 6 48363 48363 SH DEFINED 1 48363 NORTHSTAR NEUROSCIEN COM 66704V101 656 541834 541834 SH DEFINED 2 541834 VANG WORLD MEGA VALUE 300 921910840 1674 53351 53351 SH DEFINED 1 53351 ICO GBL COMM HLDGS LTD CL A 44930K108 18 15750 15750 SH DEFINED 1 15750 ING GBL EQTY DIV & PREM COM 45684E107 110 11261 11261 SH DEFINED 1 11261 FRST TR MID CAP CORE ALPHA COM 33735B108 402 22688 22688 SH DEFINED 1 22688 LEH BROS HLDG ETN OPTA S&P38 52522L756 0 21529 21529 SH DEFINED 1 21529 TAILWIND FIN *W EXP 04/11/201 874023112 0 42405 42405 SH DEFINED 1 42405 DBK AG LONDO ELE MORN TTL22 25153Q708 528 72304 72304 SH DEFINED 1 72304 SPDR INDX FD DJ WILS RE ETF 78463X749 495 19258 19258 SH DEFINED 1 19258 PWRSH GBL ETF T JAPAN PORTFOLI 73936T698 333 9152 9152 SH DEFINED 1 9152 CUSHING MLP TOT RETURN F COM 231631102 54 12067 12067 SH DEFINED 1 12067 SPDR SERIES T DJ GLB TITANS 78464A706 554 11600 11600 SH DEFINED 1 11600 NORTH AMER ENGY PARTNERS COM 656844107 38 11415 11415 SH DEFINED 1 11415 SWEDISH EXPT CR MLCX BIO ETN23 870297199 116 17128 17128 SH DEFINED 1 17128 SWEDISH EXPT CR MLCX GRN ETN23 870297215 222 34896 34896 SH DEFINED 1 34896 DREMAN/CLAYMORE DIVID & COM 26153R100 113 59990 59990 SH DEFINED 1 59990 INTEGRAMED AM COM NEW 45810N302 3375 500000 500000 SH DEFINED 1 500000 INTEGRAMED AM COM NEW 45810N302 3375 500000 500000 SH DEFINED 2 500000 DBK AG LDN BRH BG LARGE ETN 25154H574 829 128762 128762 SH DEFINED 1 128762 PWRSH ETF TR DWA TECH LDRS 73935X153 1305 89144 89144 SH DEFINED 1 89144 PWRSH ETF TR DYNM LRG CP GR 73935X609 759 70502 70502 SH DEFINED 1 70502 PWRSH ETF TR DYNM SM CP VAL 73935X864 989 91681 91681 SH DEFINED 1 91681 PWRSH ETF TR DYNM SM CP GRW 73935X872 259 23805 23805 SH DEFINED 1 23805 SPDR SERIES TR LEHM NY MUN BD 78464A433 1494 73304 73304 SH DEFINED 1 73304 WISDOMTREE TR DIVID TOP 100 97717W406 418 12252 12252 SH DEFINED 1 12252 ISHRS DJ US TECH SEC 464287721 3643 102839 102839 SH DEFINED 1 102839 PROSHRS TR PSHS ULTRA FINL 74347R743 1141 189531 189531 SH DEFINED 1 189531 CLAYMORE ETF US-1 CAP ETF 18383M639 5832 149616 149616 SH DEFINED 1 149616 DIREXION ETF TR ENGY BULL 3X 25459W888 396 10185 10185 SH DEFINED 1 10185 CENTENNIAL COMM N CL A NEW 15133V208 129 16036 16036 SH DEFINED 2 16036 CENTERPLATE UNIT 99/99/9999 15200E204 54 31702 31702 SH DEFINED 1 31702 CLARK HLDGS *W EXP 02/15/201 18145M117 0 22735 22735 SH DEFINED 1 22735 LEGG MASON UNIT 99/99/9999 524901303 563 25000 25000 SH DEFINED 2 25000 PHARM HLDRS TR DEPOSITRY RCPT 71712A206 767 12500 12500 SH DEFINED 1 12500 PWRSH ETF TR INTL DIV ACHV 73935X716 848 80641 80641 SH DEFINED 1 80641 PWRSH ETF TR HI GRW RT DIV 73935X724 272 28610 28610 SH DEFINED 1 28610 DIREXION ETF TR FINL BULL 3X 25459W508 672 26397 26397 SH DEFINED 1 26397 SPDR SERIES TR LEHM CALI MUNI 78464A441 240 11412 11412 SH DEFINED 1 11412 WISDOMTREE TR SMLCAP EARN FD 97717W562 1013 36037 36037 SH DEFINED 1 36037 NETS TR TOPIX INDX JPN 64118K407 2386 124975 124975 SH DEFINED 1 124975 CLAYMORE ETF CAP MKT BD ETF 18383M662 3706 79263 79263 SH DEFINED 1 79263 ENGY XXI (BERMUDA) LTD COM G10082108 16 20000 20000 SH DEFINED 2 20000 RAYMOND JAMES FIN COM 754730109 1937 113052 113052 SH DEFINED 1 113052 DBK AG LDN BRH BG TTL ETN 25154H582 915 143130 143130 SH DEFINED 1 143130 DBK AG LDN BRH BG SML ETN 25154H590 825 127570 127570 SH DEFINED 1 127570 BARCLAYS PLC ETN PREC MET38 06739H248 1941 44170 44170 SH DEFINED 1 44170 BARCLAYS PLC ETN ALUMINUM38 06739H321 1480 61910 61910 SH DEFINED 1 61910 RYDEX ETF TR INV 2X SSH ETF 78355W619 4879 93820 93820 SH DEFINED 1 93820 RYDEX ETF TR 2X S&P SSH ETF 78355W627 3456 71429 71429 SH DEFINED 1 71429 RYDEX ETF TR INV 2X SST ETF 78355W635 1915 36865 36865 SH DEFINED 1 36865 WISDOMTREE TR EARN TOP100 FD 97717W554 866 32021 32021 SH DEFINED 1 32021 WISDOMTREE TR EARNING 500 FD 97717W588 692 22099 22099 SH DEFINED 1 22099 ISHRS TR S&P TARGET RET 464289107 2466 94160 94160 SH DEFINED 1 94160 PROSHRS TR PSHS SHTFINL ETF 74347R230 1270 16702 16702 SH DEFINED 1 16702 PROSHRS TR PSHS ULSHT SP500 74347R883 2983 42065 42065 SH DEFINED 1 42065 ALPS ETF TR C&S GLOBL ETF 00162Q106 919 36969 36969 SH DEFINED 1 36969 GRAFTECH INTL LTD COM 384313102 3674 441570 441570 SH DEFINED 1 441570 VANG WORLD FD EXTENDED DUR 921910709 3259 22226 22226 SH DEFINED 1 22226 BARCLAYS PLC ETN IPTH AGRI 06739H206 1104 27425 27425 SH DEFINED 1 27425 RYDEX ETF TR 2X S&P SST ETF 78355W643 874 35170 35170 SH DEFINED 1 35170 ISHRS TR SMLL CORE INDX 464288505 2429 47637 47637 SH DEFINED 1 47637 ISHRS TR KLD 400 IDX FD 464288570 1064 32017 32017 SH DEFINED 1 32017 ISHRS TR S&P TARGET 10 464289206 2463 99301 99301 SH DEFINED 1 99301 ISHRS TR S&P TARGET 35 464289701 1948 79344 79344 SH DEFINED 1 79344 ISHRS TR S&P TARGET 40 464289800 2056 90982 90982 SH DEFINED 1 90982 ISHRS TR S&P CONSR ALL 464289883 1632 63009 63009 SH DEFINED 1 63009 PROSHRS TR PSHS ULT S&P 500 74347R107 899 34153 34153 SH DEFINED 1 34153 PROSHRS TR PSHS SHT OIL&GAS 74347R222 944 13855 13855 SH DEFINED 1 13855 PROSHRS TR PSHS ULT SH MSCI 74347R339 220 2493 2493 SH DEFINED 1 2493 PROSHRS TR PSHS TECHNOLOGY 74347R578 1570 20500 20500 SH DEFINED 1 20500 PROSHRS TR PSHS ULTRA R/EST 74347R677 470 73628 73628 SH DEFINED 1 73628 NETS TR FTSE CNBC G300 64118K696 2001 77346 77346 SH DEFINED 1 77346 VALERO ENGY NEW COM 91913Y100 2190 101187 101187 SH DEFINED 1 101187 DIREXION ETF TR ENGY BEAR 3X 25459W870 240 6475 6475 SH DEFINED 1 6475 HIGH YIELD INCOME FD COM 429904105 44 14343 14343 SH DEFINED 1 14343 PHILIP MORRIS INTL COM 718172109 1098 25243 25243 SH DEFINED 1 25243 TRAVELERS COMPANIES COM 89417E109 943 20852 20852 SH DEFINED 2 20852 WHOLE FOODS MKT COM 966837106 2833 300089 300089 SH DEFINED 1 300089 VANG WORLD FDS FINS ETF 92204A405 839 32420 32420 SH DEFINED 1 32420 BARCLAYS PLC ETN SOFTS 38 06739H230 2683 75364 75364 SH DEFINED 1 75364 BARCLAYS PLC ETN IPTH GRNS 06739H305 948 22755 22755 SH DEFINED 1 22755 BARCLAYS PLC ETN IPTH NTRL 06739H644 307 10463 10463 SH DEFINED 1 10463 PWRSH ETF TR FINL PFD PTFL 73935X229 493 37399 37399 SH DEFINED 1 37399 INTL BUSINESS MACHS COM 459200101 842 10000 10000 SH DEFINED 2 10000 ISHRS TR MSCI SMALL CAP 464288273 956 37170 37170 SH DEFINED 1 37170 ISHRS TR MID GRWTH INDX 464288307 879 16476 16476 SH DEFINED 1 16476 ISHRS TR S&P ASIA 50 IN 464288430 320 12684 12684 SH DEFINED 1 12684 ISHRS TR SMLL GRWTH IDX 464288604 678 13926 13926 SH DEFINED 1 13926 ISHRS TR SMLL VAL INDX 464288703 1242 25337 25337 SH DEFINED 1 25337 ISHRS TR DJ HOME CONSTN 464288752 309 31541 31541 SH DEFINED 1 31541 PROSHRS TR PSHS REAL ESTAT 74347R552 548 10803 10803 SH DEFINED 1 10803 PROSHRS TR PSHS BASIC MTRL 74347R651 652 16764 16764 SH DEFINED 1 16764 WISDOMTREE TR LOW P/E FD 97717W547 1524 54733 54733 SH DEFINED 1 54733 PACIFIC RIM MNG COM NEW 694915208 13 92464 92464 SH DEFINED 1 92464 SPRINT NEXTEL COM SER 1 852061100 54 29278 29278 SH DEFINED 1 29278 MER LYNCH & CO COM 590188108 2358 202573 202573 SH DEFINED 1 202573 ZWEIG TOT RETURN FD COM 989837109 37 11107 11107 SH DEFINED 1 11107 CINCINNATI BELL NEW COM 171871106 24 12382 12382 SH DEFINED 1 12382 MAD CATZ INTERACTIVE COM 556162105 7 24708 24708 SH DEFINED 1 24708 NATIONWIDE FINL SVCS CL A 638612101 783 15000 15000 SH DEFINED 2 15000 ISHRS TR S&P 500 INDX 464287200 3300 36538 36538 SH DEFINED 1 36538 US HEATING OIL FD LP UNIT 91204P107 781 37667 37667 SH DEFINED 1 37667 ISHRS TR S&P AGGR ALL 464289859 390 16006 16006 SH DEFINED 1 16006 NETS TR FTSE 100IDX UK 64118K605 916 70046 70046 SH DEFINED 1 70046 NETS TR TOKYO REIT ETF 64118K779 476 21934 21934 SH DEFINED 1 21934 NETS TR FTSE SINGP ETF 64118K829 881 67163 67163 SH DEFINED 1 67163 NETS TR AEX IDX NETHER 64118K845 215 18352 18352 SH DEFINED 1 18352 RYDEX ETF TR ENGY ETF 78355W866 420 11973 11973 SH DEFINED 1 11973 THORATEC COM NEW 885175307 15712 483600 483600 SH DEFINED 2 483600 GEN STEEL HOLDINGS COM 370853103 43 10824 10824 SH DEFINED 1 10824 BERKSHIRE HATHAWAY DEL CL B 084670207 929 289 289 SH DEFINED 2 289 SOFTBRANDS COM 83402A107 1483 3902366 3902366 SH DEFINED 2 3902366 ISHRS TR MID VAL INDX 464288406 656 13377 13377 SH DEFINED 1 13377 BARCLAYS PLC ETN TIN 38 06739H198 2089 86953 86953 SH DEFINED 1 86953 BARCLAYS PLC ETN LEAD 38 06739H263 522 19161 19161 SH DEFINED 1 19161 BARCLAYS PLC ETN IPTH LVSTK 06739H743 220 6565 6565 SH DEFINED 1 6565 ISHRS TR DJ US FINL SEC 464287788 1659 36519 36519 SH DEFINED 1 36519 ISHRS TR DJ US BAS MATL 464287838 1320 35577 35577 SH DEFINED 1 35577 ISHRS TR S&P SHRT NATL 464288158 1273 12446 12446 SH DEFINED 1 12446 ISHRS TR S&P NY MUN ETF 464288323 3099 31322 31322 SH DEFINED 1 31322 PROSHRS TR PSHS ULTSHT INDL 74347R594 383 7072 7072 SH DEFINED 1 7072 PROSHRS TR PSHS ULTSHT FINL 74347R628 904 8732 8732 SH DEFINED 1 8732 JOHNSON & JOHNSON COM 478160104 657 10981 10981 SH DEFINED 1 10981 NYSE EURONEXT COM 629491101 3603 131600 131600 SH DEFINED 1 131600 UNITED TECHNOLOGIES COM 913017109 261 4865 4865 SH DEFINED 1 4865 WACHOVIA NEW COM 929903102 1526 275502 275502 SH DEFINED 1 275502 LEH BROS HLDGS COM 524908100 6 200065 200065 SH DEFINED 1 200065 ISHRS JAPAN SML CAP 464286582 2873 71925 71925 SH DEFINED 1 71925 CENTRAL SUN MINING COM 155432107 3 10050 10050 SH DEFINED 1 10050 GOLDMAN SACHS GROUP COM 38141G104 506 6000 6000 SH DEFINED 2 6000 QWEST COMMINTL IN COM 749121109 64 17638 17638 SH DEFINED 1 17638 BARCLAYS PLC ETN COTTON 38 06739H271 283 9768 9768 SH DEFINED 1 9768 INTL BUSINESS MACHS COM 459200101 371 4404 4404 SH DEFINED 1 4404 ISHRS TR BARCLYS 20+ YR 464287432 324 2717 2717 SH DEFINED 1 2717 ISHRS TR DJ US INDUSTRL 464287754 871 20163 20163 SH DEFINED 1 20163 ISHRS TR DJ PHARMA INDX 464288836 311 6900 6900 SH DEFINED 1 6900 ISHRS TR S&P GRWTH ALL 464289867 238 9581 9581 SH DEFINED 1 9581 US OIL FD LP UNITS 91232N108 5620 169737 169737 SH DEFINED 1 169737 AIG UNIT 99/99/9999 026874115 360 42300 42300 SH DEFINED 2 42300 MER LYNCH & CO COM 590188108 1164 100000 100000 SH DEFINED 2 100000 BERKSHIRE HATHAWAY DEL CL A 084670108 7342 76 76 SH DEFINED 2 76 DESWELL INDS COM 250639101 268 200000 200000 SH DEFINED 2 200000 MERCER INTL COM 588056101 1171 610000 610000 SH DEFINED 2 610000 VERIZON COMMINC COM 92343V104 463 13651 13651 SH DEFINED 1 13651 BARCLAYS PLC ETN COCOA 38 06739H313 376 9213 9213 SH DEFINED 1 9213 GEN ELECTRIC CO COM 369604103 393 24231 24231 SH DEFINED 1 24231 ISHRS TR S&P500 GRW 464287309 951 21166 21166 SH DEFINED 1 21166 KEYCORP NEW COM 493267108 4520 530523 530523 SH DEFINED 1 530523 AUGUSTA RES COM NEW 050912203 41 89198 89198 SH DEFINED 1 89198 SUNPOWER COM CL B 867652307 414 13589 13589 SH DEFINED 2 13589 VANDA PHARM COM 921659108 279 558771 558771 SH DEFINED 2 558771 LEGG MASON COM 524901105 2237 102109 102109 SH DEFINED 1 102109 ON2 TECHNOLOGIES COM 68338A107 2 10081 10081 SH DEFINED 1 10081 LEVEL 3 COMMINC COM 52729N100 23 32974 32974 SH DEFINED 1 32974 ISHRS TR BARCLYS 7-10 YR 464287440 296 3009 3009 SH DEFINED 1 3009 STORM CAT ENGY COM 862168101 0 15098 15098 SH DEFINED 1 15098 NEWCASTLE INVT COM 65105M108 19 22186 22186 SH DEFINED 1 22186 PAETEC HOLDING COM 695459107 23 15692 15692 SH DEFINED 1 15692 POLYMET MINING COM 731916102 29 43548 43548 SH DEFINED 1 43548 LEH BROS HLDGS COM 524908100 1 40000 40000 SH DEFINED 2 40000 GBLSTAR COM 378973408 200 1002484 1002484 SH DEFINED 1 1002484 CITIGROUP COM 172967101 1248 186000 186000 SH DEFINED 2 186000 KRAFT FOODS CL A 50075N104 1878 69961 69961 SH DEFINED 1 69961 SIRIUS XM RADIO COM 82967N108 2 16327 16327 SH DEFINED 2 16327 XENONICS HLDGS COM 984117101 13 23998 23998 SH DEFINED 1 23998 ISHRS TR BARCLYS 1-3 YR 464287457 362 4280 4280 SH DEFINED 1 4280 ISHRS TR US PFD STK IDX 464288687 201 6875 6875 SH DEFINED 1 6875 NYSE EURONEXT COM 629491101 891 32552 32552 SH DEFINED 2 32552 ISHRS TR DJ US ENGY 464287796 998 35143 35143 SH DEFINED 1 35143 EXXON MOBIL COM 30231G102 1563 19579 19579 SH DEFINED 1 19579 AVIGEN COM 053690103 943 1241278 1241278 SH DEFINED 2 1241278 PRESSTEK COM 741113104 2823 879500 879500 SH DEFINED 1 879500 DIAMONDS TR UNIT SER 1 252787106 417 4750 4750 SH DEFINED 1 4750 SPDR TR UNIT SER 1 78462F103 3843 42586 42586 SH DEFINED 1 42586 HUNTSMAN COM 447011107 378 110000 110000 SH DEFINED 2 110000 VONAGE HLDGS COM 92886T201 16 24589 24589 SH DEFINED 1 24589 COFFEE HLDGS COM 192176105 26 30764 30764 SH DEFINED 1 30764 TRC COS COM 872625108 1102 568100 568100 SH DEFINED 2 568100 TIME WARNER COM 887317105 419 41647 41647 SH DEFINED 1 41647 CONOCOPHILLIPS COM 20825C104 215 4157 4157 SH DEFINED 1 4157 URANIUM ENGY COM 916896103 4 14042 14042 SH DEFINED 1 14042 DATASCOPE COM 238113104 1103 21106 21106 SH DEFINED 2 21106 BIODEL COM 09064M105 2048 424861 424861 SH DEFINED 2 424861 MIDWAY GAMES COM 598148104 3 13625 13625 SH DEFINED 1 13625 TRC COS COM 872625108 291 150000 150000 SH DEFINED 1 150000 RAIT FIN TR COM 749227104 65 25091 25091 SH DEFINED 1 25091 UBS AG NEW H89231338 4973 347741 347741 SH DEFINED 1 347741 NRG ENGY COM NEW 629377508 233 10000 10000 SH DEFINED 2 10000 OREZONE RES COM 685921108 5 11876 11876 SH DEFINED 1 11876 BOEING CO COM 097023105 603 14131 14131 SH DEFINED 1 14131 CHEVRON NEW COM 166764100 413 5585 5585 SH DEFINED 1 5585 FIBERTOWER COM 31567R100 6 40066 40066 SH DEFINED 1 40066 SARA LEE COM 803111103 392 40000 40000 SH DEFINED 2 40000 TERRESTAR COM 881451108 22 54513 54513 SH DEFINED 1 54513 3COM COM 885535104 1140 500000 500000 SH DEFINED 2 500000 XEROX COM 984121103 843 105726 105726 SH DEFINED 1 105726 KOWABUNGA COM 500747100 3 44097 44097 SH DEFINED 1 44097 SOFTBRANDS COM 83402A107 6 15428 15428 SH DEFINED 1 15428 SULPHCO COM 865378103 16 17215 17215 SH DEFINED 1 17215 UBS AG NEW H89231338 704 49202 49202 SH DEFINED 2 49202 EMCORE COM 290846104 15 11717 11717 SH DEFINED 1 11717 AT&T COM 00206R102 551 19317 19317 SH DEFINED 1 19317 KBR COM 48242W106 380 25000 25000 SH DEFINED 2 25000 UST COM 902911106 647 9319 9319 SH DEFINED 2 9319 -----END PRIVACY-ENHANCED MESSAGE-----