SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brock John

(Last) (First) (Middle)
2500 WINDY RIDGE PARKWAY
14TH FLOOR

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COCA-COLA ENTERPRISES, INC. [ CCE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/02/2015 M 218,807 A $14.19 997,850 D
Common Stock 11/02/2015 S (1) 218,807 D $51.2456 (2) 779,043 D
Common Stock 11/03/2015 G (3) V 492 D $0 778,551 D
Common Stock 11/03/2015 G (3) V 655 D $0 777,896 D
Common Stock 11/03/2015 G (3) V 9,824 D $0 768,072 D
Common Stock 110,500 (4) I Brock 2014 GRAT
Common Stock 387,372 (5) I Brock 2015 GRAT
Common Stock 43,490 I Brock Descendants Trust
Common Stock 50,600 I Brock Trust, by spouse as trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2006 Special Stock Option Awards $14.19 11/02/2015 M (6) 218,807 04/25/2007 04/25/2016 Common Stock 218,807 $0 437,614 D
Explanation of Responses:
1. These shares were sold pursuant to a 10b5-1 trading plan.
2. The 218,807 shares were sold through separate trades, with the sale prices ranging from $51.04 to $51.52, and a weighted average sale price of $51.2456.
3. Gift to charitable organization of shares owned by reporting person, pursuant to a 10b5-1 trading plan.
4. The reporting person transferred 110,500 shares to a grantor retained annuity trust (GRAT). As he is the trustee of such GRAT, the shares are indirectly owned by him.
5. The reporting person transferred 387,372 shares to a grantor retained annuity trust (GRAT). As he is the trustee of such GRAT, the shares are indirectly owned by him.
6. These options were exercised pursuant to a 10b5-1 trading plan.
Suzanne N. Forlidas, attorney-in-fact 11/03/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.