0001127602-21-023875.txt : 20210817 0001127602-21-023875.hdr.sgml : 20210817 20210817162830 ACCESSION NUMBER: 0001127602-21-023875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swainson John A CENTRAL INDEX KEY: 0001309401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33977 FILM NUMBER: 211183099 MAIL ADDRESS: STREET 1: C/O VISA INC. STREET 2: 900 METRO CENTER BLVD. CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISA INC. CENTRAL INDEX KEY: 0001403161 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 260267673 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 BUSINESS PHONE: 650-432-3200 MAIL ADDRESS: STREET 1: P.O. BOX 8999 CITY: SAN FRANCISCO STATE: CA ZIP: 94128-8999 FORMER COMPANY: FORMER CONFORMED NAME: Visa Inc. DATE OF NAME CHANGE: 20070614 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-08-12 0001403161 VISA INC. V 0001309401 Swainson John A C/O VISA INC. P.O. BOX 8999 SAN FRANCISCO CA 94128-8999 1 Class A Common Stock 2021-08-12 5 G 0 E 3263 0 D 24759 I JAS GRAT 2020-4 Class A Common Stock 2021-08-12 5 G 0 E 3263 0 A 19516 D Class A Common Stock 2021-08-12 5 G 0 E 3263 0 D 24759 I LMS GRAT 2020-4 Class A Common Stock 2021-08-12 5 G 0 E 3263 0 A 22779 D Class A Common Stock 2021-08-12 5 G 0 E 3263 0 D 19516 D Class A Common Stock 2021-08-12 5 G 0 E 3263 0 A 3263 I JAS Trust 4-2020 Class A Common Stock 2021-08-12 5 G 0 E 3263 0 D 16253 D Class A Common Stock 2021-08-12 5 G 0 E 3263 0 A 3263 I LMS Trust 11-2020 The Reporting Person, John A. Swainson (JAS), held 56,044 shares in a Tenants in Common account with his wife, Linda M. Swainson (LMS). On 8/13/2020, JAS transferred his 50% interest in such account (28,022 shares) to the JAS GRAT 2020-4 (a grantor retained annuity trust (GRAT)) and LMS transferred her 50% interest in such account (28,022 shares) to the LMS GRAT 2020-4. Pursuant to the JAS GRAT 2020-4 and LMS GRAT 2020-4 Trust Agreements, an annual annuity payment of 3,263 shares was made to each of JAS and LMS, respectively. JAS is the sole Trustee of the JAS GRAT 2020-4 and the LMS GRAT 2020-4, each of which was established for estate planning purposes. JAS is the sole Trustee of each of the John A Swainson Irrevocable Trust and the Linda M Swainson Irrevocable Trust, each of which was established for estate planning purposes. /s/ Sue Choi, Attorney-In-Fact 2021-08-17