0001140361-18-000605.txt : 20180103 0001140361-18-000605.hdr.sgml : 20180103 20180103202921 ACCESSION NUMBER: 0001140361-18-000605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harned Christopher B CENTRAL INDEX KEY: 0001309337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 18508161 MAIL ADDRESS: STREET 1: C/O THE CYPRESS GROUP STREET 2: 65 EAST 55TH ST, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 doc1.xml FORM 4 X0306 4 2018-01-01 0 0001481792 Quad/Graphics, Inc. QUAD 0001309337 Harned Christopher B C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 1 0 0 0 Class A Common Stock 2018-01-01 4 A 0 4920 0 A 82519 D Class A Common Stock 266912.523 I By Spouse Stock Options (Right to Buy) 29.37 2012-05-14 2018-01-31 Class A Common Stock 2500 2500 D Stock Options (Right to Buy) 15.37 2012-05-14 2019-01-31 Class A Common Stock 2500 2500 D Stock Options (Right to Buy) 16.62 2020-01-31 Class A Common Stock 7500 7500 D Class B Common Stock 2017-12-13 4 G 0 9048 0 D Class A Common Stock 9048 234012 I By Spouse Includes 4,920 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. Includes 2,474 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted. This number reflects a distribution of shares held by spouse in the 401(a) Plan, in a transaction exempt from Section 16 reporting. Became exercisable as to 5,025 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. /s/ Jennifer J. Kent, Attorney-In-Fact for Christopher B. Harned 2018-01-03