0001002225-14-000068.txt : 20141017
0001002225-14-000068.hdr.sgml : 20141017
20141017194747
ACCESSION NUMBER: 0001002225-14-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141015
FILED AS OF DATE: 20141017
DATE AS OF CHANGE: 20141017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David Peter
CENTRAL INDEX KEY: 0001309147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 141162824
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-10-15
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001309147
Hess David Peter
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
1
0
0
Chief Executive Officer
Common Stock
2014-10-15
4
M
0
7500.0
7.84
A
166959
D
Common Stock
2014-10-15
4
D
0
1886.0
31.18
D
165073
D
Common Stock
2014-10-15
4
F
0
2929.0
31.18
D
162144
D
Common Stock
2014-10-17
4
S
0
2685.0
31.2642
D
159459
D
Stock Appreciation Rights
7.84
2014-10-15
4
M
0
7500.0
0.0
D
2007-03-14
2016-03-14
Common Stock
7500
11435
D
Transaction pursuant to 10b5-1 plan dated 13 November 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
By: James S Cox For: David P Hess
2014-10-17