0001002225-14-000016.txt : 20140220 0001002225-14-000016.hdr.sgml : 20140220 20140220191827 ACCESSION NUMBER: 0001002225-14-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 14631257 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-18 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2014-02-18 4 M 0 7500.0 7.84 A 69210 D Common Stock 2014-02-18 4 D 0 1900.0 30.97 D 67310 D Common Stock 2014-02-18 4 F 0 2104.0 30.97 D 65206 D Common Stock 2014-02-20 4 S 0 3497.0 30.6993 D 61709 D Stock Appreciation Rights 7.84 2014-02-18 4 M 0 7500.0 0.0 D 2007-03-14 2016-03-14 Common Stock 7500 63935 D Transaction pursuant to 10b5-1 plan dated 13 November 2013 Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. 50% of the shares subject to the Restricted Stock Unit shall vest at 24 months, remaining 50% vest at 48 months from grant subject to the employee continuing to be a Service Provider on such dates. By: James S Cox For: David Peter Hess 2014-02-20