0001002225-14-000016.txt : 20140220
0001002225-14-000016.hdr.sgml : 20140220
20140220191827
ACCESSION NUMBER: 0001002225-14-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140218
FILED AS OF DATE: 20140220
DATE AS OF CHANGE: 20140220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David Peter
CENTRAL INDEX KEY: 0001309147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 14631257
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-18
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001309147
Hess David Peter
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
1
0
0
Chief Executive Officer
Common Stock
2014-02-18
4
M
0
7500.0
7.84
A
69210
D
Common Stock
2014-02-18
4
D
0
1900.0
30.97
D
67310
D
Common Stock
2014-02-18
4
F
0
2104.0
30.97
D
65206
D
Common Stock
2014-02-20
4
S
0
3497.0
30.6993
D
61709
D
Stock Appreciation Rights
7.84
2014-02-18
4
M
0
7500.0
0.0
D
2007-03-14
2016-03-14
Common Stock
7500
63935
D
Transaction pursuant to 10b5-1 plan dated 13 November 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
50% of the shares subject to the Restricted Stock Unit shall vest at 24 months, remaining 50% vest at 48 months from grant subject to the employee continuing to be a Service Provider on such dates.
By: James S Cox For: David Peter Hess
2014-02-20