0001002225-13-000026.txt : 20130314 0001002225-13-000026.hdr.sgml : 20130314 20130314142055 ACCESSION NUMBER: 0001002225-13-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 13690052 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-12 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2013-03-12 4 M 0 558.0 9.03 A 47081 D Common Stock 2013-03-12 4 S 0 558.0 26.365 D 46523 D Common Stock 2013-03-12 4 M 0 13565.0 14.09 A 60088 D Common Stock 2013-03-12 4 D 0 6449.0 29.64 D 53639 D Common Stock 2013-03-12 4 F 0 2674.0 29.64 D 50965 D Common Stock 2013-03-12 4 S 0 4442.0 26.365 D 46523 D Non-Qualified Stock Option (right to buy) 9.03 2013-03-12 4 M 0 558.0 26.365 D 2005-10-04 2014-10-04 Common Stock 558 0 D Stock Appreciation Rights 14.09 2013-03-12 4 M 0 13565.0 D 2007-03-14 2016-03-14 Common Stock 13565 86435 D Transaction pursuant to 10b5-1 plan dated 9 February 2012 Exercise of stock settled stock appreciation rights (SS-SAR). Derivative securities disposed were rights withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: David Peter Hess 2013-03-14