0001002225-13-000026.txt : 20130314
0001002225-13-000026.hdr.sgml : 20130314
20130314142055
ACCESSION NUMBER: 0001002225-13-000026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130312
FILED AS OF DATE: 20130314
DATE AS OF CHANGE: 20130314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hess David Peter
CENTRAL INDEX KEY: 0001309147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 13690052
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-12
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001309147
Hess David Peter
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
1
0
0
Chief Executive Officer
Common Stock
2013-03-12
4
M
0
558.0
9.03
A
47081
D
Common Stock
2013-03-12
4
S
0
558.0
26.365
D
46523
D
Common Stock
2013-03-12
4
M
0
13565.0
14.09
A
60088
D
Common Stock
2013-03-12
4
D
0
6449.0
29.64
D
53639
D
Common Stock
2013-03-12
4
F
0
2674.0
29.64
D
50965
D
Common Stock
2013-03-12
4
S
0
4442.0
26.365
D
46523
D
Non-Qualified Stock Option (right to buy)
9.03
2013-03-12
4
M
0
558.0
26.365
D
2005-10-04
2014-10-04
Common Stock
558
0
D
Stock Appreciation Rights
14.09
2013-03-12
4
M
0
13565.0
D
2007-03-14
2016-03-14
Common Stock
13565
86435
D
Transaction pursuant to 10b5-1 plan dated 9 February 2012
Exercise of stock settled stock appreciation rights (SS-SAR). Derivative securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
By: James S Cox For: David Peter Hess
2013-03-14