0001002225-12-000085.txt : 20121015 0001002225-12-000085.hdr.sgml : 20121015 20121015165717 ACCESSION NUMBER: 0001002225-12-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121012 FILED AS OF DATE: 20121015 DATE AS OF CHANGE: 20121015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 121144303 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-10-12 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2012-10-12 4 M 0 4060.0 9.03 A 50472.0 D Common Stock 2012-10-12 4 S 0 4060.0 23.9196 D 46412.0 D Non-Qualified Stock Option (right to buy) 9.03 2012-10-12 4 M 0 4060.0 23.9196 D 2005-10-04 2014-10-04 Common Stock 4060.0 20558.0 D Transaction pursuant to 10b5-1 plan dated February 9, 2012 By: James S Cox For: David Peter Hess 2012-10-15