0001002225-12-000077.txt : 20120919 0001002225-12-000077.hdr.sgml : 20120919 20120919131635 ACCESSION NUMBER: 0001002225-12-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120917 FILED AS OF DATE: 20120919 DATE AS OF CHANGE: 20120919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 121099390 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-09-17 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 1 0 0 Chief Executive Officer Common Stock 2012-09-17 4 M 0 334.0 10.38 A 46746.0 D Common Stock 2012-09-17 4 S 0 334.0 25.0 D 46412.0 D Common Stock 2012-09-17 4 M 0 8726.0 10.38 A 55138.0 D Common Stock 2012-09-17 4 S 0 8726.0 25.0 D 46412.0 D Incentive Stock Option (right to buy) 10.38 2012-09-17 4 M 0 334.0 25.0 D 2005-01-09 2014-01-09 Common Stock 334.0 0.0 D Non-Qualified Stock Option (right to buy) 10.38 2012-09-17 4 M 0 8726.0 25.0 D 2005-01-09 2014-01-09 Common Stock 8726.0 940.0 D Transaction pursuant to 10b5-1 plan dated February 9, 2012 By: James S Cox For: David Peter Hess 2012-09-19