0001002225-11-000068.txt : 20110519 0001002225-11-000068.hdr.sgml : 20110519 20110519185420 ACCESSION NUMBER: 0001002225-11-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110519 DATE AS OF CHANGE: 20110519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 11859319 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-05-17 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 President Common Stock 2011-05-17 4 M 0 5000 9.48 A 39296 D Common Stock 2011-05-17 4 S 0 5000 26.8416 D 34296 D Common Stock 2011-05-17 4 M 0 5000 9.48 A 39296 D Common Stock 2011-05-17 4 S 0 5000 26.7501 D 34296 D Non-Qualified Stock Option (right to buy) 9.48 2011-05-17 4 M 0 5000 26.8416 D 2004-10-17 2013-10-17 Common Stock 5000 29182 D Non-Qualified Stock Option (right to buy) 9.48 2011-05-17 4 M 0 5000 26.7501 D 2004-10-17 2013-10-17 Common Stock 5000 24182 D By: James S Cox For: David Peter Hess Jr 2011-05-19