-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5pbdgvpmOG7nVDyg2pJttFhp3Nkmm/Cn/ECYHJNOOyHvRt8uxgXfiJSuBnvAIIC XlyEADwh0Jfm368lz4uzpQ== 0001002225-10-000070.txt : 20100802 0001002225-10-000070.hdr.sgml : 20100802 20100802153814 ACCESSION NUMBER: 0001002225-10-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100528 FILED AS OF DATE: 20100802 DATE AS OF CHANGE: 20100802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hess David Peter CENTRAL INDEX KEY: 0001309147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 10984026 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-05-28 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001309147 Hess David Peter 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 President Common Stock 2010-05-28 4 J 0 498 32.776 A 14649 D Common Stock 2010-07-29 4 M 0 5000 18.96 A 19649 D Common Stock 2010-07-29 4 S 0 5000 51.6724 D 14649 D Non-Qualified Stock Option (right to buy) 18.96 2010-07-29 4 M 0 5000 51.6724 D 2004-10-17 2013-10-17 Common Stock 5000 17091 D Shares acquired through the 2005 Employee Stock Purchase Plan on 5/28/2010 By: James S Cox For: David Peter Hess Jr 2010-08-02 -----END PRIVACY-ENHANCED MESSAGE-----