SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Young Capital Management, LLC

(Last) (First) (Middle)
1491 GLENVILLE DRIVE

(Street)
LOS ANGELES CA 90035

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2012
3. Issuer Name and Ticker or Trading Symbol
LUCAS ENERGY, INC. [ LEI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value(1) 196,666 I(2) By Young Capital Partners, LP
Common Stock, $0.001 par value(1) 1,470,000 I(3) By Meson Capital Constructive Partners L.P.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrants (right to buy)(1) 07/03/2011(4) 07/03/2016 Common Stock, $0.001 par value 50,000(4) $2.86 I(2) By Young Capital Partners, LP
Common Stock Warrants (right to buy)(1) 10/18/2012(5) 10/18/2017 Common Stock, $0.001 par value 87,500(5) $2.3 I(2) By Young Capital Partners, LP
Common Stock Warrants (right to buy)(1) 09/11/2012(5) 09/11/2013 Common Stock, $0.001 par value 12,500(5) $2 I(2) By Young Capital Partners, LP
Common Stock Warrants (right to buy)(1) 09/11/2012(5) 09/11/2013 Common Stock, $0.001 par value 187,500(5) $2 I(3) By Meson Capital Constructive Partners L.P.
1. Name and Address of Reporting Person*
Young Capital Management, LLC

(Last) (First) (Middle)
1491 GLENVILLE DRIVE

(Street)
LOS ANGELES CA 90035

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
1. Name and Address of Reporting Person*
Young Capital Partners, LP

(Last) (First) (Middle)
1491 GLENVILLE DRIVE

(Street)
LOS ANGELES CA 90035

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
1. Name and Address of Reporting Person*
Young Joshua D

(Last) (First) (Middle)
1491 GLENVILLE DRIVE

(Street)
LOS ANGELES CA 90035

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
Explanation of Responses:
1. This Form 3 is filed jointly by Young Capital Partners, LP ("Young LP"), Young Capital Management, LLC ("Young LLC") and Joshua D. Young. Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
2. Securities owned directly by Young LP, and owned indirectly by Young LLC by virtue of it being the general partner of Young LP and by Joshua D. Young by virtue of his position as managing member of Young LLC.
3. Securities owned directly by Meson Capital Constructive Partners L.P. ("Meson Constructive"). Young LLC is entitled to receive a portion of the incentive allocation earned by Meson Capital Partners LLC in its capacity as the general partner of Meson Constructive.
4. The Warrants contain a "blocker" provision which restricts exercise of any portion of the Warrants to the extent that after giving effect to such exercise, the holder thereof would beneficially own in excess of 9.99% of the Issuer's outstanding shares of Common Stock, subject to increase or decrease to the ownership limitation as set forth in the Warrants, but in no event greater than 9.99% of the shares of Common Stock outstanding.
5. The Warrants contain a "blocker" provision which restricts exercise of any portion of the Warrants to the extent that after giving effect to such exercise, the holder thereof would beneficially own in excess of 4.99% of the Issuer's outstanding shares of Common Stock, subject to increase or decrease to the ownership limitation as set forth in the Warrants, but in no event greater than 9.99% of the shares of Common Stock outstanding.
By: Young Capital Partners, LP, By: Young Capital Management, LLC, General Partner, By: /s/ Joshua D. Young, Managing Member 09/21/2012
By: Young Capital Management, LLC, General Partner, By: /s/ Joshua D. Young, Managing Member 09/21/2012
By: /s/ Joshua D. Young 09/21/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.