0001562180-18-004782.txt : 20181203 0001562180-18-004782.hdr.sgml : 20181203 20181203183425 ACCESSION NUMBER: 0001562180-18-004782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181203 DATE AS OF CHANGE: 20181203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeRosa Michael Lawrence CENTRAL INDEX KEY: 0001309058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37839 FILM NUMBER: 181215081 MAIL ADDRESS: STREET 1: 2500 NORTHWINDS PARKWAY STREET 2: SUITE 475 CITY: ALPHARETTA STATE: GA ZIP: 30004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPI COMPOSITES, INC CENTRAL INDEX KEY: 0001455684 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201590775 BUSINESS ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 480-305-8910 MAIL ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: TPI COMPOSITES INC DATE OF NAME CHANGE: 20090206 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-11-29 false 0001455684 TPI COMPOSITES, INC TPIC 0001309058 DeRosa Michael Lawrence 565 E SWEDESFORD ROAD, SUITE 207 WAYNE PA 19087 true false true false Common Stock 2018-11-29 4 S false 9505.00 26.64 D 3578910.00 I See Footnote Common Stock 2018-11-29 4 S false 34311.00 27.07 D 3544599.00 I See Footnote Common Stock 2018-11-30 4 S false 26492.00 27.06 D 3518107.00 I See Footnote Common Stock 2018-12-03 4 S false 29670.00 27.53 D 3488437.00 I See Footnote Common Stock 6620.00 D This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $25.88 to $26.85. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 3,525,239 shares of these securities are held of record by EP II and 53,671 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $26.87 to $27.19. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 3,491,443 shares of these securities are held of record by EP II and 53,156 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $26.71 to $27.20. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 3,465,348 shares of these securities are held of record by EP II and 52,759 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.09 to $27.75. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 3,436,123 shares of these securities are held of record by EP II and 52,314 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. /s/ Steven G. Fishbach, Attorney-in-Fact 2018-12-03