0001562180-18-004232.txt : 20181016 0001562180-18-004232.hdr.sgml : 20181016 20181016201910 ACCESSION NUMBER: 0001562180-18-004232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181012 FILED AS OF DATE: 20181016 DATE AS OF CHANGE: 20181016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeRosa Michael Lawrence CENTRAL INDEX KEY: 0001309058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37839 FILM NUMBER: 181125277 MAIL ADDRESS: STREET 1: 2500 NORTHWINDS PARKWAY STREET 2: SUITE 475 CITY: ALPHARETTA STATE: GA ZIP: 30004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPI COMPOSITES, INC CENTRAL INDEX KEY: 0001455684 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201590775 BUSINESS ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 480-305-8910 MAIL ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: TPI COMPOSITES INC DATE OF NAME CHANGE: 20090206 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-10-12 false 0001455684 TPI COMPOSITES, INC TPIC 0001309058 DeRosa Michael Lawrence 565 E SWEDESFORD ROAD, SUITE 207 WAYNE PA 19087 true false true false Common Stock 2018-10-12 4 S false 87396.00 25.00 D 5068573.00 I See Footnote Common Stock 2018-10-15 4 S false 20015.00 25.64 D 5048558.00 I See Footnote Common Stock 2018-10-16 4 S false 21693.00 26.12 D 5026865.00 I See Footnote Common Stock 6620.00 D This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $24.70 to $25.50. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 4,992,556 shares of these securities are held of record by EP II and 76,017 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $25.10 to $25.96. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 4,972,841 shares of these securities are held of record by EP II and 75,717 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $25.55 to $26.45. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. 4,951,473 shares of these securities are held of record by EP II and 75,392 shares of these securities are held of record by Intrafund. Element Partners II G.P., L.P. ("GP LP") is the general partner of both EP II and Intrafund, and GP LLC is the general partner of GP LP. The Reporting Person is a managing member of GP LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. /s/ Steven G. Fishbach, Attorney-in-Fact 2018-10-16